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COTY INC. — Director's Dealing 2013
Jul 19, 2013
6520_dirs_2013-07-19_da230196-7960-4a1a-a3e7-bde3142fa994.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-07-17
Reporting Person: JAB Holdings II B.V. (10% Owner)
Reporting Person: Donata Holding SE (10% Owner)
Reporting Person: Parentes Holding SE (10% Owner)
Reporting Person: JAB Holdings B.V. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-17 | Class A common stock | C | 6097826 | — | Acquired | 6097826 | Direct |
| 2013-07-17 | Class A common stock | S | 6097826 | $16.8875 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-17 | Class B common stock | $ | C | 6097826 | Disposed | Class A common stock (6097826) | Direct |
Footnotes
F1: This Statement is being filed by JAB Holdings II B.V. ("JAB II"), JAB Holdings B.V. ("JAB"), Parentes Holding SE ("Parentes") and Donata Holding SE ("Donata" and, together with JAB II, JAB and Parentes, the "Reporting Persons"). JAB II is an indirect subsidiary of each of Parentes and Donata. JAB is an indirect subsidiary of Parentes and a direct stockholder of JAB II. Other intervening subsidiaries are Donata Holdings B.V., Joh. A. Benckiser s.a r.l., and JAB Investments s.a r.l. JAB, Donata and Parentes are indirect beneficial owners of the reported securities, and each disclaims a pecuniary interest in the reported securities except to the extent of its interest therein. The address of Donata and Parentes is: Rooseveltplatz 4-5 / Top 10, A-1090 Vienna, Austria. JAB's address is the same as JAB II's.
F2: Class B Common Stock is convertible to Class A common stock at any time on a one-for-one basis and has no expiration date. The Class B shares converted to Class A shares upon being transferred pursuant to settlement of the sale described in footnote (3).
F3: The 6,097,826 shares were sold to the underwriters party to an underwriting agreement dated June 12, 2013 pursuant to the exercise of their over-allotment option.