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CORNING INC /NY Director's Dealing 2022

May 4, 2022

29942_dirs_2022-05-04_d9108ebd-8f3f-452f-89f8-f4ba8d88d7ae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2022-05-02

Reporting Person: Tripeny R Tony (Retired Exec. Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-05-02 Common Stock M 959 $35.96 Acquired 9368 Direct
2022-05-02 Common Stock M 8862 $35.96 Acquired 18230 Direct
2022-05-02 Common Stock F 5015 $35.96 Disposed 13215 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-05-02 Restricted Stock Unit $ D 1134 Disposed Common Stock (1134) Direct
2022-05-02 Restricted Stock Unit $ D 14027 Disposed Common Stock (14027) Direct
2022-05-02 Performance Share Unit $ D 10474 Disposed Common Stock (10474) Direct
2022-05-02 Restricted Stock Unit $ M 959 Disposed Common Stock (959) Direct
2022-05-02 Performance Share Unit $ M 8862 Disposed Common Stock (8862) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 81632 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Performance Share Unit $ Common Stock (57038) 57038 Direct
Performance Share Unit $ Common Stock (13210) 13210 Direct
Restricted Stock Unit $ Common Stock (35383) 35383 Direct
Restricted Stock Unit $ Common Stock (16516) 16516 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F3: Restricted Stock Units awarded May 15, 2020 were forfeited per terms of the May 2020 agreement approved by the Compensation Committee.

F4: Represents the forfeiture of Restricted Stock Units awarded April 1, 2022, per terms of the April 2022 agreement approved by the Compensation Committee.

F5: Restricted Stock Units awarded April 1, 2022 were forfeited per terms of the April 2022 agreement approved by the Compensation Committee.

F6: Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F7: Represents the forfeiture of Performance Share Units earned February 3, 2021, per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F8: Performance Share Units earned February 3, 2021 were forfeited per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F9: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 2020 agreement approved by the Compensation Committee.

F10: Performance Share Units earned February 3, 2021 remained restricted until May 2, 2022 when they vested and converted into Common Stock per terms of the May 15, 2020 agreement approved by the Compensation Committee.

F11: Earned Performance Share Units remain restricted until February 2023, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F12: Earned Performance Share Units remain restricted until February 2024, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.

F13: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2020 agreement approved by the Compensation Committee.

F14: Earned Restricted Stock Units remain restricted until November 1, 2022, when they vest and convert to Common Stock per terms of the April 1, 2021 agreement approved by the Compensation Committee.