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Corteva, Inc. — Director's Dealing 2021
Aug 11, 2021
30037_dirs_2021-08-11_411477eb-86be-4372-b36a-9ae20142ba19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2021-08-09
Reporting Person: GLENN TIMOTHY P (EVP, Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-09 | Common Stock | M | 17832 | $32.36 | Acquired | 84939.0149 | Direct |
| 2021-08-09 | Common Stock | F | 12807 | $45.06 | Disposed | 72132.0149 | Direct |
| 2021-08-09 | Common Stock | F | 2280 | $45.06 | Disposed | 69852.0149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-09 | Non-Qualified Stock Options | $32.36 | M | 17832 | Disposed | 2022-02-03 | Common Stock (17832) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14332.5859 | Indirect |
Footnotes
F1: Includes acquisition of shares pursuant to dividend reinvestment.
F2: Includes 332.3363 shares purchased under the Issuer's Employee Stock Purchase Plan (ESPP) in exempt transaction under Rule 16b-3(c).
F3: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F4: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F5: Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F6: This option is fully vested and exercisable.