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CORNING INC /NY Director's Dealing 2020

Nov 9, 2020

29942_dirs_2020-11-09_6ad30368-50c3-4301-87ec-4c5458f0bdf7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2020-11-09

Reporting Person: Fang Li (Pres&GM, Corning Greater China)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-09 Common Stock M 1255 $19.19 Acquired 1255 Direct
2020-11-09 Common Stock M 1061 $22.69 Acquired 2316 Direct
2020-11-09 Common Stock M 1093 $22.03 Acquired 3409 Direct
2020-11-09 Common Stock S 3409 $36.34 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-09 Stock Options (Right to Buy) $19.19 M 1255 Disposed 2021-01-03 Common Stock (1255) Direct
2020-11-09 Stock Options (Right to Buy) $22.69 M 1061 Disposed 2021-02-01 Common Stock (1061) Direct
2020-11-09 Stock Options (Right to Buy) $22.03 M 1093 Disposed 2021-03-01 Common Stock (1093) Direct

Footnotes

F1: The options vested ratably over three years from the January 3, 2011 grant date.

F2: The options vested ratably over three years from the February 1, 2011 grant date.

F3: The options vested ratably over three years from the March 1, 2011 grant date.