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Corteva, Inc. — Director's Dealing 2021
May 20, 2021
30037_dirs_2021-05-20_ce7248a6-6955-4357-8951-920a7bc74ea4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2021-05-18
Reporting Person: Collins James C. Jr. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Stock | M | 27837 | $32.36 | Acquired | 309577.0579 | Direct |
| 2021-05-18 | Common Stock | F | 19585 | $45.995 | Disposed | 289992.0579 | Direct |
| 2021-05-18 | Common Stock | F | 3792 | $45.995 | Disposed | 286200.0579 | Direct |
| 2021-05-18 | Common Stock | M | 82464 | $26.76 | Acquired | 368664.0579 | Direct |
| 2021-05-18 | Common Stock | F | 47979 | $45.995 | Disposed | 320685.0579 | Direct |
| 2021-05-18 | Common Stock | F | 15847 | $45.995 | Disposed | 304838.0579 | Direct |
| 2021-05-18 | Common Stock | M | 131943 | $34.68 | Acquired | 436781.0579 | Direct |
| 2021-05-18 | Common Stock | F | 99486 | $45.995 | Disposed | 337295.0579 | Direct |
| 2021-05-18 | Common Stock | F | 14915 | $45.995 | Disposed | 322380.0579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Non-Qualified Stock Options | $32.36 | M | 27837 | Disposed | 2022-02-03 | Common Stock (27837) | Direct |
| 2021-05-18 | Non-Qualified Stock Options | $26.76 | M | 82464 | Disposed | 2026-02-02 | Common Stock (82464) | Direct |
| 2021-05-18 | Non-Qualified Stock Options | $34.68 | M | 131943 | Disposed | 2027-02-01 | Common Stock (131943) | Direct |
Footnotes
F1: Includes acquisition of shares pursuant to dividend reinvestment.
F2: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F3: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F4: Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F5: This option is fully vested and exercisable.