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CORNING INC /NY Director's Dealing 2016

Nov 30, 2016

29942_dirs_2016-11-30_dcbb72a8-a2ae-4acd-8fa6-b3c2f9727ff7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2016-11-29

Reporting Person: Ferrero Lisa (Senior Vice President & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-29 Common Stock M 15182 $13.33 Acquired 25145 Direct
2016-11-29 Common Stock M 13957 $14.50 Acquired 39102 Direct
2016-11-29 Common Stock M 13167 $15.37 Acquired 52269 Direct
2016-11-29 Common Stock S 42306 $24.299 Disposed 9963 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-29 Stock Options (Right to Buy) $13.33 M 15182 Disposed 2023-03-28 Common Stock (15182) Direct
2016-11-29 Stock Options (Right to Buy) $14.50 M 13957 Disposed 2023-04-30 Common Stock (13957) Direct
2016-11-29 Stock Options (Right to Buy) $15.37 M 13167 Disposed 2023-05-31 Common Stock (13167) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.29 to $24.31, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.