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CORNING INC /NY Director's Dealing 2023

Jan 9, 2023

29942_dirs_2023-01-09_d1df3b0e-44e8-40e8-9fd7-ce3e57ab8930.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2023-01-05

Reporting Person: McRae Lawrence D (Vice Chairman & Corp. Dev. Off)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-05 Common Stock M 1040 Acquired 147298 Direct
2023-01-05 Common Stock F 1040 $34.39 Disposed 146258 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-05 Restricted Stock Unit $ M 1040 Disposed Common Stock (1040) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 779.701 Indirect
Common Stock 5812.0006 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Common Stock (38423) 38423 Direct
Restricted Stock Unit $ Common Stock (16851) 16851 Direct
Restricted Stock Unit $ Common Stock (1213) 1213 Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

F3: Vesting to satisfy tax requirement pursuant to the 2022 agreement.

F4: The Restricted Stock Units vest 100% on April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.

F5: The Restricted Stock Units vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.

F6: The Restricted Stock Units vest ratably over three years from grant date. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.