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CORNING INC /NY Director's Dealing 2023

Apr 5, 2023

29942_dirs_2023-04-05_7bae9d21-409d-42d6-a971-e00f8570344f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2023-04-03

Reporting Person: Bell Michael Alan (Senior VP & GM, Optical Comm.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-04-03 Restricted Stock Unit $ A 15021 Acquired Common Stock (15021) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 694.721 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Common Stock (14853) 14853 Direct
Restricted Stock Unit $ Common Stock (4321) 4321 Direct
Restricted Stock Unit $ Common Stock (12681) 12681 Direct
Restricted Stock Unit $ Common Stock (9014) 9014 Direct
Restricted Stock Unit $ Common Stock (13700) 13700 Direct
Restricted Stock Unit $ Common Stock (2676) 2676 Direct
Restricted Stock Unit $ Common Stock (4275) 4275 Direct
Restricted Stock Unit $ Common Stock (617) 617 Direct

Footnotes

F1: Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2023.

F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F3: The restricted stock units (RSUs) vest 1/3 after 1 year from grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.

F4: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F5: The restricted stock units (RSUs) vest 100% on April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F7: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F8: The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.