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COTY INC. — Director's Dealing 2013
Jun 17, 2013
6520_dirs_2013-06-17_f75ff1ef-b27e-4840-a934-8a417d118c07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-01-17
Reporting Person: Shaefer Peter (SVP, Strat. Business Developme)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-17 | Class A common stock | A | 6575 | $15.25 | Acquired | 66175 | Direct |
| 2013-06-13 | Class A common stock | M | 40000 | — | Acquired | 106175 | Direct |
| 2013-06-13 | Class A common stock | F | 18660 | $17.50 | Disposed | 87515 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-17 | Restricted Stock Units | $ | A | 1644 | Acquired | Class A common stock (1644) | Direct | |
| 2013-06-13 | IPO Units | $ | M | 40000 | Disposed | Class A common stock (40000) | Direct |
Footnotes
F1: The transactions represent the reporting person's investment in Coty Inc.'s Platinum Program and the receipt of Restricted Stock Units to match the reporting person's investment.
F2: The transactions represent vesting and settlement of IPO Units on June 13, 2013 and withholding of shares of Class A common stock upon settlement to pay withholding taxes.
F3: Upon vesting, each IPO Unit settles for one share of Class A common stock of Coty Inc. The remaining IPO Units vest on June 13, 2014.
F4: Upon vesting, each Restricted Stock Unit settles for one share of Class A common stock of Coty Inc. 1,644 Restricted Stock Units acquired on January 17, 2013 vest on January 17, 2018. In addition, 37,000 Restricted Stock Units vest on September 25, 2017.