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CORONADO GLOBAL RESOURCES INC. — Director's Dealing 2020
Jun 8, 2020
64707_rns_2020-06-08_6db6d66e-1a32-4b78-b3af-cbad7fac615f.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Coronado Global Resources Inc
ARBN 628 199 468
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Garold Ralph Spindler |
|---|---|
| Date of last notice | 13 March 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | 24 February 2020 |
| No. of securities held prior to change |
175,910 Performance Security Units 586,367 Options Mr Spindler continues to have an indirect economic interest in 802,910 common stock in Coronado Global Resources Inc, equivalent to 8,029,104 CDIs) 1,800,000 CDIs |
| Class | Restricted Stock Units |
| Number acquired | 380,258 |
| Number disposed | Nil |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
As set out in Form 10-K lodged with the ASX on 25 February 2020 at https://www.asx.com.au/asxpdf/20200225/pdf/44fdvfh044bvrn.pdf, issue in respect of 50% of Mr Spindler’s STI award under Coronado’s STI Plan, the terms of which were described in the Prospectus for Coronado lodged with the ASX on 22 October 2018 |
|---|---|
| No. of securities held after change |
175,910 Performance Security Units 586,367 Options Mr Spindler continues to have an indirect economic interest in 802,910 common stock in Coronado Global Resources Inc, equivalent to 8,029,104 CDIs) 1,800,000 CDIs 380,258 Restricted Stock Units, which are an entitlement to 380,258 CDIs plus additional CDIs (or the equivalent value in cash or Shares) equal to the value of any distributions paid in respect of that number of CDIs between the date of grant and the vesting date of the RSUs. |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of RSUs to Mr Spindler in respect of 50% of his STI award under Coronado’s STI Plan, the terms of which were described in the Prospectus for Coronado lodged with the ASX on 22 October 2018. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3