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COTY INC. — Director's Dealing 2013
Jun 17, 2013
6520_dirs_2013-06-17_861ef917-e048-4df8-a424-ccf2933e97fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-01-17
Reporting Person: Monaco Kevin (SVP, Treasurer & IR)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-17 | Class A common stock | A | 4000 | $15.25 | Acquired | 20000 | Direct |
| 2013-06-13 | Class A common stock | M | 25000 | — | Acquired | 45000 | Direct |
| 2013-06-13 | Class A common stock | F | 9251 | $17.50 | Disposed | 35749 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-17 | Restricted Stock Units | $ | A | 1225 | Acquired | Class A common stock (1225) | Direct | |
| 2013-06-13 | IPO Units | $ | M | 25000 | Disposed | Class A common stock (25000) | Direct |
Footnotes
F1: The transactions represent the reporting person's investment in Coty Inc.'s Platinum Program and the receipt of Restricted Stock Units to match the reporting person's investment.
F2: The transactions represent vesting and settlement of IPO Units on June 13, 2013, and withholding of shares of Class A common stock upon settlement to pay withholding taxes.
F3: Upon vesting, each IPO Unit settles for one share of Class A common stock of Coty Inc. The remaining IPO Units vest on June 13, 2014.
F4: Upon vesting, each Restricted Stock Unit settles for one share of Class A common stock of Coty Inc. 1,225 Restricted Stock Units acquired on January 17, 2013 vest on January 17, 2018. In addition, 36,750 Restricted Stock Units vest on March 2, 2014, and 37,500 Restricted Stock Units vest on September 25, 2017.