Regulatory Filings • Aug 10, 2015
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-02363
Cornerstone Total Return Fund, Inc.
(Exact name of registrant as specified in charter)
| 48 Wall Street New York, NY | 10005 |
|---|---|
| (Address of principal executive offices) | (Zip code) |
Frank J. Maresca
AST Fund Solutions, LLC, 48 Wall Street, 22 nd Floor, New York, NY 10005
(Name and address of agent for service)
| Registrant's telephone number, including area code: | (866) 668-6558 |
|---|---|
| Date of fiscal year end: | December 31 |
| Date of reporting period: | July 1, 2014 - June 30, 2015 |
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Mgmt Recommendation | Vote Cast | For / Against Mgmt |
|---|---|---|---|---|---|---|---|---|---|
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.3 | Elect Sally E. Blount | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.4 | Elect W. James Farrell | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.5 | Elect Edward M. Liddy | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.6 | Elect Nancy McKinstry | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.8 | Elect William A. Osborn | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 1.11 | Elect Miles D. White | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 4 | Shareholder Proposal Regarding Genetically Modified Ingredients | ShrHoldr | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/24/2015 | 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/8/2015 | 1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/8/2015 | 1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/8/2015 | 1.3 | Elect Glenn F. Tilton | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/8/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/8/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Aberdeen Australia Equity Fund Inc. | IAF | 003011103 | 3/26/2015 | 1.1 | Elect William J. Potter | Mgmt | For | For 72% Withhold 28% | For |
| Aberdeen Australia Equity Fund Inc. | IAF | 003011103 | 3/26/2015 | 1.2 | Elect John T. Sheehy | Mgmt | For | For 72% Withhold 28% | For |
| Aberdeen Chile Fund Inc | CH | 00301W105 | 3/26/2015 | 1.1 | Elect Enrique R. Arzac | Mgmt | For | For 81% Withhold 19% | For |
| Aberdeen Greater China Fund Inc | GCH | 003031101 | 6/18/2015 | 1.1 | Elect John A. Hawkins | Mgmt | For | For 29% Abstain 71% | For |
| Aberdeen Greater China Fund Inc | GCH | 003031101 | 6/18/2015 | 1.2 | Elect Tak Lung Tsim | Mgmt | For | For 29% Abstain 71% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306J109 | 6/18/2015 | 1.1 | Elect Radhika Ajmera | Mgmt | For | For 89% Abstain 11% | For |
| Aberdeen Japan Equity Fund Inc | JEQ | 00306J109 | 6/18/2015 | 1.2 | Elect Martin J. Gruber | Mgmt | For | For 89% Abstain 11% | For |
| Actavis plc | ACT | G0083B108 | 3/10/2015 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 3/10/2015 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 1 | Elect Paul M. Bisaro | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 2 | Elect Nesli Basgoz | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 3 | Elect James H. Bloem | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 4 | Elect Christopher W. Bodine | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 5 | Elect Christopher J. Coughlin | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 6 | Elect Michael R. Gallagher | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 7 | Elect Catherine M. Klema | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 8 | Elect Peter J. McDonnell | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 10 | Elect Brenton L. Saunders | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 11 | Elect Ronald R. Taylor | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 12 | Elect Fred G. Weiss | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 15 | Name Change to Allergan plc | Mgmt | For | For | For |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 16 | Approval of the Amended 2013 Incentive Award Plan | Mgmt | For | Against | Against |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 17 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against |
| Actavis plc | ACT | G0083B108 | 6/5/2015 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.1 | Elect Enrique R. Arzac | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.2 | Elect Phyllis O. Bonanno | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.3 | Elect Kenneth J. Dale | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.4 | Elect Frederic A. Escherich | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.5 | Elect Roger W. Gale | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.6 | Elect Kathleen T. McGahran | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.7 | Elect Craig R. Smith | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 1.8 | Elect Mark E. Stoeckle | Mgmt | For | For 97% Withhold 3% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 2 | Ratification of Auditor | Mgmt | For | For 96% Against 2% Abstain 2% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 3 | Amend Fundamental Investment Policy to Increase Limit on Commodities Investments | Mgmt | For | For 96% Against 2% Abstain 2% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 4 | Rendering of Investment Advisory Services to Others | Mgmt | For | For 96% Against 2% Abstain 2% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/30/2015 | 5 | Shareholder Proposal to Authorize a Self-Tender Offer for All Outstanding Shares | ShrHoldr | Against | For 28% Against 67% Abstain 5% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.1 | Elect Enrique R. Arzac | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.2 | Elect Phyllis O. Bonanno | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.3 | Elect Kenneth J. Dale | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.4 | Elect Frederic A. Escherich | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.5 | Elect Roger W. Gale | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.6 | Elect Kathleen T. McGahran | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.7 | Elect Craig R. Smith | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 1.8 | Elect Mark E. Stoeckle | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 2 | Ratification of Auditor | Mgmt | For | For 100% | For |
| Adams Natural Resources Fund | PEO | 716549100 | 4/30/2015 | 3 | Rendering of Investment Advisory Services to Others | Mgmt | For | For 100% | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 1 | Elect Andres R. Gluski | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 2 | Elect Charles L. Harrington | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 3 | Elect Kristina M. Johnson | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 4 | Elect Tarun Khanna | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 5 | Elect Holly K. Koeppel | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 6 | Elect Philip Lader | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 7 | Elect James H. Miller | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 9 | Elect Moises Naim | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 10 | Elect Charles O. Rossotti | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 11 | Amendment to the 2003 Long-Term Compensation Plan | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 12 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 15 | Management Proposal Regarding the Right of Shareholders to Call a Special Meeting | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 16 | Management Proposal Regarding Proxy Access | Mgmt | For | Against | Against |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For |
| AES Corporation | AES | 00130H105 | 4/23/2015 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 1 | Elect Fernando Aguirre | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 4 | Elect Betsy Z. Cohen | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 5 | Elect Molly J. Coye | Mgmt | For | Against | Against |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 6 | Elect Roger N. Farah | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 7 | Elect Barbara H. Franklin | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 8 | Elect Jeffrey E. Garten | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 9 | Elect Ellen M. Hancock | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 10 | Elect Richard J. Harrington | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 11 | Elect Edward J. Ludwig | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 12 | Elect Joseph P. Newhouse | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 13 | Elect Olympia J. Snowe | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 16 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For |
| Aetna Inc. | AET | 00817Y108 | 5/15/2015 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For |
| Alcoa Inc. | AA | 013817101 | 5/1/2015 | 1 | Elect Kathryn S. Fuller | Mgmt | For | For | For |
| Alcoa Inc. | AA | 013817101 | 5/1/2015 | 2 | Elect L. Rafael Reif | Mgmt | For | For | For |
| Alcoa Inc. | AA | 013817101 | 5/1/2015 | 3 | Elect Patricia F. Russo | Mgmt | For | For | For |
| Alcoa Inc. | AA | 013817101 | 5/1/2015 | 4 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For |
| Alcoa Inc. | AA | 013817101 | 5/1/2015 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Alcoa Inc. | AA | 013817101 | 5/1/2015 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 3/10/2015 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 3/10/2015 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 3/10/2015 | 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 1 | Elect Gerald L. Baliles | Mgmt | For | Against | Against |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 2 | Elect Martin J. Barrington | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 3 | Elect John T. Casteen III | Mgmt | For | Against | Against |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 4 | Elect Dinyar S. Devitre | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 5 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 6 | Elect Thomas W. Jones | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 8 | Elect W. Leo Kiely III | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 9 | Elect Kathryn B. McQuade | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 10 | Elect George Munoz | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 12 | Approval of 2015 Performance Incentive Plan | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 13 | 2015 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 16 | Shareholder Proposal Regarding Labor Policies | ShrHoldr | Against | Against | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 17 | Shareholder Proposal Regarding Health Effects of Tobacco Use to Low Income Groups | ShrHoldr | Against | Against | For |
| Altria Group, Inc. | MO | 02209S103 | 5/20/2015 | 18 | Shareholder Proposal Regarding Report on Green Tobacco Sickness Report | ShrHoldr | Against | Against | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 2 | Elect David J. Anderson | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 7 | Elect Sandra Beach Lin | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 8 | Elect Richard C. Notebaert | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 9 | Elect Lionel L. Nowell III | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 15 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 16 | Repeal of Fair Price Provision | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 17 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/21/2015 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| American Express Company | AXP | 025816109 | 5/11/2015 | 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against |
| American Express Company | AXP | 025816109 | 5/11/2015 | 2 | Elect Ursula M. Burns | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 4 | Elect Peter Chernin | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 5 | Elect Anne Lauvergeon | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 6 | Elect Micheal O. Leavitt | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 7 | Elect Theodore J. Leonsis | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 8 | Elect Richard C. Levin | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 9 | Elect Samuel J. Palmisano | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 10 | Elect Daniel L. Vasella | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 11 | Elect Robert D. Walter | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 12 | Elect Ronald A. Williams | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 16 | Shareholder Proposal Regarding Privacy and Data Security | ShrHoldr | Against | Against | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| American Express Company | AXP | 025816109 | 5/11/2015 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| American Express Company | AXP | 025816109 | 5/11/2015 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 1 | Elect W. Don Cornwell | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 2 | Elect Peter R. Fisher | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 3 | Elect John Fitzpatrick | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 4 | Elect Peter D. Hancock | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 5 | Elect William G. Jurgensen | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 6 | Elect Christopher S. Lynch | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 7 | Elect George L. Miles, Jr. | Mgmt | For | Against | Against |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 8 | Elect Henry S. Miller | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 9 | Elect Robert S. Miller | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 12 | Elect Douglas M. Steenland | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 13 | Elect Theresa M. Stone | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/13/2015 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 1 | Elect James M. Cracchiolo | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 2 | Elect Dianne Neal Blixt | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 3 | Elect Amy DiGeso | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 4 | Elect Lon R. Greenberg | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 5 | Elect Siri S. Marshall | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 6 | Elect Jeffrey Noddle | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 7 | Elect H. Jay Sarles | Mgmt | For | Against | Against |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 9 | Elect William H. Turner | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 4/29/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 1 | Elect David Baltimore | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 4 | Elect Francois de Carbonnel | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 5 | Elect Vance D. Coffman | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 6 | Elect Robert A. Eckert | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 7 | Elect Greg C. Garland | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 9 | Elect Frank C. Herringer | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 10 | Elect Tyler Jacks | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 11 | Elect Judith C. Pelham | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 12 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 13 | Elect R. Sanders Williams | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/14/2015 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| Anthem Inc | WLP | 94973V107 | 11/5/2014 | 1 | Company Name Change | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/13/2015 | 1 | Elect Julie A. Hill | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/13/2015 | 2 | Elect Ramiro G. Peru | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/13/2015 | 3 | Elect John H. Short | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/13/2015 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/13/2015 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Anthem, Inc. | ANTM | 036752103 | 5/13/2015 | 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | Against | N/A |
| Anthem, Inc. | ANTM | 036752103 | 5/13/2015 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Aon plc | AON | G0408V102 | 6/17/2015 | 1 | Elect Lester B. Knight | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 2 | Elect Gregory C. Case | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 3 | Elect Fulvio Conti | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 4 | Elect Cheryl A. Francis | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 5 | Elect James W. Leng | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 6 | Elect J. Michael Losh | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 7 | Elect Robert S. Morrison | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 8 | Elect Richard B. Myers | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 9 | Elect Richard C. Notebaert | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 10 | Elect Gloria Santona | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 11 | Elect Carolyn Y. Woo | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 12 | Accounts and Reports | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 14 | Ratification of Statutory Auditor | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 17 | Remuneration Report (Advisory) | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 18 | Approval of Share Repurchase Contracts and Repurchase Counterparties | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/17/2015 | 21 | Authorization of Political Donations and Expenditures | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 1 | Elect Timothy D. Cook | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 2 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 3 | Elect Robert A. Iger | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 4 | Elect Andrea Jung | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 5 | Elect Arthur D. Levinson | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 6 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 7 | Elect Sue Wagner | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 8 | Ratification of Auditor | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 11 | Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk | ShrHoldr | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 3/10/2015 | 12 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 1 | Elect Alan L. Boeckmann | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 2 | Elect Mollie Hale Carter | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 3 | Elect Terrell K. Crews | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 4 | Elect Pierre Dufour | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 5 | Elect Donald E. Felsinger | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 6 | Elect Juan Richardo Luciano | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 7 | Elect Antonio dos Santos Maciel Neto | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 8 | Elect Patrick J. Moore | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 9 | Elect Thomas F. O'Neill | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 10 | Elect Francisco Sanchez | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 11 | Elect Daniel Shih | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 13 | Elect Patricia A. Woertz | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 16 | Reapproval of the 2009 Incentive Compensation Plan | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/7/2015 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 1 | Elect Randall L. Stephenson | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 2 | Elect Scott T. Ford | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 3 | Elect Glenn H. Hutchins | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 4 | Elect William E. Kennard | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 5 | Elect Jon C. Madonna | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 6 | Elect Michael B. McCallister | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 7 | Elect John B. McCoy | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 8 | Elect Beth E. Mooney | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 9 | Elect Joyce M. Roche | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 10 | Elect Matthew K. Rose | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 11 | Elect Cynthia B. Taylor | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/24/2015 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 1 | Elect Uma Chowdhry | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 2 | Elect James R. Gavin III | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 3 | Elect Peter S. Hellman | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 4 | Elect Kees J. Storm | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 7 | 2015 Incentive Plan | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Baxter International Inc. | BAX | 071813109 | 5/5/2015 | 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.1 | Elect Warren E. Buffett | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.2 | Elect Charles T. Munger | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.3 | Elect Howard G. Buffett | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.4 | Elect Stephen B. Burke | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.5 | Elect Susan L. Decker | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.6 | Elect William H. Gates III | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.7 | Elect David S. Gottesman | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.9 | Elect Thomas S. Murphy | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.10 | Elect Ronald L. Olson | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRK.A | 084670702 | 5/2/2015 | 1.12 | Elect Meryl B. Witmer | Mgmt | For | For | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2014 | 1.1 | Elect Paul L. Audet | Mgmt | For | For 97.5% Withhold 2.5% | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2014 | 1.2 | Elect Michael J. Castellano | Mgmt | For | For 97.5% Withhold 2.5% | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2014 | 1.3 | Elect R. Glenn Hubbard | Mgmt | For | For 97.5% Withhold 2.5% | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2014 | 1.4 | Elect W. Carl Kester | Mgmt | For | For 97.5% Withhold 2.5% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2014 | 1.1 | Elect Paul L. Audet | Mgmt | For | For 94% Withhold 6% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2014 | 1.2 | Elect Michael J. Castellano | Mgmt | For | For 94% Withhold 6% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2014 | 1.3 | Elect R. Glenn Hubbard | Mgmt | For | For 94% Withhold 6% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2014 | 1.4 | Elect W. Carl Kester | Mgmt | For | For 94% Withhold 6% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.1 | Elect Paul L. Audet | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.2 | Elect Michael J. Castellano | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.3 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.4 | Elect Frank J. Fabozzi | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.5 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.6 | Elect James T. Flynn | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.7 | Elect Henry Gabbay | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.8 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.9 | Elect R. Glenn Hubbard | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.10 | Elect W. Carl Kester | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Floating Rate Income Strategies Fund Inc | FRA | 09255X100 | 7/30/2014 | 1.11 | Elect Karen P. Robards | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2014 | 1.1 | Elect Paul L. Audet | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2014 | 1.2 | Elect Michael J. Castellano | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2014 | 1.3 | Elect R. Glenn Hubbard | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2014 | 1.4 | Elect W. Carl Kester | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 11/10/2014 | 1 | Reorganization into the BlackRock Resources & Commodities Trust | Mgmt | For | For 93% Against 4.5% Abstain 2.5% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2014 | 1.1 | Elect Paul L. Audet | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2014 | 1.2 | Elect Michael J. Castellano | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2014 | 1.3 | Elect R. Glenn Hubbard | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2014 | 1.4 | Elect W. Carl Kester | Mgmt | For | For 98% Withhold 2% | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 1 | Elect David L. Calhoun | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 3 | Elect Kenneth M. Duberstein | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 5 | Elect Lawrence W. Kellner | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 6 | Elect Edward M. Liddy | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 8 | Elect Susan C. Schwab | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 9 | Elect Ronald A. Williams | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 10 | Elect Mike S. Zafirovski | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 13 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For |
| Boeing Company | BA | 097023105 | 4/27/2015 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Boeing Company | BA | 097023105 | 4/27/2015 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Boeing Company | BA | 097023105 | 4/27/2015 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| California Resources Corporation | CRC | 13057Q107 | 5/7/2015 | 1.1 | Elect Justin A. Gannon | Mgmt | For | For | For |
| California Resources Corporation | CRC | 13057Q107 | 5/7/2015 | 1.2 | Elect Avedick B. Poladian | Mgmt | For | For | For |
| California Resources Corporation | CRC | 13057Q107 | 5/7/2015 | 1.3 | Elect Timothy J. Sloan | Mgmt | For | For | For |
| California Resources Corporation | CRC | 13057Q107 | 5/7/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| California Resources Corporation | CRC | 13057Q107 | 5/7/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| California Resources Corporation | CRC | 13057Q107 | 5/7/2015 | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 1 | Elect Richard D. Fairbank | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 2 | Elect Patrick W. Gross | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 3 | Elect Ann Fritz Hackett | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 4 | Elect Lewis Hay, III | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 6 | Elect Pierre E. Leroy | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 7 | Elect Peter E. Raskind | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 9 | Elect Bradford H. Warner | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 10 | Elect Catherine G. West | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 13 | Management Proposal Regarding Right to Call a Special Meeting | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 4/30/2015 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 1 | Elect David J. Anderson | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 2 | Elect Colleen F. Arnold | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 3 | Elect George S. Barrett | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 4 | Elect Carrie S. Cox | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 5 | Elect Calvin Darden | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 6 | Elect Bruce L. Downey | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 8 | Elect Clayton M. Jones | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 9 | Elect Gregory B. Kenny | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 10 | Elect David P. King | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 11 | Elect Richard C. Notebaert | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 14 | Approval of the Material Terms of the Management Incentive Plan | Mgmt | For | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2014 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 1 | Elect David L. Calhoun | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 2 | Elect Daniel M. Dickinson | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 3 | Elect Juan Gallardo | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 6 | Elect Dennis A. Muilenburg | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 7 | Elect Douglas R. Oberhelman | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 8 | Elect William A. Osborn | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 9 | Elect Debra L. Reed | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 11 | Elect Susan C. Schwab | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 12 | Elect Miles D. White | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 6/10/2015 | 18 | Shareholder Proposal Regarding Review of Human Rights Policies (2) | ShrHoldr | Against | Against | For |
| CIGNA Corporation | CI | 125509109 | 4/22/2015 | 1 | Elect John M. Partridge | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/22/2015 | 2 | Elect James E. Rogers | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/22/2015 | 3 | Elect Eric C. Wiseman | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/22/2015 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/22/2015 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 1 | Elect Carol A. Bartz | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 3 | Elect Michael D. Capellas | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 4 | Elect John T. Chambers | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 5 | Elect Brian L. Halla | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 6 | Elect John L. Hennessy | Mgmt | For | Against | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 7 | Elect Kristina M. Johnson | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 8 | Elect Roderick C. McGeary | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 9 | Elect Arun Sarin | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 10 | Elect Steven M. West | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 14 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHoldr | Against | Against | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/20/2014 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| ClearBridge Energy MLP Total Return Fund Inc | CTR | 18469Q108 | 3/20/2015 | 1.1 | Elect Robert D. Agdern | Mgmt | For | For 98% Withhold 2% | For |
| ClearBridge Energy MLP Total Return Fund Inc | CTR | 18469Q108 | 3/20/2015 | 1.2 | Elect Eileen A. Kamerick | Mgmt | For | For 98% Withhold 2% | For |
| ClearBridge Energy MLP Total Return Fund Inc | CTR | 18469Q108 | 3/20/2015 | 1.3 | Elect Riordan Roett | Mgmt | For | For 98% Withhold 2% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/15/2014 | 1.1 | Elect Adam D. Crescenzi | Mgmt | For | For 96% Withhold 4% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/15/2014 | 1.2 | Elect Jerry G. Rutledge | Mgmt | For | For 96% Withhold 4% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/15/2014 | 1.3 | Elect Vincent W. Versaci | Mgmt | For | For 96% Withhold 4% | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 2 | Elect Robert E. Weissman | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 3 | Elect Francisco D'Souza | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 4 | Elect John N. Fox, Jr. | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 5 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 6 | Elect Thomas M. Wendel | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 8 | Ratification of Auditor | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/2/2015 | 9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/23/2015 | 1.1 | Elect George Grossman | Mgmt | For | For 95% Withhold 5% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/23/2015 | 1.2 | Elect Robert H. Steers | Mgmt | For | For 95% Withhold 5% | For |
| Cohen & Steers REIT & Preferred Income Fund, Inc. | RNP | 19247X100 | 4/23/2015 | 1.3 | Elect C. Edward Ward, Jr. | Mgmt | For | For 95% Withhold 5% | For |
| Cohen & Steers Total Return Realty Fund Inc | RFI | 19247R103 | 4/23/2015 | 1.1 | Elect George Grossman | Mgmt | For | For 83% Withhold 17% | For |
| Cohen & Steers Total Return Realty Fund Inc | RFI | 19247R103 | 4/23/2015 | 1.2 | Elect Robert H. Steers | Mgmt | For | For 83% Withhold 17% | For |
| Cohen & Steers Total Return Realty Fund Inc | RFI | 19247R103 | 4/23/2015 | 1.3 | Elect C. Edward Ward, Jr. | Mgmt | For | For 83% Withhold 17% | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.3 | Elect Edward D. Breen | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.4 | Elect Joseph J. Collins | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.5 | Elect J. Michael Cook | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 1.12 | Elect Judith Rodin | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 3 | Amendment to the 2006 Cash Bonus Plan | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 5/21/2015 | 6 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | 10/8/2014 | 1 | Merger | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N101 | 10/8/2014 | 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 1 | Elect Richard L. Armitage | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 2 | Elect Richard H. Auchinleck | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 3 | Elect Charles E. Bunch | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 5 | Elect John V. Faraci | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 6 | Elect Jody L Freeman | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 7 | Elect Gay Huey Evans | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 8 | Elect Ryan M. Lance | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 9 | Elect Arjun N. Murti | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 10 | Elect Robert A. Niblock | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 11 | Elect Harald J. Norvik | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 16 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For |
| ConocoPhillips | COP | 20825C104 | 5/12/2015 | 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 1 | Elect Donna M. Alvarado | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 2 | Elect John B. Breaux | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 3 | Elect Pamela L. Carter | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 4 | Elect Steven T. Halverson | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 5 | Elect Edward J. Kelly, III | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 6 | Elect John D. McPherson | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 7 | Elect David M. Moffett | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 8 | Elect Oscar Munoz | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 9 | Elect Timothy T. O'Toole | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 10 | Elect David M. Ratcliffe | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 11 | Elect Donald J. Shepard | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 12 | Elect Michael J. Ward | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 13 | Elect J. Steven Whisler | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/6/2015 | 16 | Amendment to the 2010 Stock and Incentive Award Plan | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 1 | Elect Richard M. Bracken | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 2 | Elect C. David Brown II | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 4 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 5 | Elect David W. Dorman | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 6 | Elect Anne M. Finucane | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 7 | Elect Larry J. Merlo | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 9 | Elect Richard J. Swift | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 10 | Elect William C. Weldon | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 11 | Elect Tony L. White | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 14 | Approval of the Performance Criteria in the 2010 Incentive Compensation Plan | Mgmt | For | For | For |
| CVS Health Corporation | CVS | 126650100 | 5/7/2015 | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 1 | Elect Donald R. Horton | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 2 | Elect Barbara K. Allen | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 3 | Elect Bradley S. Anderson | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 4 | Elect Michael R. Buchanan | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 5 | Elect Michael W. Hewatt | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 7 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/22/2015 | 8 | Ratification of Auditor | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 1 | Elect Samuel R. Allen | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 2 | Elect Crandall C. Bowles | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 3 | Elect Vance D. Coffman | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 5 | Elect Dipak C. Jain | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 6 | Elect Michael O. Johanns | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 7 | Elect Clayton M. Jones | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 8 | Elect Joachim Milberg | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 9 | Elect Richard B. Myers | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 10 | Elect Gregory R. Page | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 11 | Elect Thomas H. Patrick | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 12 | Elect Sherry M. Smith | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 13 | Right to Call a Special Meeting | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 15 | Amendment to the Omnibus Equity and Incentive Plan | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 16 | Re-Approval of the Short-Term Incentive Bonus Plan | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/25/2015 | 17 | Ratification of Auditor | Mgmt | For | For | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.1 | Elect Thomas L. Bennett | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.2 | Elect Joseph W. Chow | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.3 | Elect Patrick P. Coyne | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.4 | Elect John A. Fry | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.5 | Elect Lucinda S. Landreth | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.6 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.7 | Elect Thomas K. Whitford | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.8 | Elect Janet L. Yeomans | Mgmt | For | For 98% Withhold 2% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/20/2014 | 1.9 | Elect J. Richard Zecher | Mgmt | For | For 98% Withhold 2% | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 1 | Elect Kevin P. Clark | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 2 | Elect Gary L. Cowger | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 3 | Elect Nicholas M. Donofrio | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 4 | Elect Mark P. Frissora | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 5 | Elect Rajiv L. Gupta | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 6 | Elect J. Randall MacDonald | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 7 | Elect Sean O. Mahoney | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 8 | Elect Timothy M. Manganello | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 9 | Elect Thomas W. Sidlik | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 10 | Elect Bernd Wiedemann | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 13 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 14 | Leadership Incentive Plan | Mgmt | For | For | For |
| Delphi Automotive PLC | DLPH | G27823106 | 4/23/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 1 | Elect Richard H. Anderson | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 2 | Elect Edward H. Bastian | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 3 | Elect Francis S. Blake | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 4 | Elect Roy J. Bostock | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 5 | Elect John S. Brinzo | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 6 | Elect Daniel A. Carp | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 7 | Elect David G. DeWalt | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 8 | Elect Thomas E. Donilon | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 9 | Elect William H. Easter III | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 10 | Elect Mickey P. Foret | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 11 | Elect Shirley C. Franklin | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 12 | Elect David R. Goode | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 13 | Elect George N. Mattson | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 14 | Elect Douglas R Ralph | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 15 | Elect Sergio Agapito Lires Rial | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 16 | Elect Kenneth B. Woodrow | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 23339M204 | 9/3/2014 | 1.1 | Elect John W. Ballantine | Mgmt | For | For 83% Withhold 17% | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 23339M204 | 9/3/2014 | 1.2 | Elect Dawn-Marie Driscoll | Mgmt | For | For 83% Withhold 17% | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 23339M204 | 9/3/2014 | 1.3 | Elect Kenneth C. Froewiss | Mgmt | For | For 83% Withhold 17% | For |
| Deutsche High Income Opportunities Fund Inc | DHG | 23339M204 | 9/3/2014 | 1.4 | Elect Rebecca W. Rimel | Mgmt | For | For 83% Withhold 17% | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.2 | Elect John E. Bethancourt | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.3 | Elect Robert H. Henry | Mgmt | For | Withhold | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.4 | Elect Michael M. Kanovsky | Mgmt | For | Withhold | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.5 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.6 | Elect J. Larry Nichols | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.7 | Elect Duane Radtke | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.8 | Elect Mary P. Ricciardello | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 1.9 | Elect John Richels | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 4 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/3/2015 | 8 | Shareholder Proposal Regarding Carbon Asset Risk | ShrHoldr | Against | Against | For |
| DIRECTV | DTV | 25490A309 | 9/25/2014 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 9/25/2014 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 9/25/2014 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 2 | Elect Mary K. Bush | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 3 | Elect Gregory C. Case | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 4 | Elect Candace H. Duncan | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 5 | Elect Cynthia A. Glassman | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 6 | Elect Richard H. Lenny | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 7 | Elect Thomas G. Maheras | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 8 | Elect Michael H. Moskow | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 9 | Elect David W. Nelms | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 10 | Elect Mark A. Thierer | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Discover Financial Services | DFS | 254709108 | 4/29/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 1 | Elect Ajay Banga | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 2 | Elect Jacqueline K. Barton | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 3 | Elect James A. Bell | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 4 | Elect Richard K. Davis | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 5 | Elect Jeff M. Fettig | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 6 | Elect Andrew N. Liveris | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 7 | Elect Mark Loughridge | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 8 | Elect Raymond J. Milchovich | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 9 | Elect Robert S. Miller | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 10 | Elect Paul Polman | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 11 | Elect Dennis H. Reilley | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 12 | Elect James M. Ringler | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 13 | Elect Ruth G. Shaw | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/14/2015 | 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 6/18/2015 | 1.1 | Elect Donald C. Burke | Mgmt | For | For 98% Abstain 2% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 6/18/2015 | 1.2 | Elect Stewart E. Conner | Mgmt | For | For 98% Abstain 2% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 6/18/2015 | 1.3 | Elect Eileen A. Moran | Mgmt | For | For 98% Abstain 2% | For |
| Duff & Phelps Global Utility Income Fund Inc | DPG | 26433C105 | 6/18/2015 | 1.4 | Elect David J. Vitale | Mgmt | For | For 98% Abstain 2% | For |
| Eaton Vance Senior Income Trust | EVF | 27826S103 | 10/23/2014 | 1.1 | Elect Thomas E. Faust Jr. | Mgmt | For | For 98.5% Withhold 1.5% | For |
| Eaton Vance Senior Income Trust | EVF | 27826S103 | 10/23/2014 | 1.2 | Elect Cynthia E. Frost | Mgmt | For | For 98.5% Withhold 1.5% | For |
| Eaton Vance Senior Income Trust | EVF | 27826S103 | 10/23/2014 | 1.3 | Elect Valerie A. Mosley | Mgmt | For | For 98.5% Withhold 1.5% | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 1 | Elect Fred D. Anderson | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 2 | Elect Anthony J. Bates | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 3 | Elect Edward W. Barnholt | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 4 | Elect Jonathan Christodoro | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 5 | Elect Scott D. Cook | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 6 | Elect John J. Donahoe | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 7 | Elect David Dorman | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 8 | Elect Bonnie S. Hammer | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 9 | Elect Gail J. McGovern | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 10 | Elect Kathleen C. Mitic | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 11 | Elect David M. Moffett | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 12 | Elect Pierre M. Omidyar | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 13 | Elect Thomas J. Tierney | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 14 | Elect Perry M. Traquina | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 15 | Elect Frank D. Yeary | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 17 | Amendment to Incentive Plan | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| EBay Inc. | EBAY | 278642103 | 5/1/2015 | 21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 2 | Elect Barbara J. Beck | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 3 | Elect Leslie S. Biller | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 4 | Elect Carl M. Casale | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 5 | Elect Stephen I. Chazen | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 6 | Elect Jeffrey M. Ettinger | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 7 | Elect Jerry A. Grundhofer | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 8 | Elect Arthur J. Higgins | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 9 | Elect Joel W. Johnson | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 10 | Elect Michael Larson | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 11 | Elect Jerry W. Levin | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 12 | Elect Robert L. Lumpkins | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 13 | Elect Tracy B. McKibben | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 14 | Elect Victoria J. Reich | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 16 | Elect John J. Zillmer | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 17 | Ratification of Auditor | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/7/2015 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Edison International | EIX | 281020107 | 4/23/2015 | 1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 4 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 5 | Elect Linda G. Stuntz | Mgmt | For | Against | Against |
| Edison International | EIX | 281020107 | 4/23/2015 | 6 | Elect William P. Sullivan | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 7 | Elect Ellen O. Tauscher | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 8 | Elect Peter J. Taylor | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 9 | Elect Brett White | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Edison International | EIX | 281020107 | 4/23/2015 | 12 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 1 | Elect Jose E. Almeida | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 2 | Elect Michael W. Brown | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 3 | Elect Donald J. Carty | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 4 | Elect Randolph L. Cowen | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 5 | Elect James S. DiStasio | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 6 | Elect John R. Egan | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 7 | Elect William D. Green | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 8 | Elect Edmund F. Kelly | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 9 | Elect Jami Miscik | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 10 | Elect Paul Sagan | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 11 | Elect David N. Strohm | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 12 | Elect Joseph M. Tucci | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 15 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2015 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 1 | Elect Janet F. Clark | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 2 | Elect Charles R. Crisp | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 3 | Elect James C. Day | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 4 | Elect H. Leighton Steward | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 5 | Elect Donald F. Textor | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 6 | Elect William R. Thomas | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 7 | Elect Frank G. Wisner | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 8 | Ratification of Auditor | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| EOG Resources, Inc. | EOG | 26875P101 | 4/30/2015 | 11 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Target | ShrHoldr | Against | Against | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 1 | Elect Anthony K. Anderson | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 2 | Elect Ann C. Berzin | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 3 | Elect John A. Canning Jr. | Mgmt | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 4 | Elect Christopher M. Crane | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 5 | Elect Yves C. de Balmann | Mgmt | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 7 | Elect Paul L. Joskow | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 8 | Elect Robert J. Lawless | Mgmt | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 9 | Elect Richard W. Mies | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 10 | Elect William C. Richardson | Mgmt | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 13 | Elect Stephen D. Steinour | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 16 | Reapproval of Performance Goals Under 2011 Long-Term Incentive Plan | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 17 | Management Proposal Regarding Proxy Access | Mgmt | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 4/28/2015 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 1 | Elect Gary G. Benanav | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 2 | Elect Maura C. Breen | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 3 | Elect William J. DeLaney | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 4 | Elect Elder Granger | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 5 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 6 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 7 | Elect Frank Mergenthaler | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 8 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 9 | Elect Roderick A. Palmore | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 10 | Elect George Paz | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 11 | Elect William L. Roper | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 12 | Elect Seymour Sternberg | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/6/2015 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.1 | Elect Michael J. Boskin | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.3 | Elect Ursula M. Burns | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.5 | Elect Jay S. Fishman | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 1.12 | Elect William C. Weldon | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 6 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 7 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 10 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/27/2015 | 11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.4 | Elect Reed Hastings | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.5 | Elect Jan Koum | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 3 | Re-approval of 2012 Equity Incentive Plan | Mgmt | For | Against | Against |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against |
| Facebook Inc. | FB | 30303M102 | 6/11/2015 | 6 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 1 | Elect James L. Barksdale | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 2 | Elect John A. Edwardson | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 3 | Elect Marvin Ellison | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 4 | Elect Kimberly A. Jabal | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 5 | Elect Shirley A. Jackson | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 6 | Elect Gary W. Loveman | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 7 | Elect R. Brad Martin | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 8 | Elect Joshua C. Ramo | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 9 | Elect Susan C. Schwab | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 10 | Elect Frederick W. Smith | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 11 | Elect David P. Steiner | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 12 | Elect Paul S. Walsh | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 17 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 18 | Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards | ShrHoldr | Against | Against | For |
| FedEx Corporation | FDX | 31428X106 | 9/29/2014 | 19 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | For | Against |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 2 | Elect B. Evan Bayh III | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 3 | Elect Katherine B. Blackburn | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 4 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 5 | Elect Emerson L. Brumback | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 6 | Elect James P. Hackett | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 7 | Elect Gary R. Heminger | Mgmt | For | Against | Against |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 8 | Elect Jewell D. Hoover | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 9 | Elect Kevin T. Kabat | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 10 | Elect Michael B. McCallister | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 11 | Elect Hendrick G. Meijer | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 12 | Elect Marsha C. Williams | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/14/2015 | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| First Trust - Four Corners Senior Floating Rate Income Fund | FCT | 33733U108 | 9/15/2014 | 1.1 | Elect Thomas R. Kadlec | Mgmt | For | For 98% Withhold 2% | For |
| First Trust - Four Corners Senior Floating Rate Income Fund | FCT | 33733U108 | 9/15/2014 | 1.2 | Elect Richard E. Erickson | Mgmt | For | For 98% Withhold 2% | For |
| First Trust Mortgage Income Fund | FMY | 33734E103 | 4/20/2015 | 1.1 | Elect Richard E. Erickson | Mgmt | For | For 98% Withhold 2% | For |
| First Trust Mortgage Income Fund | FMY | 33734E103 | 4/20/2015 | 1.2 | Elect Thomas R. Kadlec | Mgmt | For | For 98% Withhold 2% | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.1 | Elect Paul T. Addison | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.2 | Elect Michael J. Anderson | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.3 | Elect William T. Cottle | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.4 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.5 | Elect Julia L. Johnson | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.6 | Elect Charles E. Jones | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.8 | Elect Donald T. Misheff | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.11 | Elect Luis A. Reyes | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.12 | Elect George M. Smart | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 1.13 | Elect Jerry Sue Thornton | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 4 | Approval of the 2015 Incentive Compensation Plan | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 6 | Shareholder Proposal Regarding Reporting and Reducing Carbon Emissions | ShrHoldr | Against | Against | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For |
| Firstenergy Corp. | FE | 337932107 | 5/19/2015 | 8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 1 | Elect Stephen G. Butler | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 2 | Elect Kimberly A. Casiano | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 4 | Elect Mark Fields | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 5 | Elect Edsel B. Ford II | Mgmt | For | Against | Against |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 6 | Elect William Clay Ford, Jr. | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 7 | Elect James P. Hackett | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 8 | Elect James H. Hance, Jr. | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 9 | Elect William W. Helman IV | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 11 | Elect William E. Kennard | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 12 | Elect John C. Lechleiter | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 13 | Elect Ellen R. Marram | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 14 | Elect Gerald L. Shaheen | Mgmt | For | Against | Against |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 15 | Elect John L. Thornton | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Ford Motor Company | F | 345370860 | 5/14/2015 | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 1 | Elect Peter K. Barker | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 2 | Elect Mariann Byerwalter | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 3 | Elect Charles E. Johnson | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 4 | Elect Gregory E. Johnson | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 5 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 6 | Elect Mark C. Pigott | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 7 | Elect Chutta Ratnathicam | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 8 | Elect Laura Stein | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 9 | Elect Seth H. Waugh | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 10 | Elect Geoffrey Y. Yang | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | 3/11/2015 | 12 | Re-Approval of the Material Terms of the 2002 Universal Stock Incentive Plan | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.4 | Elect Robert A. Day | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.5 | Elect James C. Flores | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.6 | Elect Gerald J. Ford | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.10 | Elect Charles C. Krulak | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.12 | Elect Jon C. Madonna | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.14 | Elect James R. Moffett | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 6/10/2015 | 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Gabelli Global Utility & Income Trust. | GLU | 36242L105 | 5/11/2015 | 1.1 | Elect Salvatore M. Salibello | Mgmt | For | For 87% Withhold 13% | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 1 | Elect Domenico De Sole | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 2 | Elect Robert J. Fisher | Mgmt | For | Against | Against |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 3 | Elect William S. Fisher | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 4 | Elect Isabella D. Goren | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 5 | Elect Bob L. Martin | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 6 | Elect Jorge P. Montoya | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 7 | Elect Arthur Peck | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 9 | Elect Katherine Tsang | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 10 | Elect Padmasree Warrior | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 12 | Amendment to the Executive Management Incentive Compensation Award Plan | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/19/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| GDL Fund | GDL | 361570104 | 5/11/2015 | 1.1 | Elect Mario J. Gabelli | Mgmt | For | For 84% Withhold 16% | For |
| GDL Fund | GDL | 361570104 | 5/11/2015 | 1.2 | Elect Mario d'Urso | Mgmt | For | For 99% Withhold 1% | For |
| GDL Fund | GDL | 361570104 | 5/11/2015 | 1.3 | Elect Michael J. Melarkey | Mgmt | For | For 99% Withhold 1% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.1 | Elect Rodney B. Berens | Mgmt | For | For 65% Withhold 35% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.2 | Elect Lewis B. Cullman | Mgmt | For | For 72% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.3 | Elect Spencer Davidson | Mgmt | For | For 72% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.4 | Elect John D. Gordan, III | Mgmt | For | For 72% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.5 | Elect Betsy F. Gotbaum | Mgmt | For | For 72% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.6 | Elect Sidney R. Knafel | Mgmt | For | For 72% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.7 | Elect Daniel M. Neidich | Mgmt | For | For 72% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 1.8 | Elect Jeffrey W. Priest | Mgmt | For | For 72% Withhold 28% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 2 | Ratification of Auditor | Mgmt | For | For 85% Against 1.5% Abstain 13.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/15/2015 | 3 | Shareholder Proposal to Self-Tender or Liquidate | ShrHoldr | Against | For 34.5% Against 64% Abstain 1.5% | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 2 | Elect John J. Brennan | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 3 | Elect James I. Cash, Jr. | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 4 | Elect Francisco D'Souza | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 6 | Elect Susan Hockfield | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 7 | Elect Jeffrey R. Immelt | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 8 | Elect Andrea Jung | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 9 | Elect Robert W. Lane | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 10 | Elect Rochelle B. Lazarus | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 11 | Elect James J. Mulva | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 12 | Elect James E. Rohr | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 13 | Elect Mary L. Schapiro | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 14 | Elect Robert J. Swieringa | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 15 | Elect James S. Tisch | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 16 | Elect Douglas A. Warner III | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 20 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 21 | Shareholder Proposal Regarding Nomination of Retiree Directors | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 22 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/22/2015 | 23 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 3 | Elect Gary D. Cohn | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 4 | Elect Mark Flaherty | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 5 | Elect William W. George | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 6 | Elect James A. Johnson | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 9 | Elect Peter Oppenheimer | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 10 | Elect Debora L. Spar | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 11 | Elect Mark E. Tucker | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 12 | Elect David A. Viniar | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 13 | Elect Mark O. Winkelman | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 15 | 2015 Stock Incentive Plan | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 18 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/21/2015 | 19 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.1 | Elect Larry Page | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.2 | Elect Sergey Brin | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.5 | Elect Diane B. Greene | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.7 | Elect Ann Mather | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.8 | Elect Alan R. Mulally | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.9 | Elect Paul S. Otellini | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.10 | Elect K. Ram Shriram | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 1.11 | Elect Shirley M. Tilghman | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 3 | Amendment to the 2012 Stock Plan | Mgmt | For | Against | Against |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 7 | Shareholder Proposal Regarding Renewable Energy Cost Report | ShrHoldr | Against | Against | For |
| Google Inc. | GOOG | 38259P508 | 6/3/2015 | 8 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 1 | Elect Marc L. Andreessen | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 2 | Elect Shumeet Banerji | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 3 | Elect Robert R. Bennett | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 4 | Elect Rajiv L. Gupta | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 5 | Elect Klaus Kleinfeld | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 6 | Elect Raymond J. Lane | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 7 | Elect Ann M. Livermore | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 8 | Elect Raymond E. Ozzie | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 9 | Elect Gary M. Reiner | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 10 | Elect Patricia F. Russo | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 11 | Elect James A. Skinner | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 12 | Elect Margaret C. Whitman | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/18/2015 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 1 | Elect William S. Ayer | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 2 | Elect Gordon M. Bethune | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 3 | Elect Kevin Burke | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 4 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 5 | Elect David M. Cote | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 6 | Elect D. Scott Davis | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 7 | Elect Linnet F. Deily | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 8 | Elect Judd Gregg | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 9 | Elect Clive Hollick | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 10 | Elect Grace D. Lieblein | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 11 | Elect George Paz | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 12 | Elect Bradley T. Sheares | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 13 | Elect Robin L. Washington | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Honeywell International Inc. | HON | 438516106 | 4/27/2015 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 2 | Elect Aneel Bhusri | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 3 | Elect Andy D. Bryant | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 4 | Elect Susan L. Decker | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 5 | Elect John J. Donahoe | Mgmt | For | Against | Against |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 6 | Elect Reed E. Hundt | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 7 | Elect Brian M. Krzanich | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 8 | Elect James D. Plummer | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 9 | Elect David S. Pottruck | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 10 | Elect Frank D. Yeary | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 11 | Elect David B. Yoffie | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 15 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 16 | Stockholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Intel Corporation | INTC | 458140100 | 5/21/2015 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 1 | Elect Alain J. P. Belda | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 2 | Elect William R. Brody | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 4 | Elect Michael L. Eskew | Mgmt | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 5 | Elect David N. Farr | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 6 | Elect Alex Gorsky | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 7 | Elect Shirley Ann Jackson | Mgmt | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 8 | Elect Andrew N. Liveris | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 9 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 10 | Elect James W. Owens | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 11 | Elect Virginia M. Rometty | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 12 | Elect Joan E. Spero | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 13 | Elect Sidney Taurel | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 14 | Elect Peter R. Voser | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 19 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| International Business Machines Corporation | IBM | 459200101 | 4/28/2015 | 20 | Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board | ShrHoldr | Against | Against | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 1 | Elect David J. Bronczek | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 2 | Elect William J. Burns | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 3 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 4 | Elect Ilene S. Gordon | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 5 | Elect Jay L. Johnson | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 6 | Elect Stacey J. Mobley | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 7 | Elect Joan E. Spero | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 8 | Elect Mark S. Sutton | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 9 | Elect John L. Townsend, III | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 10 | Elect William G. Walter | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 11 | Elect J. Steven Whisler | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 12 | Elect Ray G. Young | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/11/2015 | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 1 | Elect Albert R. Dowden | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 2 | Elect Prema Mathai-Davis | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 3 | Elect Raymond Stickel, Jr. | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 4 | Elect David C. Arch | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 5 | Elect Larry Soll | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 6 | Elect Philip A. Taylor | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 7 | Elect Suzanne Woolsey | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 8 | Elect James T. Bunch | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 9 | Elect Bruce L. Crockett | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 10 | Elect Rodney F. Dammeyer | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 11 | Elect Jack M. Fields, Jr. | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Municipal Opportunity Trust | VMO | 46132C107 | 8/29/2014 | 12 | Elect Martin L. Flanagan | Mgmt | For | For 84% Against 14% Abstain 2% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 1 | Elect Albert R. Dowden | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 2 | Elect Prema Mathai-Davis | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 3 | Elect Raymond Stickel, Jr. | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 4 | Elect David C. Arch | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 5 | Elect Larry Soll | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 6 | Elect Philip A. Taylor | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 7 | Elect Suzanne Woolsey | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 8 | Elect James T. Bunch | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 9 | Elect Bruce L. Crockett | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 10 | Elect Rodney F. Dammeyer | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 11 | Elect Jack M. Fields, Jr. | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| Invesco Trust For Investment Grade New York Municipals | VPV | 46132E103 | 8/29/2014 | 12 | Elect Martin L. Flanagan | Mgmt | For | For 91% Against 7.5% Abstain 1.5% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 1/26/2015 | 1.1 | Elect Charles L. Bardelis | Mgmt | For | For 92% Withhold 8% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 1/26/2015 | 1.2 | Elect Peter S. Burgess | Mgmt | For | For 92% Withhold 8% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 1/26/2015 | 1.3 | Elect Theron S. Hoffman | Mgmt | For | For 92% Withhold 8% | For |
| John Hancock Financial Opportunities Fund | BTO | 409735206 | 1/26/2015 | 1.4 | Elect Warren A. Thomson | Mgmt | For | For 92% Withhold 8% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 1 | Elect Mary Sue Coleman | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 2 | Elect D. Scott Davis | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 4 | Elect Alex Gorsky | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 8 | Elect William D. Perez | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 9 | Elect Charles Prince | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 10 | Elect A. Eugene Washington | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 11 | Elect Ronald A. Williams | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 14 | Shareholder Proposal Regarding Overextended Directors | ShrHoldr | Against | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/23/2015 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 1.1 | Elect Natalie A. Black | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 1.2 | Elect Raymond L. Conner | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 1.3 | Elect Richard Goodman | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 1.4 | Elect William H. Lacy | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 1.5 | Elect Alex A. Molinaroli | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 1.6 | Elect Mark P. Vergnano | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/28/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 2 | Elect James A. Bell | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 5 | Elect James S. Crown | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 6 | Elect James Dimon | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 9 | Elect Michael A. Neal | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 11 | Elect William C. Weldon | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 19 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/19/2015 | 20 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against |
| Kellogg Company | K | 487836108 | 4/24/2015 | 1.1 | Elect Benjamin S. Carson, Sr. | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/24/2015 | 1.2 | Elect John T. Dillon | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/24/2015 | 1.3 | Elect Zachary Gund | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/24/2015 | 1.4 | Elect James M. Jenness | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/24/2015 | 1.5 | Elect Donald R. Knauss | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/24/2015 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/24/2015 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/24/2015 | 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.1 | Elect Richard D. Kinder | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.2 | Elect Steven J. Kean | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.3 | Elect Ted A. Gardner | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.5 | Elect Gary L. Hultquist | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.6 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.7 | Elect Deborah A. Macdonald | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.8 | Elect Michael Miller | Mgmt | For | Withhold | Against |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.9 | Elect Michael C. Morgan | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.11 | Elect Fayez S. Sarofim | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.12 | Elect C. Park Shaper | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.13 | Elect William A. Smith | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.14 | Elect Joel V. Staff | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.15 | Elect Robert F. Vagt | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 1.16 | Elect Perry M. Waughtal | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 2 | Approval of the 2015 Stock Incentive Plan | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 3 | Approval of the 2015 Annual Incentive Plan | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 6 | Amendments to Certificate of Incorporation to Comply with Jones Act | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 7 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | ShrHoldr | Against | Against | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 8 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 5/7/2015 | 9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against |
| Kinder Morgan, Inc. | KMI | 49456B101 | 11/20/2014 | 1 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 11/20/2014 | 2 | Merger/Acquisition | Mgmt | For | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | 11/20/2014 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 1 | Elect Abelardo E. Bru | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 2 | Elect John T. Cahill | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 3 | Elect L. Kevin Cox | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 4 | Elect Myra M. Hart | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 5 | Elect Peter B. Henry | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 7 | Elect Terry J. Lundgren | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 8 | Elect Mackey J. McDonald | Mgmt | For | Against | Against |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 9 | Elect John C. Pope | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 10 | Elect E. Follin Smith | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 13 | Shareholder Proposal Regarding Risks of Sourcing Eggs from Caged Hens | ShrHoldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 14 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/5/2015 | 16 | Shareholder Proposal Related to Sustainability Report | ShrHoldr | Against | Against | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 2 | Elect Robert D. Beyer | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 3 | Elect Susan J. Kropf | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 4 | Elect David B. Lewis | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 5 | Elect W. Rodney McMullen | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 6 | Elect Jorge P. Montoya | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 7 | Elect Clyde R. Moore | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 8 | Elect Susan M. Phillips | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 9 | Elect James A. Runde | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 10 | Elect Ronald L. Sargent | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 11 | Elect Bobby S. Shackouls | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 14 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For |
| Kroger Co. | KR | 501044101 | 6/25/2015 | 16 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 1 | Elect Daniel F. Akerson | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 2 | Elect Nolan D. Archibald | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 3 | Elect Rosalind G. Brewer | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 4 | Elect David B. Burritt | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 5 | Elect James O. Ellis, Jr. | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 6 | Elect Thomas J. Falk | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 8 | Elect Gwendolyn S. King | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 9 | Elect James M. Loy | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 10 | Elect Joseph W. Ralston | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 11 | Elect Anne L. Stevens | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 4/23/2015 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 1 | Elect Lawrence S. Bacow | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 2 | Elect Ann E. Berman | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 3 | Elect Joseph L. Bower | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 4 | Elect Charles D. Davidson | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 5 | Elect Charles M. Diker | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 6 | Elect Jacob A. Frenkel | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 7 | Elect Paul J. Fribourg | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 8 | Elect Walter L. Harris | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 9 | Elect Philip A. Laskawy | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 10 | Elect Ken Miller | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 11 | Elect Andrew H. Tisch | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 12 | Elect James S. Tisch | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 13 | Elect Jonathan M. Tisch | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 14 | Elect Anthony Welters | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/12/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Loews Corporation | L | 540424108 | 5/12/2015 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.1 | Elect Raul Alvarez | Mgmt | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.2 | Elect David W. Bernauer | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.3 | Elect Angela F. Braly | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.4 | Elect Laurie Z. Douglas | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.6 | Elect Robert L. Johnson | Mgmt | For | Withhold | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.8 | Elect Richard K. Lochridge | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.9 | Elect James H Morgan | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.10 | Elect Robert A. Niblock | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | 5/29/2015 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 1 | Elect Robin Buchanan | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 2 | Elect Stephen F. Cooper | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 3 | Elect Isabella D. Goren | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 4 | Elect Robert G. Gwin | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 5 | Elect Kevin W. Brown | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 6 | Elect Jeffrey A. Kaplan | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 7 | Adoption of Dutch Statutory Annual Accounts for 2014 | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 8 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 9 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 10 | Appointment of Auditor | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 11 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 12 | Allocation of Dividends | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 13 | Advisory Vote Approving Executive Compensation | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 14 | Authority to Issue Shares | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 15 | Supression of Preemptive Rights | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 16 | Amendment to the 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For |
| LyondellBasell Industries N.V. | LYB | N53745100 | 5/6/2015 | 17 | Authority of Management Board to Repurchase Shares | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 2 | Elect John A. Bryant | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 3 | Elect Deirdre P. Connelly | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 4 | Elect Meyer Feldberg | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 5 | Elect Leslie D. Hale | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 6 | Elect Sara L. Levinson | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 7 | Elect Terry J. Lundgren | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 8 | Elect Joseph Neubauer | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 9 | Elect Joyce M. Roche | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 10 | Elect Paul C. Varga | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 11 | Elect Craig E. Weatherup | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 12 | Elect Marna C. Whittington | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/15/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 8/14/2014 | 1 | Merger/Acquisition | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 1 | Elect Oscar Fanjul Martin | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 2 | Elect Daniel S. Glaser | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 3 | Elect H. Edward Hanway | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 4 | Elect Ian Lang | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 5 | Elect Elaine La Roche | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 6 | Elect Maria Silvia Bastos Marques | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 7 | Elect Steven A. Mills | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 8 | Elect Bruce P. Nolop | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 9 | Elect Marc D. Oken | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 10 | Elect Morton O. Schapiro | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 11 | Elect Lloyd M. Yates | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 12 | Elect R. David Yost | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/21/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 1 | Elect Andy D. Bryant | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 2 | Elect Wayne A. Budd | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 3 | Elect N. Anthony Coles | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 4 | Elect John H. Hammergren | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 5 | Elect Alton F. Irby III | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 6 | Elect M. Christine Jacobs | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 7 | Elect Marie L. Knowles | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 8 | Elect David M. Lawrence | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 9 | Elect Edward A. Mueller | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/30/2014 | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 3 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 4 | Elect Thomas H. Glocer | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 9 | Elect Patricia F. Russo | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 10 | Elect Craig B. Thompson | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 11 | Elect Wendell P. Weeks | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 12 | Elect Peter C. Wendell | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 15 | Amendment to the 2010 Incentive Plan | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 16 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/26/2015 | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 1 | Elect Cheryl W. Grise | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 3 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 4 | Elect Steven A. Kandarian | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 6 | Elect Edward J. Kelly, III | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 7 | Elect William E. Kennard | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 8 | Elect James M. Kilts | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 9 | Elect Catherine R. Kinney | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 10 | Elect Denise M. Morrison | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 12 | Elect Lulu C. Wang | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 14 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/28/2015 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 1 | Elect Robert L. Bailey | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 2 | Elect Richard M. Beyer | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 3 | Elect Patrick J. Byrne | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 4 | Elect D. Mark Durcan | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 5 | Elect Warren A. East | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 6 | Elect Mercedes Johnson | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 7 | Elect Lawrence N. Mondry | Mgmt | For | Against | Against |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 8 | Elect Robert E. Switz | Mgmt | For | Against | Against |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 9 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 11 | Elimination of Cumulative Voting | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 12 | Amendment to the Executive Officer Performance Incentive Plan | Mgmt | For | For | For |
| Micron Technology, Inc. | MU | 595112103 | 1/22/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 1 | Elect William H. Gates III | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 2 | Elect Maria Klawe | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 3 | Elect Teri L. List-Stoll | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 4 | Elect G. Mason Morfit | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 5 | Elect Satya Nadella | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 6 | Elect Charles H. Noski | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 7 | Elect Helmut G. W. Panke | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 9 | Elect John W. Stanton | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 10 | Elect John W. Thompson | Mgmt | For | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/3/2014 | 13 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 3 | Elect Lois D. Juliber | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 4 | Elect Mark D. Ketchum | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 6 | Elect Joseph Neubauer | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 7 | Elect Nelson Peltz | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 10 | Elect Patrick Siewert | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 11 | Elect Ruth J. Simmons | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 609207105 | 5/20/2015 | 15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 1 | Elect Erskine B. Bowles | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 2 | Elect Thomas H. Glocer | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 3 | Elect James P. Gorman | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 4 | Elect Robert H. Herz | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 5 | Elect Klaus Kleinfield | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 6 | Elect Jami Miscik | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 8 | Elect Hutham S. Olayan | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 9 | Elect James W. Owens | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 10 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 11 | Elect Masaaki Tanaka | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 12 | Elect Perry M. Traquina | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 17 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 19 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| Morgan Stanley | MS | 617446448 | 5/19/2015 | 20 | Shareholder Proposal Regarding Report on Compensation in the Event of Resignation for Government Service | ShrHoldr | Against | Against | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/17/2014 | 1.1 | Elect Candace L. Straight | Mgmt | For | For 97% Withhold 3% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/17/2014 | 1.2 | Elect Martha C. Goss | Mgmt | For | For 97% Withhold 3% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/17/2014 | 1.3 | Elect Joseph V. Amato | Mgmt | For | For 97% Withhold 3% | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 9/17/2014 | 1.4 | Elect Faith Colish | Mgmt | For | For 97% Withhold 3% | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 1 | Elect Bruce R. Brook | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 2 | Elect J. Kofi Bucknor | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 3 | Elect Vincent A. Calarco | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 4 | Elect Alberto Calderon | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 5 | Elect Joseph A. Carrabba | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 6 | Elect Noreen Doyle | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 7 | Elect Gary J. Goldberg | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 8 | Elect Veronica M. Hagen | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 9 | Elect Jane Nelson | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/22/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 2 | Elect Erskine B. Bowles | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 4 | Elect Wesley G. Bush | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 5 | Elect Daniel A. Carp | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 6 | Elect Karen N. Horn | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 7 | Elect Steven F. Leer | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 8 | Elect Michael D. Lockhart | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 9 | Elect Amy E. Miles | Mgmt | For | Against | Against |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 10 | Elect Charles W. Moorman, IV | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 11 | Elect Martin H. Nesbitt | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 12 | Elect James A Squires | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 13 | Elect John R. Thompson | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 16 | Amendment to Executive Management Incentive Plan | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/14/2015 | 17 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 1 | Elect Wesley G. Bush | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 2 | Elect Marianne C. Brown | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 3 | Elect Victor H. Fazio | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 4 | Elect Donald E. Felsinger | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 5 | Elect Bruce S. Gordon | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 6 | Elect William H. Hernandez | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 8 | Elect Karl J. Krapek | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 9 | Elect Richard B. Myers | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 10 | Elect Gary Roughead | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 11 | Elect Thomas M. Schoewe | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 12 | Elect James S. Turley | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 14 | Amendment to the 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/20/2015 | 16 | Shareholder Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 1 | Approval of a New Investment Management Agreements | Mgmt | For | For 93% Against 4% Abstain 3% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 2 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 92% Against 4% Abstain 4% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 3 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 92% Against 5% Abstain 3% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 4 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 92% Against 4% Abstain 4% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 5 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 92% Against 5% Abstain 3% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 6.1 | Elect William Adams, IV | Mgmt | For | For 96% Abstain 4% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 6.2 | Elect David J. Kundert | Mgmt | For | For 96% Abstain 4% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 6.3 | Elect John K. Nelson | Mgmt | For | For 96% Abstain 4% | For |
| Nuveen Diversified Dividend and Income Fund | JDD | 6706EP105 | 8/5/2014 | 6.4 | Elect Terence J. Toth | Mgmt | For | For 96% Abstain 4% | For |
| Nuveen Global Equity Income Fund | JGV | 6706EH103 | 8/5/2014 | 1 | Approval of a New Investment Management Agreements | Mgmt | For | For 96% Against 3% Abstain 1% | For |
| Nuveen Global Equity Income Fund | JGV | 6706EH103 | 8/5/2014 | 2 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 95% Against 4% Abstain 1% | For |
| Nuveen Global Equity Income Fund | JGV | 6706EH103 | 8/5/2014 | 3.1 | Elect William Adams, IV | Mgmt | For | For 94% Abstain 6% | For |
| Nuveen Global Equity Income Fund | JGV | 6706EH103 | 8/5/2014 | 3.2 | Elect David J. Kundert | Mgmt | For | For 94% Abstain 6% | For |
| Nuveen Global Equity Income Fund | JGV | 6706EH103 | 8/5/2014 | 3.3 | Elect John K. Nelson | Mgmt | For | For 94% Abstain 6% | For |
| Nuveen Global Equity Income Fund | JGV | 6706EH103 | 8/5/2014 | 3.4 | Elect Terence J. Toth | Mgmt | For | For 94% Abstain 6% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 3/26/2015 | 1.1 | Elect Jack B. Evans | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 3/26/2015 | 1.2 | Elect William J. Schneider | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 3/26/2015 | 1.3 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 11/7/2014 | 1 | Approval of a New Investment Management Agreements | Mgmt | For | For 94% Against 4% Abstain 2% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 11/7/2014 | 2 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 94% Against 4% Abstain 2% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 11/7/2014 | 3.1 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 95% Abstain 5% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 3/26/2015 | 1.1 | Elect Jack B. Evans | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 3/26/2015 | 1.2 | Elect William J. Schneider | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 3/26/2015 | 1.3 | Elect Thomas S. Schreier, Jr. | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 8/5/2014 | 1 | Approval of a New Investment Management Agreements | Mgmt | For | For 94% Against 3% Abstain 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 8/5/2014 | 2 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 94% Against 3% Abstain 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 8/5/2014 | 3.1 | Elect William Adams, IV | Mgmt | For | For 97% Abstain 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 8/5/2014 | 3.2 | Elect David J. Kundert | Mgmt | For | For 97% Abstain 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 8/5/2014 | 3.3 | Elect John K. Nelson | Mgmt | For | For 97% Abstain 3% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 8/5/2014 | 3.4 | Elect Terence J. Toth | Mgmt | For | For 97% Abstain 3% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JLS | 670735109 | 8/5/2014 | 1 | Approval of a New Investment Management Agreements | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JLS | 670735109 | 8/5/2014 | 2 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 97% Against 2% Abstain 1% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JLS | 670735109 | 8/5/2014 | 3 | Approval of a New Investment Subadvisory Agreements | Mgmt | For | For 97% Against 1% Abstain 2% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JLS | 670735109 | 8/5/2014 | 4.1 | Elect William Adams, IV | Mgmt | For | For 98% Abstain 2% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JLS | 670735109 | 8/5/2014 | 4.2 | Elect David J. Kundert | Mgmt | For | For 98% Abstain 2% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JLS | 670735109 | 8/5/2014 | 4.3 | Elect John K. Nelson | Mgmt | For | For 98% Abstain 2% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JLS | 670735109 | 8/5/2014 | 4.4 | Elect Terence J. Toth | Mgmt | For | For 98% Abstain 2% | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 1 | Elect Spencer Abraham | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 2 | Elect Howard I. Atkins | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 3 | Elect Eugene L. Batchelder | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 4 | Elect Stephen I. Chazen | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 5 | Elect John E. Feick | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 6 | Elect Margaret M. Foran | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 7 | Elect Carlos M. Gutierrez | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 8 | Elect William R. Klesse | Mgmt | For | Against | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 9 | Elect Avedick B. Poladian | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 10 | Elect Elisse B. Walter | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 12 | 2015 Long-Term Incentive Plan | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 14 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 16 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHoldr | Against | Against | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/1/2015 | 17 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHoldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.3 | Elect Michael J. Boskin | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.4 | Elect Safra A. Catz | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.6 | Elect George H. Conrades | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.9 | Elect Jeffrey O. Henley | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.10 | Elect Mark V. Hurd | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 1.11 | Elect Naomi O. Seligman | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 4 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 5 | Shareholder Proposal Regarding the Use of Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 11/5/2014 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 1 | Elect Shona L. Brown | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 2 | Elect George W. Buckley | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 3 | Elect Ian M. Cook | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 4 | Elect Dina Dublon | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 5 | Elect Rona A. Fairhead | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 6 | Elect Richard W. Fisher | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 7 | Elect Alberto Ibarguen | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 8 | Elect William R. Johnson | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 9 | Elect Indra K. Nooyi | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 10 | Elect David C. Page | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 11 | Elect Robert C. Pohlad | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 12 | Elect Lloyd G. Trotter | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 13 | Elect Daniel Vasella | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 14 | Elect Alberto Weisser | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 17 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/6/2015 | 19 | Shareholder Proposal Regarding Neonicotinoids | ShrHoldr | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 3 | Elect Frances D. Fergusson | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 4 | Elect Helen H. Hobbs | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 5 | Elect James M. Kilts | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 6 | Elect Shantanu Narayen | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 7 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 8 | Elect Ian C. Read | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 9 | Elect Stephen W. Sanger | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 10 | Elect James C. Smith | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 11 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/23/2015 | 14 | Shareholder Proposal Regarding Lobbying Review | ShrHoldr | Against | Against | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 1 | Elect Lewis Chew | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 3 | Elect Fred J. Fowler | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 4 | Elect Maryellen C. Herringer | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 5 | Elect Richard C. Kelly | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 6 | Elect Roger H. Kimmel | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 7 | Elect Richard A. Meserve | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 8 | Elect Forrest E. Miller | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 9 | Elect Rosendo G. Parra | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 10 | Elect Barbara L. Rambo | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 11 | Elect Anne Shen Smith | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 12 | Elect Barry Lawson Williams | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PG&E Corporation | PCG | 69331C108 | 5/4/2015 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Phillips 66 | PSX | 718546104 | 5/6/2015 | 1 | Elect J. Brian Ferguson | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/6/2015 | 2 | Elect Harold W. McGraw III | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/6/2015 | 3 | Elect Victoria J. Tschinkel | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/6/2015 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/6/2015 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/6/2015 | 6 | Repeal of Classified Board | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/6/2015 | 7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 1 | Elect Charles E. Bunch | Mgmt | For | Against | Against |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 2 | Elect Paul W. Chellgren | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 4 | Elect William S. Demchak | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 5 | Elect Andrew T. Feldstein | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 6 | Elect Kay Coles James | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 7 | Elect Richard B. Kelson | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 8 | Elect Anthony A. Massaro | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 9 | Elect Jane G. Pepper | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 10 | Elect Donald J. Shepard | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 11 | Elect Lorene K. Steffes | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 12 | Elect Dennis F. Strigl | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 13 | Elect Thomas J. Usher | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/28/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/16/2015 | 1.1 | Elect Charles E. Bunch | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/16/2015 | 1.2 | Elect Michael W. Lamach | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/16/2015 | 1.3 | Elect Martin H. Richenhagen | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/16/2015 | 1.4 | Elect Thomas J. Usher | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/16/2015 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/16/2015 | 3 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/16/2015 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 1 | Elect Rodney C. Adkins | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 2 | Elect Frederick M. Bernthal | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 3 | Elect John W. Conway | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 4 | Elect Philip G. Cox | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 5 | Elect Steven G. Elliott | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 6 | Elect Louise K. Goeser | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 7 | Elect Stuart E. Graham | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 8 | Elect Raja Rajamannar | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 9 | Elect Craig A. Rogerson | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 10 | Elect William H. Spence | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 11 | Elect Natica von Althann | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 12 | Elect Keith H. Williamson | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 13 | Elect Armando Zagalo De Lima | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 14 | Amendment of Company's Articles to Permit Shareholders to Call Special Meetings | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 18 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| PPL Corporation | PPL | 69351T106 | 5/20/2015 | 20 | Shareholder Proposal Regarding Report on Greenhouse Gas Emissions Reductions Scenarios | ShrHoldr | Against | Against | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 1 | Elect Stephen F. Angel | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 2 | Elect Oscar Bernardes | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 3 | Elect Nance K. Dicciani | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 4 | Elect Edward G. Galante | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 5 | Elect Ira D. Hall | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 6 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 7 | Elect Larry D. McVay | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 8 | Elect Denise L. Ramos | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 9 | Elect Wayne T. Smith | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 10 | Elect Robert L. Wood | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Praxair, Inc. | PX | 74005P104 | 4/28/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 1 | Elect Mark Donegan | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 2 | Elect Don R. Graber | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 3 | Elect Lester L. Lyles | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 4 | Elect Daniel J. Murphy | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 5 | Elect Vernon E. Oechsle | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 6 | Elect Rick Schmidt | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 7 | Elect Richard L. Wambold | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 8 | Elect Timothy A. Wicks | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 9 | Ratification of Auditor | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/12/2014 | 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 2 | Elect Gordon M. Bethune | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 3 | Elect Gilbert F. Casellas | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 4 | Elect James G. Cullen | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 5 | Elect Mark B. Grier | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 6 | Elect Constance J. Horner | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 7 | Elect Martina Hund-Mejean | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 8 | Elect Karl J. Krapek | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 9 | Elect Christine A. Poon | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 10 | Elect Douglas A. Scovanner | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 11 | Elect John R. Strangfeld | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/12/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 2 | Elect William V. Hickey | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 3 | Elect Ralph Izzo | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 4 | Elect Shirley Ann Jackson | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 5 | Elect David Lilley | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 6 | Elect Thomas A. Renyi | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 7 | Elect Hak Cheol Shin | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 8 | Elect Richard J. Swift | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 9 | Elect Susan Tomasky | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 10 | Elect Alfred W. Zollar | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/21/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 1 | Elect Barbara T. Alexander | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 2 | Elect Donald G. Cruickshank | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 3 | Elect Raymond V. Dittamore | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 4 | Elect Susan Hockfield | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 5 | Elect Thomas W. Horton | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 6 | Elect Paul E. Jacobs | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 7 | Elect Sherry Lansing | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 8 | Elect Harish M. Manwani | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 9 | Elect Steven M. Mollenkopf | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 10 | Elect Duane A. Nelles | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 12 | Elect Francisco Ros | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 13 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 14 | Elect Brent Scowcroft | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 15 | Elect Marc I. Stern | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 17 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/9/2015 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Ralph Lauren Corporation | RL | 751212101 | 8/7/2014 | 1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For |
| Ralph Lauren Corporation | RL | 751212101 | 8/7/2014 | 1.2 | Elect Joel L. Fleishman | Mgmt | For | Withhold | Against |
| Ralph Lauren Corporation | RL | 751212101 | 8/7/2014 | 1.3 | Elect Hubert Joly | Mgmt | For | For | For |
| Ralph Lauren Corporation | RL | 751212101 | 8/7/2014 | 1.4 | Elect Steven P. Murphy | Mgmt | For | For | For |
| Ralph Lauren Corporation | RL | 751212101 | 8/7/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Ralph Lauren Corporation | RL | 751212101 | 8/7/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Ralph Lauren Corporation | RL | 751212101 | 8/7/2014 | 4 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 1 | Elect Tracy A Atkinson | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 2 | Elect James E. Cartwright | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 3 | Elect Vernon E. Clark | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 4 | Elect Stephen J. Hadley | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 5 | Elect Thomas A. Kennedy | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 6 | Elect Letitia A Long | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 7 | Elect George R. Oliver | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 8 | Elect Michael C. Ruettgers | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 9 | Elect Ronald L. Skates | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 10 | Elect William R. Spivey | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 12 | Amendment to the 2010 Stock Plan | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| Raytheon Company | RTN | 755111507 | 5/28/2015 | 16 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN | ShrHoldr | Against | For | Against |
| RMR Real Estate Income Fund. | RIF | 76970B101 | 4/15/2015 | 1 | Elect Jeffrey P. Somers | Mgmt | For | For 92% Against 8% | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 2 | Elect K. Vaman Kamath | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 3 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 4 | Elect Paal Kibsgaard | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 6 | Elect Michael E. Marks | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 7 | Elect Indra K. Nooyi | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 8 | Elect Lubna S. Olayan | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 9 | Elect Leo Rafael Reif | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 10 | Elect Tore I. Sandvold | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 11 | Elect Henri Seydoux | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For |
| Schlumberger Ltd. (Netherlands Antilles) | SLB | 806857108 | 4/8/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 1 | Elect Juanita Powell Baranco | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 2 | Elect Jon A. Boscia | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 3 | Elect Henry A. Clark III | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 4 | Elect Thomas A. Fanning | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 5 | Elect David J. Grain | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 6 | Elect Veronica M. Hagen | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 7 | Elect Warren A. Hood, Jr. | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 8 | Elect Linda P. Hudson | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 9 | Elect Donald M. James | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 10 | Elect John D. Johns | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 11 | Elect Dale E. Klein | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 12 | Elect William G. Smith, Jr. | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 13 | Elect Steven R. Specker | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 14 | Elect Larry D. Thompson | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 15 | Elect E. Jenner Wood III | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 16 | Approval of the Outside Directors Stock Plan | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 17 | Amendment to Allow Action by Written Consent of Shareholders | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 19 | Ratification of Auditor | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/27/2015 | 20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Southern Company | SO | 842587107 | 5/27/2015 | 21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 1 | Elect David W. Biegler | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 2 | Elect J. Veronica Biggins | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 3 | Elect Douglas H. Brooks | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 4 | Elect William H. Cunningham | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 5 | Elect John G. Denison | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 6 | Elect Gary C. Kelly | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 7 | Elect Nancy B. Loeffler | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 8 | Elect John T. Montford | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 9 | Elect Thomas M. Nealon | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 10 | Elect Daniel D. Villanueva | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 12 | Amended and Restated 2007 Equity Incentive Plan | Mgmt | For | For | For |
| Southwest Airlines Co. | LUV | 844741108 | 5/13/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/7/2015 | 1 | Elect John W. Brown | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/7/2015 | 2 | Elect Daniel J. Starks | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/7/2015 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/7/2015 | 4 | Approval of the Management Incentive Compensation Plan | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/7/2015 | 5 | Repeal of Classified Board | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/7/2015 | 6 | Ratification of Auditor | Mgmt | For | Against | Against |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/7/2015 | 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 2 | Elect Srikant Datar | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 3 | Elect Roch Doliveux | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 4 | Elect Louis L. Francesconi | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 5 | Elect Allan C. Golston | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 6 | Elect Kevin A. Lobo | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 7 | Elect William U. Parfet | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 8 | Elect Andrew K Silvernail | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 9 | Elect Ronda E. Stryker | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 10 | Ratification of Auditor | Mgmt | For | Against | Against |
| Stryker Corporation | SYK | 863667101 | 4/29/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 1 | Elect Robert M. Beall, II | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 2 | Elect Paul R. Garcia | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 3 | Elect David H. Hughes | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 4 | Elect M. Douglas Ivester | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 5 | Elect Kyle P. Legg | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 6 | Elect William A. Linnenbringer | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 7 | Elect Donna S. Morea | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 8 | Elect David M. Ratcliffe | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 9 | Elect William H. Rogers, Jr. | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 10 | Elect Frank W. Scruggs | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 11 | Elect Thomas R. Watjen | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/28/2015 | 15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against |
| Swiss Helvetia Fund Inc | SWZ | 870875101 | 6/25/2015 | 1.1 | Elect Brian A. Berris | Mgmt | For | For | For |
| Swiss Helvetia Fund Inc | SWZ | 870875101 | 6/25/2015 | 1.2 | Elect David R. Bock | Mgmt | For | For | For |
| Swiss Helvetia Fund Inc | SWZ | 870875101 | 6/25/2015 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Swiss Helvetia Fund Inc | SWZ | 870875101 | 6/25/2015 | 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 1 | Elect Mark S. Bartlett | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 2 | Elect Edward C. Bernard | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 3 | Elect Mary K. Bush | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 5 | Elect Freeman A. Hrabowski, III | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 6 | Elect James A.C. Kennedy | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 7 | Elect Robert F. MacLellan | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 8 | Elect Brian C. Rogers | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 9 | Elect Olympia J. Snowe | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 10 | Elect Alfred Sommer | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 11 | Elect Dwight S. Taylor | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 12 | Elect Anne Marie Whittemore | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/23/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 1 | Elect Ari Bousbib | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 3 | Elect J. Frank Brown | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 4 | Elect Albert P. Carey | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 5 | Elect Armando M. Codina | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 6 | Elect Helena B. Foulkes | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 7 | Elect Wayne M. Hewett | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 8 | Elect Karen Katen | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 9 | Elect Craig A. Menear | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 10 | Elect Mark Vadon | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| The Home Depot, Inc. | HD | 437076102 | 5/21/2015 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 1 | Elect Marc N. Casper | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 2 | Elect Nelson J. Chai | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 3 | Elect C. Martin Harris | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 4 | Elect Tyler Jacks | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 5 | Elect Judy C. Lewent | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 6 | Elect Thomas J. Lynch | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 7 | Elect Jim P. Manzi | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 8 | Elect William G. Parrett | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 9 | Elect Lars R. Sorenson | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 10 | Elect Scott M. Sperling | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 11 | Elect Elaine S. Ullian | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 10/9/2014 | 1 | Merger | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 10/9/2014 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 1 | Elect James L. Barksdale | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 2 | Elect William P. Barr | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 5 | Elect Robert C. Clark | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 6 | Elect Mathias Dopfner | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 7 | Elect Jessica P. Einhorn | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 9 | Elect Fred Hassan | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 10 | Elect Kenneth J. Novack | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 11 | Elect Paul D. Wachter | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 12 | Elect Deborah C. Wright | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 16 | Shareholder Proposal Regarding Oversight of Young People's Well Being and Family Values | ShrHoldr | Against | Against | For |
| Time Warner Inc. | TWX | 887317303 | 6/19/2015 | 17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 1 | Elect Zein Abdalla | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 2 | Elect Jose B. Alvarez | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 3 | Elect Alan M. Bennett | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 4 | Elect David T. Ching | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 5 | Elect Michael F. Hines | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 6 | Elect Amy B. Lane | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 7 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 8 | Elect John F. O'Brien | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 9 | Elect Willow B. Shire | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 10 | Elect William H. Swanson | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/11/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 1 | Elect Alan L. Beller | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 2 | Elect John H. Dasburg | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 3 | Elect Janet M. Dolan | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 5 | Elect Jay S. Fishman | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 6 | Elect Patricia L. Higgins | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 7 | Elect Thomas R. Hodgson | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 8 | Elect William J. Kane | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 10 | Elect Philip T. Ruegger III | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 11 | Elect Donald J. Shepard | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 12 | Elect Laurie J. Thomsen | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Travelers Companies, Inc. | TRV | 89417E109 | 5/20/2015 | 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
| Tri-Continental Corporation | TY | 895436103 | 4/13/2015 | 1.1 | Elect Kathleen Blatz | Mgmt | For | For 63% Withhold 37% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/13/2015 | 1.2 | Elect Pamela G. Carlton | Mgmt | For | For 63% Withhold 37% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/13/2015 | 1.3 | Elect Alison Taunton-Rigby | Mgmt | For | For 63% Withhold 37% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/13/2015 | 1.4 | Elect William A. Hawkins | Mgmt | For | For 63% Withhold 37% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/13/2015 | 2 | Ratification of Auditor | Mgmt | For | For 77% Against 22% Abstain 1% | For |
| Tri-Continental Corporation | TY | 895436103 | 4/13/2015 | 3 | Shareholder Proposal Regarding Self-Tender Offer or Liquidation | ShrHoldr | Against | For 50% Against 47% Abstain 3% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 6/30/2015 | 1.1 | Elect Michael Bozic | Mgmt | For | For: 74% Withhold: 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 6/30/2015 | 1.2 | Elect Nancy C. Everett | Mgmt | For | For: 96% Withhold: 4% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 6/30/2015 | 1.3 | Elect Michael F. Klein | Mgmt | For | For: 74% Withhold: 26% | For |
| Turkish Investment Fund Inc | TKF | 900145103 | 6/30/2015 | 1.4 | Elect W. Allen Reed | Mgmt | For | For: 75% Withhold: 25% | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 1 | Elect K. Rupert Murdoch | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 2 | Elect Lachlan K. Murdoch | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 3 | Elect Delphine Arnault | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 4 | Elect James W. Breyer | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 5 | Elect Chase Carey | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 6 | Elect David F. DeVoe | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 7 | Elect Viet D. Dinh | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 8 | Elect Roderick Ian Eddington | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 9 | Elect James Murdoch | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 10 | Elect Jacques Nasser | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 11 | Elect Robert S. Silberman | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 12 | Elect Tidjane Thiam | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 11/12/2014 | 15 | Declaration of Domicile | Mgmt | N/A | Against | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 1 | Elect John H. Tyson | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 2 | Elect Kathleen M. Bader | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 3 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 4 | Elect Jim Kever | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 5 | Elect Kevin M. McNamara | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 6 | Elect Brad T. Sauer | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 7 | Elect Donnie Smith | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 8 | Elect Robert Thurber | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 9 | Elect Barbara A. Tyson | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 11 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | Against | For |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 12 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against |
| Tyson Foods, Inc. | TSN | 902494103 | 1/30/2015 | 13 | Shareholder Proposal Regarding Report on Palm Oil | ShrHoldr | Against | Against | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 3 | Elect David B. Dillon | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 4 | Elect Lance M. Fritz | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 5 | Elect Judith Richards Hope | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 6 | Elect John J. Koraleski | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 7 | Elect Charles C. Krulak | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 8 | Elect Michael R. McCarthy | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 9 | Elect Michael W. McConnell | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 10 | Elect Thomas F. McLarty III | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 11 | Elect Steven R. Rogel | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 12 | Elect Jose H. Villarreal | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For |
| Union Pacific Corporation | UNP | 907818108 | 5/14/2015 | 16 | Shareholder Proposal regarding Independent Chairman | ShrHoldr | Against | For | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 2 | Elect Edson Bueno | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 3 | Elect Richard T. Burke | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 4 | Elect Robert J. Darretta | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 5 | Elect Stephen J. Hemsley | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 6 | Elect Michele J. Hooper | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 7 | Elect Rodger A. Lawson | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 8 | Elect Glenn M. Renwick | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 9 | Elect Kenneth I. Shine | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 10 | Elect Gail R. Wilensky | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 13 | Reincorporation from Minnesota to Delaware | Mgmt | For | Against | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/1/2015 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 1 | Elect Jerry D. Choate | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 2 | Elect Joseph W Gorder | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 3 | Elect Deborah P. Majoras | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 4 | Elect Donald L. Nickles | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 5 | Elect Philip J. Pfeiffer | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 6 | Elect Robert A. Profusek | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 7 | Elect Susan K. Purcell | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 8 | Elect Stephen M. Waters | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 9 | Elect Randall J. Weisenburger | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 4/30/2015 | 13 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 3 | Elect Richard L. Carrion | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 4 | Elect Melanie L. Healey | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 5 | Elect M. Frances Keeth | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 6 | Elect Lowell C. McAdam | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 9 | Elect Rodney E. Slater | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 10 | Elect Kathryn A. Tesija | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 11 | Elect Gregory D. Wasson | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 14 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 16 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 44983J107 | 7/2/2014 | 1.1 | Elect J. Michael Earley | Mgmt | For | For 93% Abstain 7% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 44983J107 | 7/2/2014 | 1.2 | Elect Patricia W. Kenny | Mgmt | For | For 93% Abstain 7% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 44983J107 | 7/2/2014 | 1.3 | Elect Roger B. Vincent | Mgmt | For | For 93% Abstain 7% | For |
| Voya Asia Pacific High Dividend Equity Income Fund | IAE | 44983J107 | 7/2/2014 | 1.4 | Elect Shaun P. Mathews | Mgmt | For | For 93% Abstain 7% | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 1 | Elect Aida M. Alvarez | Mgmt | For | Against | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 2 | Elect James I. Cash, Jr. | Mgmt | For | Against | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 3 | Elect Roger C. Corbett | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 4 | Elect Pamela J. Craig | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 5 | Elect Michael T. Duke | Mgmt | For | Against | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 6 | Elect Timothy P. Flynn | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 7 | Elect Thomas W. Horton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 8 | Elect Marissa A. Mayer | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 9 | Elect C. Douglas McMillon | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 10 | Elect Gregory B. Penner | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 11 | Elect Steven S. Reinemund | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 12 | Elect Kevin Y. Systrom | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 13 | Elect Jim C. Walton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 14 | Elect S. Robson Walton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 15 | Elect Linda S. Wolf | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 18 | 2015 Equity Incentive Plan | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 19 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions in Maritime Shipping Supply Chain | ShrHoldr | Against | Against | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 22 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHoldr | Against | Against | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/5/2015 | 23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 1 | Elect Susan E. Arnold | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 2 | Elect John S. Chen | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 3 | Elect Jack Dorsey | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 4 | Elect Robert A. Iger | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 5 | Elect Fred H. Langhammer | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 6 | Elect Aylwin B. Lewis | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 7 | Elect Monica C. Lozano | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 8 | Elect Robert W. Matschullat | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 9 | Elect Sheryl Sandberg | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 10 | Elect Orin C. Smith | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Walt Disney Co. | DIS | 254687106 | 3/12/2015 | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 3 | Elect Andres R. Gluski | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 4 | Elect Patrick W. Gross | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 5 | Elect Victoria M. Holt | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 6 | Elect John C. Pope | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 7 | Elect W. Robert Reum | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 8 | Elect David P. Steiner | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 1 | Elect John D. Baker II | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 3 | Elect John S. Chen | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 6 | Elect Susan E. Engel | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 8 | Elect Donald M. James | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 9 | Elect Cynthia H. Milligan | Mgmt | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 10 | Elect Federico F. Pena | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 11 | Elect James H. Quigley | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 12 | Elect Judith M. Runstad | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 13 | Elect Stephen W. Sanger | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 14 | Elect John G. Stumpf | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 15 | Elect Susan G. Swenson | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 16 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/28/2015 | 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 1 | Elect David P. Bozeman | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 2 | Elect Debra A. Cafaro | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 3 | Elect Mark A. Emmert | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 4 | Elect John I. Kieckhefer | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 5 | Elect Wayne Murdy | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 6 | Elect Nicole W. Piasecki | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 7 | Elect Doyle R. Simons | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 8 | Elect D. Michael Steuert | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 9 | Elect Kim Williams | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 10 | Elect Charles R. Williamson | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 5/22/2015 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 1 | Elect Gail K. Boudreaux | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 2 | Elect Richard K. Davis | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 4 | Elect Albert F. Moreno | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 5 | Elect Richard T. O'Brien | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 6 | Elect Christopher J. Policinski | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 7 | Elect A. Patricia Sampson | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 8 | Elect James J. Sheppard | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 9 | Elect David A. Westerlund | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 10 | Elect Kim Williams | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 11 | Elect Timothy V. Wolf | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 13 | Approval of the 2015 Omnibus Incentive Plan | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/20/2015 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cornerstone Total Return Fund, Inc.
| By (Signature and Title) | |
|---|---|
| Ralph W. Bradshaw, President and Chairman (Principal Executive Officer) | |
| Date | August 10, 2015 |
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