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CORONADO GLOBAL RESOURCES INC. — Director's Dealing 2021
Jun 3, 2021
64707_rns_2021-06-03_cf8cf772-8a37-4816-b01b-3dfa40ecb7d8.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Coronado Global Resources Inc (CRN)
ARBN 628 199 468
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Garold Ralph Spindler |
|---|---|
| Date of last notice | 4 November 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise tothe relevant interest. | |
| Date of change | 15 March 2021 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | No. of securities held prior to change | No. of securities held prior to change | 1,077,102 Performance Stock Units (PSUs) plusadditional Chess Depositary Instruments (CDIs) (orthe equivalent value in cash or Shares) equal to thevalue of any distributions paid in respect of each CDIbetween the end of the applicable PerformancePeriod to the Settlement Date.586,367 OptionsAn indirect economic interest in 802,910 commonstock in CRN, equivalent to 8,029,104 CDIs | 1,077,102 Performance Stock Units (PSUs) plusadditional Chess Depositary Instruments (CDIs) (orthe equivalent value in cash or Shares) equal to thevalue of any distributions paid in respect of each CDIbetween the end of the applicable PerformancePeriod to the Settlement Date.586,367 OptionsAn indirect economic interest in 802,910 commonstock in CRN, equivalent to 8,029,104 CDIs | 1,077,102 Performance Stock Units (PSUs) plusadditional Chess Depositary Instruments (CDIs) (orthe equivalent value in cash or Shares) equal to thevalue of any distributions paid in respect of each CDIbetween the end of the applicable PerformancePeriod to the Settlement Date.586,367 OptionsAn indirect economic interest in 802,910 commonstock in CRN, equivalent to 8,029,104 CDIs | 1,077,102 Performance Stock Units (PSUs) plusadditional Chess Depositary Instruments (CDIs) (orthe equivalent value in cash or Shares) equal to thevalue of any distributions paid in respect of each CDIbetween the end of the applicable PerformancePeriod to the Settlement Date.586,367 OptionsAn indirect economic interest in 802,910 commonstock in CRN, equivalent to 8,029,104 CDIs | 1,077,102 Performance Stock Units (PSUs) plusadditional Chess Depositary Instruments (CDIs) (orthe equivalent value in cash or Shares) equal to thevalue of any distributions paid in respect of each CDIbetween the end of the applicable PerformancePeriod to the Settlement Date.586,367 OptionsAn indirect economic interest in 802,910 commonstock in CRN, equivalent to 8,029,104 CDIs | |
|---|---|---|---|---|---|---|---|---|
| 1,800,0 | 00 CDIs | |||||||
| 380258 | Rtitd Stk | Uit RSU | h RSU | |||||
| , | esrce oct iht t | ns (s).i CDI | act th | |||||
| represeelection | s a rg o reof the Comp | eve oneensation and N | r, a eominating | |||||
| Committee of the Board of Directors, an equivalentvalue of cash or shares of common stock of CRN (ora combination thereof). The CDIs are convertible intoshares of common stock of on a 10-for-1 basis. | ||||||||
| Class | Restricted Stock Units | |||||||
| Number acquired | ||||||||
| Number disposed | 380,258 RSUs | |||||||
| Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation | US$527,437.50 The amount was based on the 30-dayvolume weighted open price of the CDIs to 1 January2020, trading on the ASX, and converted to a U.S.Dollar equivalent, adjusting for the conversion ratio of1 share of common stock per 10 CDIs |
- See chapter 19 for defined terms. Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | 1,077,102 Performance Stock Units (PSUs) plusadditional CDIs (or the equivalent value in cash orShares) equal to the value of any distributions paid inrespect of each CDI between the end of theapplicable Performance Period to the SettlementDate.586,367 OptionsMr Spindler continues to have an indirect economicinterest in 802,910 common stock in CRN equivalentto 8,029,104 CDIs1,800,000 CDIs |
|---|---|
| Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back | The change reflects the cash settlement of 380,258RSUs at the election of the Compensation andNominating Committee of the BoardofDirectors ofCRN. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | |
| Interest acquired | |
| Interest disposed |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | |
| If prior written clearance was provided, on what date was thisprovided? |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011