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Corteva, Inc. Director's Dealing 2021

Aug 12, 2021

30037_dirs_2021-08-12_9763092c-a44e-47c1-bec8-2492976eb845.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2021-08-10

Reporting Person: Collins James C. Jr. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-10 Common Stock M 75463 $41.94 Acquired 398357.7347 Direct
2021-08-10 Common Stock F 69666 $45.43 Disposed 328691.7347 Direct
2021-08-10 Common Stock F 2664 $45.43 Disposed 326027.7347 Direct
2021-08-10 Common Stock M 165563 $31.22 Acquired 491590.7347 Direct
2021-08-10 Common Stock F 113777 $45.43 Disposed 377813.7347 Direct
2021-08-10 Common Stock F 23796 $45.43 Disposed 354017.7347 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-10 Non-Qualified Stock Options $41.94 M 75463 Disposed 2028-02-14 Common Stock (75463) Direct
2021-08-10 Non-Qualified Stock Options $31.22 M 165563 Disposed 2030-02-20 Common Stock (165563) Direct

Footnotes

F1: Includes acquisition of shares pursuant to dividend reinvestment.

F2: Includes 332.3363 shares purchased under the Issuer's Employee Stock Purchase Plan (ESPP) in exempt transaction under Rule 16b-3(c).

F3: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.

F4: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.

F5: Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.

F6: This option is fully vested and exercisable.

F7: 165,563 options are vested and exercisable. The remaining options will vest in two equal installments on February 21, 2022 and February 21, 2023.