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Corvus Pharmaceuticals, Inc. Director's Dealing 2016

Mar 29, 2016

32755_dirs_2016-03-29_e601c364-507f-4059-9179-f9484ffedd1a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Corvus Pharmaceuticals, Inc. (CRVS)
CIK: 0001626971
Period of Report: 2016-03-29

Reporting Person: MILLER RICHARD A MD (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-29 Common Stock, $0.0001 par value C 266310 Acquired 984538 Indirect
2016-03-29 Common Stock, $0.0001 par value C 62455 Acquired 1046993 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-29 Series A Preferred Stock $ C 266310 Disposed Common Stock (266310) Indirect
2016-03-29 Series B Preferred Stock $ C 62455 Disposed Common Stock (62455) Indirect

Footnotes

F1: The Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Issuer's Common Stock, for no additional consideration, on a 1:1 basis at the consummation of Issuer's initial public offering.

F2: A portion of these shares is subject to a right of repurchase held by the Issuer.

F3: These shares are held by Richard A. Miller and Sandra J. Horning, Trustees of the Miller-Horning Family Trust u/a/d January 25, 1985 (the "Miller-Horning Trust"). Dr. Miller has shared voting, investment and dispositive power over the shares held by the Miller-Horning Trust.

F4: The expiration date is not relevant to the conversion of these securities.