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COTY INC. — Director's Dealing 2013
Jun 13, 2013
6520_dirs_2013-06-13_90eb080c-8146-4cf3-8b21-887255fd1910.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-06-13
Reporting Person: Faber Joachim (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 190500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A common stock (24167) | Direct | ||
| Class B common stock | $0.00 | Class A common stock (6268131) | Indirect | ||
| Obligation to Sell | $16.8875 | Class A common stock (871118) | Indirect |
Footnotes
F1: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. 4,167 Restricted Stock Units vest on January 25, 2016, 10,000 Restricted Stock Units vest on November 15, 2016 and 10,000 Restricted Stock Units vest on November 15, 2017.
F2: Class B common stock is convertible to Class A common stock on a one-for-one basis.
F3: The reporting person may be deemed to have an indirect pecuniary interest representing less than 2% of the shares held by JAB Holdings II BV ("JAB II"). The reporting person disclaims such pecuniary interest except to the extent, if any, it is realized.
F4: Pursuant to an underwriting agreement dated June 12, 2013, JAB II is obligated to sell 43,555,901 shares of Class A common stock to the underwriter parties to such agreement.
F5: The underwriting agreement referenced in footnote (4) does not specify an express termination date.