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CORONADO GLOBAL RESOURCES INC. — Director's Dealing 2020
Nov 3, 2020
64707_rns_2020-11-03_e5f4e7db-a44c-4b18-bf8c-1de4ee6be79f.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Coronado Global Resources Inc ARBN 628 199 468
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Garold Ralph Spindler |
|---|---|
| Date of last notice | 9 June 2020 (AEST Time) (8 June (US EST)) |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | |
|---|---|---|
| Nature of indirect interest | ||
| (including registered holder) | ||
| Note: Provide details of the circumstances giving rise to | ||
| the relevant interest. | ||
| Date of change | 4 November 2020 (AEST Time) (3 November (US | |
| EST)) | ||
| No. of securities held prior to change | 175,910 Performance Stock Units (PSUs) | |
| 586,367 Options | ||
| Mr Spindler continues to have an indirect | ||
| economic interest in 802,910 common | ||
| stock in Coronado Global Resources Inc, | ||
| equivalentto8,029,104Chess | Depositary | |
| Instruments (CDIs)) | ||
| 1,800,000 CDIs | ||
| 380,258 Restricted Stock Units, which are an | ||
| entitlement to 380,258 CDIs plus additional CDIs (or | ||
| the equivalent value in cash or Shares) equal to the | ||
| value of any distributions paid in respect of that | ||
| number of CDIs between the date of grant and the | ||
| vesting date of the RSUs. |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Performance Stock Units |
|---|---|
| Number acquired | 901,192 |
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation | NilNo amount is payable on the issue or vesting of thePerformance Security Units. |
| No. of securities held after change | 1,077,102 Performance Stock Units (PSUs) plusadditional CDIs (or the equivalent value in cash orShares) equal to the value of any distributions paid inrespect of each CDI between the end of theapplicable Performance Period to the SettlementDate.586,367 OptionsMr Spindler continues to have an indirecteconomic interest in 802,910 commonstock in Coronado Global Resources Inc,equivalentto8,029,104ChessDepositoryInstruments (CDIs))1,800,000 CDIs380,258 Restricted Stock Units, which are anentitlement to 380,258 CDIs plus additional CDIs (orthe equivalent value in cash or Shares) equal to thevalue of any distributions paid in respect of thatnumber of CDIs between the date of grant and thevesting date of the RSUs. |
| Nature of changeExample: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back | Issue of PSUs as Long Term Incentive Award forFY2020 to Mr Spindler under the Coronado GlobalResources Inc. 2018 Equity Incentive Plan, the termsof which were described in the Prospectus forCoronado lodged with the ASX on 22 October 2018. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
| If prior written clearance was provided, on what date wasthis provided? |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3