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CORNING INC /NY — Director's Dealing 2022
Apr 20, 2022
29942_dirs_2022-04-20_17120714-2e61-492b-9f92-f3fae7874c34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2022-04-18
Reporting Person: Capps Cheryl C (SVP & Chief Supply Chain Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-18 | Common Stock | M | 5042 | — | Acquired | 105042 | Direct |
| 2022-04-18 | Common Stock | F | 2123 | $33.87 | Disposed | 102919 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-18 | Restricted Stock Unit | $ | M | 5042 | Disposed | Common Stock (5042) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (11120) | 11120 | Direct | |
| Restricted Stock Unit | $ | Common Stock (1230) | 1230 | Direct | |
| Restricted Stock Unit | $ | Common Stock (7804) | 7804 | Direct | |
| Restricted Stock Unit | $ | Common Stock (6373) | 6373 | Direct | |
| Restricted Stock Unit | $ | Common Stock (9901) | 9901 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F2: The Restricted Stock Units vested 100% on April 18, 2022.
F3: The Restricted Stock Units vest 100% on April 14, 2023. Vested shares will be delivered to the reporting person within thirty (30) days after April 14, 2023. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 14, 2023.
F4: The restricted stock units vest 50% on May 15, 2022 and 100% on May 15, 2023. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
F5: The Restricted Stock Units vest 100% on April 15, 2024. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2024. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2024.
F6: The Restricted Stock Units vest 100% on April 15, 2025. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2025. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2025.