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CORNING INC /NY Director's Dealing 2018

Apr 4, 2018

29942_dirs_2018-04-04_e689ac62-3b1f-4071-b4b1-380c648a6518.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2018-04-02

Reporting Person: Clappin James P (Exec. VP, Corning Glass Tech.)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-02 Restricted Stock Unit $ A 21735 Acquired Common Stock (21735) Direct
2018-04-02 Stock Options (Right to Buy) $27.03 A 39127 Acquired 2028-04-02 Common Stock (39127) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: The Restricted Stock Units vest 100% on April 15, 2021. Vested shares will be delivered to the reporting person within thirty (30) days after April 15, 2021. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 15, 2021.

F3: The options will vest 100% at the end of three years from grant date.