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COTY INC. — Director's Dealing 2013
Jun 13, 2013
6520_dirs_2013-06-13_efa9d0f1-fad2-4c56-b839-0040a7038600.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-06-13
Reporting Person: Becht Lambertus J.H. (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 4668810 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A common stock (52500) | Direct | ||
| Class B common stock | $0.00 | Class A common stock (6268131) | Indirect | ||
| Obligation to Sell | $16.8875 | Class A common stock (871118) | Indirect |
Footnotes
F1: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. 22,500 Restricted Stock Units vest on November 15, 2016, and 30,000 Restricted Stock Units vest on November 15, 2017.
F2: Class B common stock is convertible to Class A common stock on a one-for-one basis.
F3: The reporting person may be deemed to have an indirect pecuniary interest representing less than 2% of the shares held by JAB Holdings II BV ("JAB II"). The reporting person disclaims such pecuniary interest except to the extent, if any, it is realized.
F4: Pursuant to an underwriting agreement dated June 12, 2013, JAB II is obligated to sell 43,555,901 shares of Class A common stock to the underwriter parties to such agreement.
F5: The underwriting agreement referenced in footnote (4) does not specify an express termination date.