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Corvus Pharmaceuticals, Inc. — Director's Dealing 2016
Mar 22, 2016
32755_dirs_2016-03-22_b53145b8-592f-42b1-821c-aa436c166a24.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Corvus Pharmaceuticals, Inc. (CRVS)
CIK: 0001626971
Period of Report: 2016-03-22
Reporting Person: MILLER RICHARD A MD (Director, President and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value | 718228 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $0.00 | Common Stock (266310) | Indirect | ||
| Series B Convertible Preferred Stock | $0.0 | Common Stock (62455) | Indirect |
Footnotes
F1: A portion of these shares is subject to a right of repurchase held by the Issuer.
F2: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller-Horning Trust.
F3: The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering.
F4: The expiration date is not relevant to the conversion of these securities.