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Corteva, Inc. — Director's Dealing 2020
Nov 12, 2020
30037_dirs_2020-11-12_efe6a4f2-cef6-4bf7-b9eb-bb7a2e9e3749.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2020-11-09
Reporting Person: GLENN TIMOTHY P (EVP, Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 8615 | $27.17 | Acquired | 77163.9682 | Direct |
| 2020-11-09 | Common Stock | F | 6605 | $35.44 | Disposed | 70558.9682 | Direct |
| 2020-11-09 | Common Stock | F | 611 | $35.44 | Disposed | 70154.7773 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Non-Qualified Stock Options | $27.17 | M | 8615 | Disposed | 2021-02-04 | Common Stock (8615) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14203.5963 | Indirect |
Footnotes
F1: Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F2: Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F3: Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F4: Includes acquisition of shares pursuant to dividend reinvestment.
F5: This option is fully vested and exercisable.