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CORNING INC /NY — Director's Dealing 2014
May 9, 2014
29942_dirs_2014-05-09_e9d39fff-f21f-4e19-b7bf-5e27dc702876.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2014-05-01
Reporting Person: Pambianchi Christine M (Senior VP, Human Resources)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50000 | Direct |
| Common Stock | 2722.8293 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (290.5892) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (17255) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (16879) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (12008) | Direct | ||
| Stock Options (Right to Buy) | $21.08 | 2015-12-06 | Common Stock (16000) | Direct | |
| Stock Options (Right to Buy) | $21.89 | 2016-12-05 | Common Stock (13500) | Direct | |
| Stock Options (Right to Buy) | $19.68 | 2016-01-01 | Common Stock (8000) | Direct | |
| Stock Options (Right to Buy) | $24.92 | 2017-12-04 | Common Stock (16500) | Direct | |
| Stock Options (Right to Buy) | $18.85 | 2017-01-01 | Common Stock (6750) | Direct | |
| Stock Options (Right to Buy) | $24.72 | 2016-01-31 | Common Stock (8000) | Direct | |
| Stock Options (Right to Buy) | $23.37 | 2018-01-01 | Common Stock (8250) | Direct | |
| Stock Options (Right to Buy) | $20.86 | 2017-01-31 | Common Stock (6750) | Direct | |
| Stock Options (Right to Buy) | $17.82 | 2019-12-01 | Common Stock (8333) | Direct | |
| Stock Options (Right to Buy) | $19.56 | 2020-01-03 | Common Stock (8333) | Direct | |
| Stock Options (Right to Buy) | $24.61 | 2018-01-31 | Common Stock (8250) | Direct | |
| Stock Options (Right to Buy) | $18.16 | 2020-01-31 | Common Stock (8334) | Direct | |
| Stock Options (Right to Buy) | $19.19 | 2021-01-02 | Common Stock (7720) | Direct | |
| Stock Options (Right to Buy) | $22.69 | 2021-01-31 | Common Stock (6529) | Direct | |
| Stock Options (Right to Buy) | $22.03 | 2021-02-28 | Common Stock (6725) | Direct | |
| Stock Options (Right to Buy) | $13.04 | 2022-01-02 | Common Stock (14379) | Direct | |
| Stock Options (Right to Buy) | $12.90 | 2022-01-31 | Common Stock (14535) | Direct | |
| Stock Options (Right to Buy) | $12.97 | 2022-02-28 | Common Stock (14456) | Direct | |
| Stock Options (Right to Buy) | $13.33 | 2023-03-27 | Common Stock (16075) | Direct | |
| Stock Options (Right to Buy) | $14.50 | 2023-04-29 | Common Stock (14778) | Direct | |
| Stock Options (Right to Buy) | $15.37 | 2023-05-30 | Common Stock (13942) | Direct | |
| Stock Options (Right to Buy) | $20.82 | 2024-03-30 | Common Stock (6004) | Direct | |
| Stock Options (Right to Buy) | $20.91 | 2024-04-29 | Common Stock (5978) | Direct |
Footnotes
F1: The reported Phantom Stock Units acquired pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.
F2: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015.
F3: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F4: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within thirty (30) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016.
F5: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017.
F6: The options vest in three equal annual installments beginning on December 2, 2010.
F7: The options vest in three equal annual installments beginning on January 4, 2011.
F8: The options vest in three equal annual installments beginning on February 1, 2011.
F9: The options vest in three equal annual installments beginning on January 3, 2012.
F10: The options vest in three equal annual installments beginning on February 1, 2012.
F11: The options vest in three equal annual installments beginning on March 1, 2012.