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Corvus Pharmaceuticals, Inc. — Director's Dealing 2016
Mar 29, 2016
32755_dirs_2016-03-29_e601c364-507f-4059-9179-f9484ffedd1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corvus Pharmaceuticals, Inc. (CRVS)
CIK: 0001626971
Period of Report: 2016-03-29
Reporting Person: MILLER RICHARD A MD (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-29 | Common Stock, $0.0001 par value | C | 266310 | — | Acquired | 984538 | Indirect |
| 2016-03-29 | Common Stock, $0.0001 par value | C | 62455 | — | Acquired | 1046993 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-29 | Series A Preferred Stock | $ | C | 266310 | Disposed | Common Stock (266310) | Indirect | |
| 2016-03-29 | Series B Preferred Stock | $ | C | 62455 | Disposed | Common Stock (62455) | Indirect |
Footnotes
F1: The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Issuer's Common Stock, for no additional consideration, on a 1:1 basis at the consummation of Issuer's initial public offering.
F2: A portion of these shares is subject to a right of repurchase held by the Issuer.
F3: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller-Horning Trust.
F4: The expiration date is not relevant to the conversion of these securities.