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Corteva, Inc. — Director's Dealing 2021
Aug 12, 2021
30037_dirs_2021-08-12_9763092c-a44e-47c1-bec8-2492976eb845.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2021-08-10
Reporting Person: Collins James C. Jr. (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | M | 75463 | $41.94 | Acquired | 398357.7347 | Direct |
| 2021-08-10 | Common Stock | F | 69666 | $45.43 | Disposed | 328691.7347 | Direct |
| 2021-08-10 | Common Stock | F | 2664 | $45.43 | Disposed | 326027.7347 | Direct |
| 2021-08-10 | Common Stock | M | 165563 | $31.22 | Acquired | 491590.7347 | Direct |
| 2021-08-10 | Common Stock | F | 113777 | $45.43 | Disposed | 377813.7347 | Direct |
| 2021-08-10 | Common Stock | F | 23796 | $45.43 | Disposed | 354017.7347 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Non-Qualified Stock Options | $41.94 | M | 75463 | Disposed | 2028-02-14 | Common Stock (75463) | Direct |
| 2021-08-10 | Non-Qualified Stock Options | $31.22 | M | 165563 | Disposed | 2030-02-20 | Common Stock (165563) | Direct |
Footnotes
F1: Includes acquisition of shares pursuant to dividend reinvestment.
F2: Includes 332.3363 shares purchased under the Issuer's Employee Stock Purchase Plan (ESPP) in exempt transaction under Rule 16b-3(c).
F3: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F4: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F5: Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F6: This option is fully vested and exercisable.
F7: 165,563 options are vested and exercisable. The remaining options will vest in two equal installments on February 21, 2022 and February 21, 2023.