CORNING INC /NY — Director's Dealing 2023

Mar 30, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2023-03-28

Reporting Person: Amin Jaymin (SVP and Chief Tech. Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-28	Common Stock	M	713	—	Acquired	79389	Direct
2023-03-28	Common Stock	M	165	—	Acquired	79554	Direct
2023-03-28	Common Stock	M	114	—	Acquired	79668	Direct
2023-03-28	Common Stock	M	320	—	Acquired	79988	Direct
2023-03-28	Common Stock	M	164	—	Acquired	80152	Direct
2023-03-28	Common Stock	M	234	—	Acquired	80386	Direct
2023-03-28	Common Stock	M	278	—	Acquired	80664	Direct
2023-03-28	Common Stock	F	1988	$33.55	Disposed	78676	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-28	Performance Share Unit	$	M	713	Disposed		Common Stock (713)	Direct
2023-03-28	Performance Share Unit	$	M	165	Disposed		Common Stock (165)	Direct
2023-03-28	Performance Share Unit	$	M	114	Disposed		Common Stock (114)	Direct
2023-03-28	Restricted Stock Unit	$	M	320	Disposed		Common Stock (320)	Direct
2023-03-28	Restricted Stock Unit	$	M	164	Disposed		Common Stock (164)	Direct
2023-03-28	Restricted Stock Unit	$	M	234	Disposed		Common Stock (234)	Direct
2023-03-28	Restricted Stock Unit	$	M	278	Disposed		Common Stock (278)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2359.0053	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Unit	$		Common Stock (15843)	15843	Direct
Restricted Stock Unit	$		Common Stock (3241)	3241	Direct
Restricted Stock Unit	$		Common Stock (2979)	2979	Direct
Restricted Stock Unit	$		Common Stock (517)	517	Direct

Footnotes

F1: Each performance share unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F4: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F5: The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date.

F6: Vesting to satisfy tax requirement pursuant to the 2020 agreement.

F7: Vesting to satisfy tax requirement pursuant to the 2021 agreement.

F8: Vesting to satisfy tax requirement pursuant to the 2022 agreement.