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COTY INC. — Director's Dealing 2013
Jul 19, 2013
6520_dirs_2013-07-19_813f5319-c560-4012-bcc1-b589d7072cbb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-07-17
Reporting Person: Goudet Olivier (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-17 | Class A common stock | C | 121956 | — | Acquired | 121956 | Indirect |
| 2013-07-17 | Class A common stock | S | 121956 | $16.8875 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-17 | Class B common stock | $ | C | 121956 | Disposed | Class A common stock (121956) | Indirect |
Footnotes
F1: Class B common stock is convertible to Class A common stock on a one-for-one basis and has no expiration date. The Class B shares converted to Class A shares upon being transferred pursuant to settlement of the sale described in footnote (2).
F2: The reporting person may be deemed to have an indirect pecuniary interest representing less than 2% of the shares held by JAB Holdings II B.V. ("JAB II"). The reporting person disclaims such pecuniary interest except to the extent, if any, it is realized.
F3: JAB II was obligated to sell 6,097,826 shares of Class A common stock to the underwriters party to an underwriting agreement dated June 12, 2013 pursuant to their over-allotment option.