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COTY INC. — Director's Dealing 2013
Jun 17, 2013
6520_dirs_2013-06-17_cbda48d0-e747-4a0b-b4e5-49ce9da33df2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-04-23
Reporting Person: Semerari Renato (President of Coty Beauty)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-23 | Class A common stock | M | 250000 | $4.45 | Acquired | 295000 | Direct |
| 2013-04-23 | Class A common stock | F | 65442 | $17.00 | Disposed | 229558 | Direct |
| 2013-04-23 | Class A common stock | D | 173953 | $17.50 | Disposed | 55605 | Direct |
| 2013-06-13 | Class A common stock | M | 200000 | — | Acquired | 255605 | Direct |
| 2013-06-13 | Class A common stock | F | 34940 | $17.50 | Disposed | 220665 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-23 | Stock Options (right to buy) | $4.45 | M | 250000 | Disposed | 2019-05-01 | Class A common stock (250000) | Direct |
| 2013-04-23 | Restricted Stock Units | $ | A | 3171 | Acquired | Class A common stock (3171) | Direct | |
| 2013-06-13 | IPO Units | $ | M | 200000 | Disposed | Class A common stock (200000) | Direct |
Footnotes
F1: The transactions represent exercises of vested stock options for 9,513 Restricted Shares of Class A common stock under Coty Inc.'s Platinum Program, 1,092 shares of Class A common stock and cash.
F2: The transactions represent vesting and settlement of IPO Units on June 13, 2013 and withholding of shares of Class A common stock upon settlement to pay withholding taxes.
F3: Upon vesting, each IPO Unit settles for one share of Class A common stock of Coty Inc. The remaining IPO Units vest on June 13, 2014.
F4: Upon vesting, each Restricted Stock Unit settles for one share of Class A common stock of Coty Inc. The Restricted Stock Units acquired on April 23, 2013 vest on April 23, 20198 and match the reporting person's investment in Coty Inc.'s Platinum Program. In addition, 30,000 Restricted Stock Units vest on June 12, 2014, and 220,000 Restricted Stock Units vest on September 25, 2017.