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Corteva, Inc. — Director's Dealing 2021
Feb 24, 2021
30037_dirs_2021-02-24_681a8aba-044f-4873-a2d8-fdf4e43e893c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2021-02-22
Reporting Person: FUERER CORNEL B (SVP, Gen Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-22 | Common Stock | M | 13194 | $34.68 | Acquired | 49338.7928 | Direct |
| 2021-02-22 | Common Stock | F | 9963 | $45.935 | Disposed | 39375.7928 | Direct |
| 2021-02-22 | Common Stock | F | 1001 | $45.935 | Disposed | 38374.7928 | Direct |
| 2021-02-22 | Common Stock | M | 8624 | $41.94 | Acquired | 46998.7928 | Direct |
| 2021-02-22 | Common Stock | F | 7875 | $45.935 | Disposed | 39123.7928 | Direct |
| 2021-02-22 | Common Stock | F | 233 | $45.935 | Disposed | 38890.7928 | Direct |
| 2021-02-22 | Common Stock | M | 19867 | $31.22 | Acquired | 58757.7928 | Direct |
| 2021-02-22 | Common Stock | F | 13503 | $45.935 | Disposed | 45254.7928 | Direct |
| 2021-02-22 | Common Stock | F | 1970 | $45.935 | Disposed | 43284.7928 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-22 | Non-Qualified Stock Options | $34.68 | M | 13194 | Disposed | 2027-02-02 | Common Stock (13194) | Direct |
| 2021-02-22 | Non-Qualified Stock Options | $41.94 | M | 8624 | Disposed | 2028-02-14 | Common Stock (8624) | Direct |
| 2021-02-22 | Non-Qualified Stock Options | $31.22 | M | 19867 | Disposed | 2030-02-20 | Common Stock (19867) | Direct |
Footnotes
F1: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F2: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F3: Shares received via the exercise were held by the executive towards the achievement of the Company's stock ownership guidelines.
F4: This option is fully vested and exercisable.
F5: 19,867 options are vested and exercisable. The remaining options will vest in two equal installments on February 21, 2022 and February 21, 2023.