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Corvus Pharmaceuticals, Inc. — Director's Dealing 2018
Dec 14, 2018
32755_dirs_2018-12-14_eef4e597-354a-47f2-b929-665fa120d3f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corvus Pharmaceuticals, Inc. (CRVS)
CIK: 0001626971
Period of Report: 2018-12-12
Reporting Person: MILLER RICHARD A MD (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-11 | Common Stock, $0.0001 par value | G | 10000 | $0.00 | Disposed | 1108795 | Indirect |
| 2018-12-11 | Common Stock, $0.0001 par value | G | 10000 | $0.00 | Disposed | 1098795 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-12 | Stock Option (Right to Buy) | $5.94 | A | 250000 | Acquired | 2028-12-12 | Common Stock (250000) | Direct |
Footnotes
F1: A portion of these shares is subject to a right of repurchase held by the Issuer.
F2: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller Horning Trust.
F3: The underlying shares subject to the option vest as to one-forty eighth (1/48th) of the shares in successive, equal monthly installments measured from December 12, 2018, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.