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CORNING INC /NY — Director's Dealing 2020
Sep 17, 2020
29942_dirs_2020-09-17_a02c3e16-08b6-4e90-a6ff-fe63b4b94fea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2020-09-16
Reporting Person: Tripeny R Tony (Exec. Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-16 | Common Stock | M | 7229 | $12.90 | Acquired | 7229 | Direct |
| 2020-09-16 | Common Stock | M | 14456 | $12.97 | Acquired | 21685 | Direct |
| 2020-09-16 | Common Stock | S | 21685 | $33.0653 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-16 | Stock Options (Right to Buy) | $12.90 | M | 7229 | Disposed | 2022-01-31 | Common Stock (7229) | Direct |
| 2020-09-16 | Stock Options (Right to Buy) | $12.97 | M | 14456 | Disposed | 2022-02-28 | Common Stock (14456) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66204 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.055 to $33.08, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
F2: Ownership has been updated to reflect the transfer of 17,913 shares of Common Stock that the reporting person owned individually into the joint Trust Account held with spouse.