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Corteva, Inc. — Director's Dealing 2020
Nov 12, 2020
30037_dirs_2020-11-12_7f092bbb-548e-4eb0-8903-82250e170658.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2020-11-09
Reporting Person: FUERER CORNEL B (SVP, Gen Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 10370 | $26.76 | Acquired | 46705.2437 | Direct |
| 2020-11-09 | Common Stock | F | 7831 | $35.44 | Disposed | 38874.2437 | Direct |
| 2020-11-09 | Common Stock | F | 787 | $35.44 | Disposed | 38087.2437 | Direct |
| 2020-11-09 | Common Stock | M | 13558 | $32.36 | Acquired | 51645.2437 | Direct |
| 2020-11-09 | Common Stock | F | 12380 | $35.44 | Disposed | 39265.2437 | Direct |
| 2020-11-09 | Common Stock | F | 365 | $35.44 | Disposed | 38979.2247 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Non-Qualified Stock Options | $26.76 | M | 10370 | Disposed | 2026-02-02 | Common Stock (10370) | Direct |
| 2020-11-09 | Non-Qualified Stock Options | $32.36 | M | 13558 | Disposed | 2022-02-03 | Common Stock (13558) | Direct |
Footnotes
F1: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F2: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F3: Shares received via the exercise were held by the executive towards the achievement of the Company's stock ownership guidelines.
F4: Includes acquisition of shares pursuant to dividend reinvestment.
F5: This option is fully vested and exercisable.