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CORNING INC /NY Director's Dealing 2023

Apr 5, 2023

29942_dirs_2023-04-05_cafbe87a-b76f-4147-9d3e-4a49562e625f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2023-04-03

Reporting Person: WEEKS WENDELL P (Director, Chairman and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-04-03 Restricted Stock Unit $ A 108584 Acquired Common Stock (108584) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 683101 Direct
Common Stock 9200 Indirect
Common Stock 6632.572 Indirect
Common Stock 10932.3966 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Common Stock (10792) 10792 Direct
Restricted Stock Unit $ Common Stock (147612) 147612 Direct
Restricted Stock Unit $ Common Stock (76375) 76375 Direct
Restricted Stock Unit $ Common Stock (100463) 100463 Direct
Restricted Stock Unit $ Common Stock (2902) 2902 Direct

Footnotes

F1: The reporting person disclaims beneficial ownership of all securities held by spouse.

F2: Ownership is represented by units held in a unitized stock fund through the issuer's 401(k) retirement plan as of March 31, 2023.

F3: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F4: The restricted stock units (RSUs) vest 2/3 after 1 year and 1/3 after 18 months from the grant date.

F5: The restricted stock units (RSUs) vest 100% on April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F6: The restricted stock units (RSUs) vest 100% on April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F7: The restricted stock units (RSUs) vest 100% on April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.

F8: The restricted stock units will vest on May 15, 2023. Events such as retirement, death, disability, and others specified in the May 2020 agreement may result in vesting prior to the vesting date.

F9: The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.