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COTY INC. — Director's Dealing 2013
Jun 20, 2013
6520_dirs_2013-06-20_d3f14fe9-eff6-4793-849d-0dca4143c052.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-06-18
Reporting Person: HARF PETER (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-18 | Class A common stock | C | 871118 | — | Acquired | 871118 | Indirect |
| 2013-06-18 | Class A common stock | C | 871118 | $16.8875 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-18 | Class B common stock | $ | C | 871118 | Disposed | Class A common stock (871118) | Indirect | |
| 2013-06-18 | Obligation to Sell | $16.8875 | C | 871118 | Disposed | Class A common stock (871118) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 20000 | Direct |
| Class A common stock | 2843719 | Indirect |
Footnotes
F1: Class B common stock is convertible to Class A common stock on a one-for-one basis and has no expiration date. The Class B shares converted to Class A shares upon being transferred pursuant to settlement of an underwriting agreement dated June 12, 2013.
F2: The reporting person may be deemed to have an indirect pecuniary interest representing less than 2% of the shares held by JAB Holdings II B.V. ("JAB II"). The reporting person disclaims such pecuniary interest except to the extent, if any, it is realized.
F3: Pursuant to an underwriting agreement dated June 12, 2013, JAB II was obligated to sell 43,555,901 shares of Class A common stock to the underwriter parties to such agreement. The underwriting agreement did not specify a specific expiration date upon which the underwriters' right to purchase the shares terminated.