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Corvus Pharmaceuticals, Inc. — Director's Dealing 2016
Mar 29, 2016
32755_dirs_2016-03-29_3d1daef8-172b-44ef-b422-0e2733fee41e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corvus Pharmaceuticals, Inc. (CRVS)
CIK: 0001626971
Period of Report: 2016-03-29
Reporting Person: LEA LEIV (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-29 | Common Stock, $0.0001 par value | C | 42608 | — | Acquired | 199253 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-29 | Series A Preferred Stock | $ | C | 42608 | Disposed | Common Stock (42608) | Indirect |
Footnotes
F1: The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Issuer's Common Stock, for no additional consideration, on a 1:1 basis at the consummation of Issuer's initial public offering.
F2: A portion of these shares is subject to a right of repurchase held by the Issuer.
F3: These shares are held by Leiv Lea and Deborah Karlson, Trustees of the Karlson Lea Family Trust UTA dated February 11, 1998 (the "Karlson Lea Trust"). Mr. Lea has shared voting, investment and dispositive power over the shares held by the Karlson Lea Trust.
F4: The expiration date is not relevant to the conversion of these securities.