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CORNING INC /NY Director's Dealing 2020

Apr 17, 2020

29942_dirs_2020-04-17_bc4310a7-42a8-4558-afb4-2e0c2e4dc9e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2020-04-15

Reporting Person: WEEKS WENDELL P (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-15 Common Stock M 72629 Acquired 72629 Direct
2020-04-15 Common Stock F 33860 $19.99 Disposed 38769 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-15 Restricted Stock Unit $ M 72629 Disposed Common Stock (72629) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 837923 Indirect
Common Stock 6372.1524 Indirect
Common Stock 9200 Indirect
Common Stock 10502.0657 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: The Reporting Person disclaims beneficial ownership of all securities held by spouse.

F3: Earned Restricted Stock Units awarded March 31, 2017 remained restricted until April 15, 2020, when they vested and converted into GLW common stock per terms of March 2017 Agreement approved by Compensation Committee.