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CORNING INC /NY — Director's Dealing 2009
Jul 31, 2009
29942_dirs_2009-07-31_af2ca539-0a46-4743-81a6-a14ee04f2eef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2009-07-29
Reporting Person: FLAWS JAMES B (Director, VICE CHAIRMAN & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-07-29 | Common Stock | I | 15423.61 | $16.78 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-07-29 | Phantom Stock | $0 | I | 29555.58 | Disposed | Common Stock (29555.58) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 485923 | Direct |
| Common Stock | 4200 | Indirect |
Footnotes
F1: 1 for 1 conversion of phantom stock units
F2: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.
F3: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan
F4: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan.