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COTY INC. — Director's Dealing 2013
Jun 13, 2013
6520_dirs_2013-06-13_deedf7e1-f112-4fb4-82b7-9e75c6b988c2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COTY INC. (COTY)
CIK: 0001024305
Period of Report: 2013-06-13
Reporting Person: Shaefer Peter (SVP, Strat. Bus. Development)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 66175 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A common stock (39144) | Direct | ||
| IPO Units | $ | Class A common stock (80000) | Direct | ||
| Stock Option (right to buy) | $3.40 | 2013-09-15 | Class A common stock (60000) | Direct | |
| Stock Option (right to buy) | $4.65 | 2014-09-30 | Class A common stock (60000) | Direct | |
| Stock Option (right to buy) | $5.10 | 2015-09-30 | Class A common stock (60000) | Direct | |
| Stock Option (right to buy) | $10.20 | 2017-09-10 | Class A common stock (70000) | Direct | |
| Stock Option (right to buy) | $10.20 | 2017-11-01 | Class A common stock (76000) | Direct | |
| Stock Option (right to buy) | $6.40 | 2019-01-07 | Class A common stock (100000) | Direct | |
| Stock Option (right to buy) | $8.25 | 2019-09-08 | Class A common stock (50000) | Direct | |
| Stock Option (right to buy) | $9.20 | 2020-09-14 | Class A common stock (120000) | Direct | |
| Stock Option (right to buy) | $9.20 | 2020-12-03 | Class A common stock (21700) | Direct | |
| Stock Option (right to buy) | $10.50 | 2021-09-22 | Class A common stock (190000) | Direct | |
| Stock Option (right to buy) | $10.50 | 2022-01-10 | Class A common stock (37500) | Direct |
Footnotes
F1: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. 37,500 Restricted Stock Units vest on September 25, 2017, and 1,644 Restricted Stock Units vest on January 17, 2018.
F2: Upon vesting, each IPO Unit will settle for one share of Class A common stock of Coty Inc. 40,000 IPO Units vest on June 13, 2013, and 40,000 IPO Units vest on June 13, 2014.
F3: The stock options are currently exercisable.
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