Corteva, Inc. — Director's Dealing 2019

Jun 10, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Corteva, Inc. (CTVA)
CIK: 0001755672
Period of Report: 2019-06-01

Reporting Person: GLENN TIMOTHY P (See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	56783.662	Direct
Common Stock	3476.7214	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Options	$27.17	2021-02-04	Common Stock (8615)		Direct
Non-Qualified Stock Options	$32.36	2022-02-03	Common Stock (17832)		Direct
Non-Qualified Stock Options	$26.76	2026-02-02	Common Stock (32788)		Direct
Non-Qualified Stock Options	$34.68	2027-02-01	Common Stock (36942)		Direct
Non-Qualified Stock Options	$41.94	2028-02-14	Common Stock (15093)		Direct
Phantom Stock Units	$		Common Stock (2912.9783)		Direct

Footnotes

F1: On June 1, 2019, the Reporting Person received a dividend of one (1) share of Corteva, Inc. common stock for every three (3) shares of DowDuPont Inc. held by the Reporting Person, and the Reporting Person's equity awards denominated in DowDuPont common stock were adjusted, in part, into equity awards denominated in Corteva common stock, all as described in Corteva's Registration Statement on Form 10 filed with the Securities and Exchange Commission on May 6, 2019. This amount includes restricted stock units, deferred stock units and related dividend equivalent units.

F2: On June 1, 2019, the Reporting Person received a dividend of one (1) share of Corteva, Inc. common stock for every three (3) shares of DowDuPont Inc. held by the Reporting Person, all as described in Corteva's Registration Statement on Form 10 filed with the Securities and Exchange Commission on May 6, 2019.

F3: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option.

F4: This option is fully vested and exercisable.

F5: 24,628 options are vested and exercisable. The remaining options will vest on February 2, 2020.

F6: 5,031 options are vested and exercisable. The remaining options will vest in two equal installments on February 15, 2020 and February 15, 2021.

F7: Represents phantom stock units held under the Issuer's Retirement Savings Restoration Plan.

F8: Phantom stock units are payable in cash and do not carry an exercisable date or expiration date.

F9: There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.