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CORNING INC /NY — Director's Dealing 2023
Apr 5, 2023
29942_dirs_2023-04-05_e4380d10-538e-4923-b931-77c09160ca48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2023-04-03
Reporting Person: Becker Stefan (Senior VP & Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-03 | Restricted Stock Unit | $ | A | 13734 | Acquired | Common Stock (13734) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10019 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (12657) | 12657 | Direct | |
| Restricted Stock Unit | $ | Common Stock (3945) | 3945 | Direct | |
| Restricted Stock Unit | $ | Common Stock (9419) | 9419 | Direct | |
| Restricted Stock Unit | $ | Common Stock (6138) | 6138 | Direct | |
| Restricted Stock Unit | $ | Common Stock (13201) | 13201 | Direct | |
| Restricted Stock Unit | $ | Common Stock (3574) | 3574 | Direct | |
| Restricted Stock Unit | $ | Common Stock (563) | 563 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F2: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.
F3: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.
F4: The restricted stock units (RSUs) vest 100% on April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F5: The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F6: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F7: The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date.
F8: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.