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CORNING INC /NY — Director's Dealing 2017
May 22, 2017
29942_dirs_2017-05-22_fa617844-532a-4894-a1ec-59fc0a5a147f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2017-05-22
Reporting Person: Ferrero Lisa (Senior Vice President & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-22 | Common Stock | M | 500 | $26.73 | Acquired | 16808 | Direct |
| 2017-05-22 | Common Stock | M | 18000 | $24.92 | Acquired | 34808 | Direct |
| 2017-05-22 | Common Stock | M | 9000 | $23.37 | Acquired | 43808 | Direct |
| 2017-05-22 | Common Stock | M | 9000 | $24.61 | Acquired | 52808 | Direct |
| 2017-05-22 | Common Stock | S | 36500 | $29.0871 | Disposed | 16308 | Direct |
| 2017-05-22 | Common Stock - Held by Spouse | M | 10000 | $24.92 | Acquired | 10000 | Indirect |
| 2017-05-22 | Common Stock - Held by Spouse | M | 5000 | $23.37 | Acquired | 15000 | Indirect |
| 2017-05-22 | Common Stock - Held by Spouse | M | 5000 | $24.61 | Acquired | 20000 | Indirect |
| 2017-05-22 | Common Stock - Held by Spouse | S | 20000 | $29.093 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-22 | Stock Options (Right to Buy) | $26.73 | M | 500 | Disposed | 2017-07-17 | Common Stock (500) | Direct |
| 2017-05-22 | Stock Options (Right to Buy) | $24.92 | M | 18000 | Disposed | 2017-12-04 | Common Stock (18000) | Direct |
| 2017-05-22 | Stock Options (Right to Buy) | $23.37 | M | 9000 | Disposed | 2018-01-01 | Common Stock (9000) | Direct |
| 2017-05-22 | Stock Options (Right to Buy) | $24.61 | M | 9000 | Disposed | 2018-01-31 | Common Stock (9000) | Direct |
| 2017-05-22 | Stock Options (Right to Buy) | $24.92 | M | 10000 | Disposed | 2017-12-04 | Common Stock (10000) | Indirect |
| 2017-05-22 | Stock Options (Right to Buy) | $23.37 | M | 5000 | Disposed | 2018-01-01 | Common Stock (5000) | Indirect |
| 2017-05-22 | Stock Options (Right to Buy) | $24.61 | M | 5000 | Disposed | 2018-01-31 | Common Stock (5000) | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.02 to $29.155, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
F2: The Reporting Person disclaims beneficial ownership of all securities held by spouse.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.091 to $29.11, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.