Regulatory Filings • Aug 11, 2014
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-02363
Cornerstone Total Return Fund, Inc.
(Exact name of registrant as specified in charter)
| 7 Dawson Street Huntington Station, NY | 11746 |
|---|---|
| (Address of principal executive offices) | (Zip code) |
Frank J. Maresca
AST Fund Solutions, LLC, 7 Dawson Street, Huntington Station, NY 11746
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 668-6558
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 - June 30, 2014
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Mgmt Recommendation | Vote Cast | For/ Against Mgmt |
|---|---|---|---|---|---|---|---|---|---|
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.3 | Elect Sally E. Blount | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.4 | Elect W. James Farrell | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.5 | Elect Edward M. Liddy | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.6 | Elect Nancy McKinstry | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.8 | Elect William A. Osborn | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 1.11 | Elect Miles D. White | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 4 | Shareholder Proposal Regarding Labeling of Genetically Modified Organisms | ShrHldr | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Abbott Laboratories | ABT | 002824100 | 4/25/2014 | 6 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Abstain | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/9/2014 | 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/9/2014 | 1.2 | Elect Edward M. Liddy | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/9/2014 | 1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/9/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/9/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.1 | Elect Enrique R. Arzac | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.2 | Elect Phyllis O. Bonanno | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.3 | Elect Kenneth J. Dale | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.4 | Elect Frederic A. Escherich | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.5 | Elect Roger W. Gale | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.6 | Elect Kathleen T. McGahran | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.7 | Elect Craig R. Smith | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 1.8 | Elect Mark E. Stoeckle | Mgmt | For | For 94% Withhold 6% | For |
| The Adams Express Company | ADX | 006212104 | 4/10/2014 | 2 | Ratification of Auditor | Mgmt | For | For 98% Against 1% Abstain 1% | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 10/16/2013 | 1 | Elect Gerald L. Seizert | Mgmt | For | For 96% Against 1.5% Abstain 2.5% | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 10/16/2013 | 2 | Elect Derek Medina | Mgmt | For | For 96% Against 1.5% Abstain 2.5% | For |
| Advent-Claymore Enhanced Growth & Income Fund | LCM | 00765E104 | 10/16/2013 | 3 | Elect Randall C. Barnes | Mgmt | For | For 96% Against 1.5% Abstain 2.5% | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 1 | Elect Andrés R. Gluski | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 2 | Elect Guo Bao Zhang | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 3 | Elect Charles Harrington | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 4 | Elect Kristina M. Johnson | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 5 | Elect Tarun Khanna | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 6 | Elect Philip Lader | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 7 | Elect James H. Miller | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 8 | Elect Sandra O. Moose | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 9 | Elect John B. Morse, Jr. | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 10 | Elect Moisés Naim | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 11 | Elect Charles O. Rossotti | Mgmt | For | Against | Against |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 12 | Elect Sven Sandstrom | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| AES Corporation | AES | 00130H105 | 4/17/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 1 | Elect Fernando Aguirre | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 2 | Elect Mark T. Bertolini | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 4 | Elect Betsy Z. Cohen | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 5 | Elect Molly J. Coye | Mgmt | For | Against | Against |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 6 | Elect Roger N. Farah | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 7 | Elect Barbara H. Franklin | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 8 | Elect Jeffrey E. Garten | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 9 | Elect Ellen M. Hancock | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 10 | Elect Richard J. Harrington | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 11 | Elect Edward J. Ludwig | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 12 | Elect Joseph P. Newhouse | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 14 | Elimination of Supermajority Requirements | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 15 | Right to Call a Special Meeting | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For |
| Aetna Inc. | AET | 00817Y108 | 5/30/2014 | 20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHldr | Against | Against | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2014 | 1 | Elect Chadwick C. Deaton | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2014 | 2 | Elect Edward L. Monser | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2014 | 3 | Elect Matthew H. Paull | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2014 | 4 | Elect Lawrence S. Smith | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2014 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2014 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/23/2014 | 7 | Repeal of Classified Board | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 1 | Elect David E.I. Pyott | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 2 | Elect Michael R. Gallagher | Mgmt | For | Against | Against |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 3 | Elect Deborah Dunsire | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 4 | Elect Trevor M. Jones | Mgmt | For | Against | Against |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 6 | Elect Peter J. McDonnell | Mgmt | For | Against | Against |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 7 | Elect Timothy D. Proctor | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 8 | Elect Russell T. Ray | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 9 | Elect Henri A. Termeer | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For |
| Allergan, Inc. | AGN | 018490102 | 5/6/2014 | 13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| AllianzGI Convertible & Income Fund II | NFJ | 01882X108 | 7/17/2013 | 1.1 | Elect Deborah A. DeCotis | Mgmt | For | For 95% Withhold 5% | For |
| AllianzGI Convertible & Income Fund II | NFJ | 01882X108 | 7/17/2013 | 1.2 | Elect Bradford K. Gallagher | Mgmt | For | For 95% Withhold 5% | For |
| AllianzGI Convertible & Income Fund II | NFJ | 01882X108 | 7/17/2013 | 1.3 | Elect James A. Jacobson | Mgmt | For | For 95% Withhold 5% | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 1 | Elect F. Duane Ackerman | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 2 | Elect Robert D. Beyer | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 3 | Elect Kermit R. Crawford | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 4 | Elect Jack M. Greenberg | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 5 | Elect Herbert L. Henkel | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 6 | Elect Siddarth N. Mehta | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 7 | Elect Andrea Redmond | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 8 | Elect John W. Rowe | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 9 | Elect Judith A. Sprieser | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 10 | Elect Mary Alice Taylor | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 11 | Elect Thomas J. Wilson | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 13 | Approval of Material Terms of the Annual Incentive Plan | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Allstate Corporation | ALL | 020002101 | 5/20/2014 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/28/2014 | 1.1 | Elect Eleanor T Hoagland | Mgmt | For | For 98% Withhold 2% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/28/2014 | 1.2 | Elect Jeffrey E. Wacksman | Mgmt | For | For 98% Withhold 2% | For |
| Alpine Global Dynamic Dividend Fund | AGD | 02082E205 | 5/28/2014 | 2 | Transaction of Other Business | Mgmt | For | For 75% Against 24% Abstain 1% | Against |
| Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 5/28/2014 | 1.1 | Elect Eleanor T Hoagland | Mgmt | For | For 96% Withhold 4% | For |
| Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 5/28/2014 | 1.2 | Elect Jeffrey E. Wacksman | Mgmt | For | For 96% Withhold 4% | For |
| Alpine Total Dynamic Dividend Fund | AOD | 021060207 | 5/28/2014 | 2 | Transaction of Other Business | Mgmt | For | For 75% Against 24% Abstain 1% | Against |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 1 | Elect Gerald L. Baliles | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 2 | Elect Martin J. Barrington | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 3 | Elect John T. Casteen III | Mgmt | For | Against | Against |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 4 | Elect Dinyar S. Devitre | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 5 | Elect Thomas F. Farrell II | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 6 | Elect Thomas W. Jones | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 8 | Elect W. Leo Kiely III | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 9 | Elect Kathryn B. McQuade | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 10 | Elect George Muñoz | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHldr | Against | Against | For |
| Altria Group, Inc. | MO | 02209S103 | 5/14/2014 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 1 | Elect Robert H. Benmosche | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 3 | Elect Peter R. Fisher | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 4 | Elect John Fitzpatrick | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 5 | Elect William G. Jurgensen | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 6 | Elect Christopher S. Lynch | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 7 | Elect Arthur C. Martinez | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 8 | Elect George L. Miles, Jr. | Mgmt | For | Against | Against |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 9 | Elect Henry S. Miller | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 10 | Elect Robert S. Miller | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 12 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 13 | Elect Douglas M. Steenland | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 14 | Elect Theresa M. Stone | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 16 | Restatement of Protective Amendment to the Certificate of Incorporation | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 17 | Ratification of the Tax Asset Protection Plan | Mgmt | For | For | For |
| American International Group, Inc. | AIG | 026874784 | 5/12/2014 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 1 | Elect David Baltimore | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 4 | Elect François de Carbonnel | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 5 | Elect Vance D. Coffman | Mgmt | For | Against | Against |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 6 | Elect Robert A. Eckert | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 7 | Elect Greg C. Garland | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 8 | Elect Rebecca M. Henderson | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 9 | Elect Frank C. Herringer | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 10 | Elect Tyler Jacks | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 11 | Elect Judith C. Pelham | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 12 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AMGEN Inc. | AMGN | 031162100 | 5/15/2014 | 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 1 | Elect Anthony R. Chase | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 2 | Elect Kevin P. Chilton | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 3 | Elect H. Paulett Eberhart | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 4 | Elect Peter J. Fluor | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 5 | Elect Richard L. George | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 6 | Elect Charles W. Goodyear | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 7 | Elect John R. Gordon | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 8 | Elect Eric D. Mullins | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 9 | Elect R. A. Walker | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 12 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For |
| Anadarko Petroleum Corporation | APC | 032511107 | 5/13/2014 | 13 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 1 | Elect Lester B. Knight | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 2 | Elect Gregory C. Case | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 3 | Elect Fulvio Conti | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 4 | Elect Cheryl A. Francis | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 5 | Elect Edgar D. Jannotta | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 6 | Elect James W. Leng | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 7 | Elect J. Michael Losh | Mgmt | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/24/2014 | 8 | Elect Robert S. Morrison | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 9 | Elect Richard B. Myers | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 10 | Elect Richard C. Notebaert | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 11 | Elect Gloria Santona | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 12 | Elect Carolyn Y. Woo | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 13 | Accounts and Reports | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 15 | Ratification of Statutory Auditor | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 18 | Remuneration Report (Binding) | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 19 | Remuneration Report (Advisory) | Mgmt | For | For | For |
| Aon plc | AON | G0408V102 | 6/24/2014 | 20 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | Against | Against |
| Aon plc | AON | G0408V102 | 6/24/2014 | 21 | Approval of Share Repurchase Contract and Repurchase Counterparties | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.6 | Elect Andrea Jung | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 2 | Technical Amendment to Articles | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 7 | 2014 Employee Stock Plan | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHldr | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 10 | Shareholder Proposal Regarding Share Buybacks | ShrHldr | Do Not Vote | Abstain | Against |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 11 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.1 | Elect William V. Campbell | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.2 | Elect Timothy D. Cook | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.3 | Elect Millard S. Drexler | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For |
| Apple Inc. | AAPL | 037833100 | 2/28/2014 | 1.5 | Elect Robert A. Iger | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 1 | Elect Alan L. Boeckmann | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 2 | Elect Mollie Hale Carter | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 3 | Elect Terrell K. Crews | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 4 | Elect Pierre Dufour | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 5 | Elect Donald E. Felsinger | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 6 | Elect Antonio dos Santos Maciel Neto | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 7 | Elect Patrick J. Moore | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 8 | Elect Thomas F. O'Neill | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 9 | Elect Francisco Sanchez | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 10 | Elect Daniel Shih | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 12 | Elect Patricia A. Woertz | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Archer-Daniels-Midland Company | ADM | 039483102 | 5/1/2014 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 1 | Elect Randall L. Stephenson | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 2 | Elect Reuben V. Anderson | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 4 | Elect Scott T. Ford | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 5 | Elect James P. Kelly | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 6 | Elect Jon C. Madonna | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 7 | Elect Michael B. McCallister | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 8 | Elect John B. McCoy | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 9 | Elect Beth E. Mooney | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 10 | Elect Joyce M. Roché | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 11 | Elect Matthew K. Rose | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 12 | Elect Cynthia B. Taylor | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 16 | Approval of AT&T Severance Policy | Mgmt | For | For | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| AT&T Inc. | T | 00206R102 | 4/25/2014 | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 1 | Elect Sharon L. Allen | Mgmt | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 2 | Elect Susan S. Bies | Mgmt | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 6 | Elect Arnold W. Donald | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 7 | Elect Charles K. Gifford | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 8 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 9 | Elect Linda P. Hudson | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 10 | Elect Monica C. Lozano | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 11 | Elect Thomas J. May | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 12 | Elect Brian T. Moynihan | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 13 | Elect Lionel L. Nowell, III | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 14 | Elect Clayton S. Rose | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 15 | Elect R. David Yost | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 17 | Ratification of Auditor | Mgmt | For | Against | Against |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 18 | Amendment to Series T Preferred Stock | Mgmt | For | For | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 21 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For |
| Bank of America Corporation | BAC | 060505104 | 5/7/2014 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 1 | Elect Ruth E. Bruch | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 3 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 4 | Elect Gerald L. Hassell | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 5 | Elect Edmund F. Kelly | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 6 | Elect Richard J. Kogan | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 7 | Elect Michael J. Kowalski | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 8 | Elect John A. Luke, Jr. | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 9 | Elect Mark A. Nordenberg | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 10 | Elect Catherine A. Rein | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 11 | Elect William C. Richardson | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 12 | Elect Samuel C. Scott III | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 13 | Elect Wesley W. von Schack | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 16 | Amendments to the Long-Term Incentive Plan | Mgmt | For | For | For |
| Bank of New York Mellon Corporation | BK | 064058100 | 4/8/2014 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 1 | Elect Wayne T. Hockmeyer | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 2 | Elect Robert L. Parkinson, Jr. | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 3 | Elect Thomas T. Stallkamp | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 4 | Elect Albert P.L. Stroucken | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Baxter International Inc. | BAX | 071813109 | 5/6/2014 | 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.1 | Elect Jennifer S. Banner | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.3 | Elect Anna R. Cablik | Mgmt | For | Withhold | Against |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.4 | Elect Ronald E. Deal | Mgmt | For | Withhold | Against |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.5 | Elect James A. Faulkner | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.6 | Elect I. Patricia Henry | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.7 | Elect John P. Howe, III | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.8 | Elect Eric C. Kendrick | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.9 | Elect Kelly S. King | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.10 | Elect Louis B. Lynn | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.11 | Elect Edward C. Milligan | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.12 | Elect Charles A. Patton | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.13 | Elect Nido R. Qubein | Mgmt | For | Withhold | Against |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.15 | Elect Thomas E. Skains | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.16 | Elect Thomas N. Thompson | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.17 | Elect Edwin H. Welch | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 1.18 | Elect Stephen T. Williams | Mgmt | For | Withhold | Against |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | For | Against |
| BB&T Corporation | BBT | 054937107 | 4/29/2014 | 6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.1 | Elect Warren E. Buffett | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.2 | Elect Charles T. Munger | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.3 | Elect Howard G. Buffett | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.4 | Elect Stephen B. Burke | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.5 | Elect Susan L. Decker | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.6 | Elect William H. Gates III | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.7 | Elect David S. Gottesman | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.8 | Elect Charlotte Guyman | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.9 | Elect Donald R. Keough | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.10 | Elect Thomas S. Murphy | Mgmt | For | Withhold | Against |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.11 | Elect Ronald L. Olson | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For |
| Berkshire Hathaway Inc. | BRKA | 084670702 | 5/3/2014 | 5 | Shareholder Proposal Regarding Dividends | ShrHldr | Against | Against | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2013 | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2013 | 1.2 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2013 | 1.3 | Elect Henry Gabbay | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Ecosolutions Investment Trust | BQR | 092546100 | 7/30/2013 | 1.4 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/30/2013 | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/30/2013 | 1.2 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/30/2013 | 1.3 | Elect Henry Gabbay | Mgmt | For | For 97% Withhold 3% | For |
| Blackrock Energy & Resources Trust | BGR | 09250U101 | 7/30/2013 | 1.4 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2013 | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2013 | 1.2 | Elect Kathleen F. Feldstein | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2013 | 1.3 | Elect Henry Gabbay | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock Enhanced Equity Dividend Trust | BDJ | 09251A104 | 7/30/2013 | 1.4 | Elect Jerrold B. Harris | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/30/2013 | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/30/2013 | 1.2 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/30/2013 | 1.3 | Elect Henry Gabbay | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Global Opportunities Equity Trust | BOE | 092501105 | 7/30/2013 | 1.4 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock International Growth and Income Trust | BGY | 092524107 | 7/30/2013 | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock International Growth and Income Trust | BGY | 092524107 | 7/30/2013 | 1.2 | Elect Kathleen F. Feldstein | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock International Growth and Income Trust | BGY | 092524107 | 7/30/2013 | 1.3 | Elect Henry Gabbay | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock International Growth and Income Trust | BGY | 092524107 | 7/30/2013 | 1.4 | Elect Jerrold B. Harris | Mgmt | For | For 96% Withhold 4% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2013 | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2013 | 1.2 | Elect Kathleen F. Feldstein | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2013 | 1.3 | Elect Henry Gabbay | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Real Asset Equity Trust | BCF | 09254B109 | 7/30/2013 | 1.4 | Elect Jerrold B. Harris | Mgmt | For | For 97% Withhold 3% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2013 | 1.1 | Elect Richard E. Cavanagh | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2013 | 1.2 | Elect Kathleen F. Feldstein | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2013 | 1.3 | Elect Henry Gabbay | Mgmt | For | For 98% Withhold 2% | For |
| BlackRock Utility and Infrastructure Trust | BUI | 09248D104 | 7/30/2013 | 1.4 | Elect Jerrold B. Harris | Mgmt | For | For 98% Withhold 2% | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 1 | Elect David L. Calhoun | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 3 | Elect Linda Z. Cook | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 7 | Elect Edward M. Liddy | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 9 | Elect Susan C. Schwab | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 10 | Elect Ronald A. Williams | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 11 | Elect Mike S. Zafirovski | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 13 | Amendment to the 2003 Incentive Stock Plan | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Boeing Company | BA | 097023105 | 4/28/2014 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Boeing Company | BA | 097023105 | 4/28/2014 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 1 | Elect Richard D. Fairbank | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 2 | Elect Patrick W. Gross | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 3 | Elect Ann F. Hackett | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 4 | Elect Lewis Hay, III | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 6 | Elect Pierre E. Leroy | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 7 | Elect Peter E. Raskind | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 9 | Elect Bradford H. Warner | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 10 | Elect Catherine G. West | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/1/2014 | 15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 1 | Elect David L. Calhoun | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 2 | Elect Daniel M. Dickinson | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 3 | Elect Juan Gallardo | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 4 | Elect Jesse J. Greene, Jr. | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 6 | Elect Peter A. Magowan | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 7 | Elect Dennis A. Muilenburg | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 8 | Elect Douglas R. Oberhelman | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 9 | Elect William A. Osborn | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 10 | Elect Edward B. Rust, Jr. | Mgmt | For | Against | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 11 | Elect Susan C. Schwab | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 12 | Elect Miles D. White | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 15 | Approval of the 2014 Long-Term Incentive Plan | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 16 | Approval of the Executive Short-Term Incentive Plan | Mgmt | For | For | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 17 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 18 | Shareholder Proposal Regarding Sales to the Government of Sudan | ShrHldr | Against | Against | For |
| Caterpillar Inc. | CAT | 149123101 | 6/11/2014 | 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 1 | Elect Vincent J. Intrieri | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 2 | Elect Robert D. Lawler | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 3 | Elect John J. Lipinski | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 4 | Elect Frederic M. Poses | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 5 | Elect Archie W. Dunham | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 6 | Elect R. Brad Martin | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 7 | Elect Louis A. Raspino | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 8 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 9 | Elect Thomas L. Ryan | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 10 | Repeal of Classified Board | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 11 | Change in Board Size | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 12 | Proxy Access | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 13 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 15 | 2014 Long Term Incentive Plan | Mgmt | For | For | For |
| Chesapeake Energy Corporation | CHK | 165167107 | 6/13/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/23/2014 | 1 | Elect Eric J. Foss | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/23/2014 | 2 | Elect Roman Martinez IV | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/23/2014 | 3 | Elect William D. Zollars | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/23/2014 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| CIGNA Corporation | CI | 125509109 | 4/23/2014 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 1 | Elect Carol A. Bartz | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 2 | Elect Marc Benioff | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 3 | Elect Gregory Q. Brown | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 4 | Elect M. Michele Burns | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 5 | Elect Michael D. Capellas | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 6 | Elect John T. Chambers | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 7 | Elect Brian L. Halla | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 8 | Elect John L. Hennessy | Mgmt | For | Against | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 9 | Elect Kristina M. Johnson | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 10 | Elect Roderick C. McGeary | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 11 | Elect Arun Sarin | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 12 | Elect Steven M. West | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/2013 | 16 | Shareholder Proposal Regarding Proxy Advice Contest | ShrHldr | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 1 | Elect Michael L. Corbat | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 2 | Elect Duncan P. Hennes | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 3 | Elect Franz B. Humer | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 4 | Elect Eugene M. McQuade | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 5 | Elect Michael E. O'Neill | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 6 | Elect Gary M. Reiner | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 7 | Elect Judith Rodin | Mgmt | For | Against | Against |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 8 | Elect Robert L. Ryan | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 9 | Elect Anthony M. Santomero | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 10 | Elect Joan E. Spero | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 11 | Elect Diana L. Taylor | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 12 | Elect William S. Thompson, Jr. | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 13 | Elect James S. Turley | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 14 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 17 | Approval of the 2014 Stock Incentive Plan | Mgmt | For | For | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 20 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For |
| Citigroup Inc. | C | 172967424 | 4/22/2014 | 21 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/15/2013 | 1.1 | Elect Edmund J. Burke | Mgmt | For | For 95.5% Withhold 4.5% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/15/2013 | 1.2 | Elect John F. Mee | Mgmt | For | For 95.5% Withhold 4.5% | For |
| Clough Global Allocation Fund | GLV | 18913Y103 | 7/15/2013 | 1.3 | Elect Vincent W. Versaci | Mgmt | For | For 95.5% Withhold 4.5% | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 1 | Elect Herbert A. Allen | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 2 | Elect Ronald W. Allen | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 3 | Elect Ana Botín | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 4 | Elect Howard G. Buffett | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 5 | Elect Richard M. Daley | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 6 | Elect Barry Diller | Mgmt | For | Against | Against |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 7 | Elect Helene D. Gayle | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 8 | Elect Evan G. Greenberg | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 9 | Elect Alexis M. Herman | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 10 | Elect Muhtar Kent | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 11 | Elect Robert A. Kotick | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 13 | Elect Sam Nunn | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 14 | Elect James D. Robinson III | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 15 | Elect Peter V. Ueberroth | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 17 | 2014 Equity Plan | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 18 | Ratification of Auditor | Mgmt | For | For | For |
| Coca-Cola Company | KO | 191216100 | 4/23/2014 | 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/3/2014 | 1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/3/2014 | 2 | Elect Robert E. Weissman | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/3/2014 | 3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/3/2014 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Cognizant Technology Solutions Corporation | CTSH | 192446102 | 6/3/2014 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Cohen & Steers Quality Income Realty Fund, Inc. | RQI | 19247L106 | 4/24/2014 | 1.1 | Elect Bonnie Cohen | Mgmt | For | For 97.5% Withhold 2.5% | For |
| Cohen & Steers Quality Income Realty Fund, Inc. | RQI | 19247L106 | 4/24/2014 | 1.2 | Elect Michael Clark | Mgmt | For | For 97.5% Withhold 2.5% | For |
| Cohen & Steers Quality Income Realty Fund, Inc. | RQI | 19247L106 | 4/24/2014 | 1.3 | Elect Richard E. Kroon | Mgmt | For | For 97.5% Withhold 2.5% | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.3 | Elect Edward D. Breen | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.4 | Elect Joseph J. Collins | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.5 | Elect J. Michael Cook | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.6 | Elect Gerald L. Hassell | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 1.12 | Elect Judith Rodin | Mgmt | For | Withhold | Against |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Comcast Corporation | CMCSA | 20030N200 | 5/21/2014 | 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | For | Against |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 1 | Elect Richard L. Armitage | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 2 | Elect Richard H. Auchinleck | Mgmt | For | Against | Against |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 3 | Elect Charles E. Bunch | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 5 | Elect Jody L Freeman | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 6 | Elect Gay Huey Evans | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 7 | Elect Ryan M. Lance | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 8 | Elect Robert A. Niblock | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 9 | Elect Harald J. Norvik | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 10 | Elect William E. Wade, Jr. | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 11 | Ratification of Auditor | Mgmt | For | Against | Against |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 13 | 2014 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| ConocoPhillips | COP | 20825C104 | 5/13/2014 | 15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 1 | Elect Kevin Burke | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 2 | Elect Vincent A. Calarco | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 3 | Elect George Campbell, Jr. | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 4 | Elect Michael J. Del Giudice | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 5 | Elect Ellen V. Futter | Mgmt | For | Against | Against |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 6 | Elect John F. Hennessy III | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 7 | Elect John F. Killian | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 8 | Elect John McAvoy | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 9 | Elect Armando J. Olivera | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 10 | Elect Sally H. Piñero | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 11 | Elect Michael W. Ranger | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 12 | Elect L. Frederick Sutherland | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 14 | Employee Stock Purchase Plan | Mgmt | For | For | For |
| Consolidated Edison, Inc. | ED | 209115104 | 5/19/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 1 | Elect Stephanie A. Burns | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 2 | Elect John A. Canning Jr. | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 3 | Elect Richard T. Clark | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 4 | Elect Robert F. Cummings, Jr. | Mgmt | For | Against | Against |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 5 | Elect James B. Flaws | Mgmt | For | Against | Against |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 6 | Elect Deborah A. Henretta | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 7 | Elect Kurt M. Landgraf | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 8 | Elect Kevin J. Martin | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 9 | Elect Deborah D. Rieman | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 10 | Elect Hansel E. Tookes II | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 11 | Elect Wendell P. Weeks | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 12 | Elect Mark S. Wrighton | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 14 | 2014 Variable Compensation Plan | Mgmt | For | For | For |
| Corning Incorporated | GLW | 219350105 | 4/29/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 1.1 | Elect Susan L. Decker | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 1.2 | Elect Richard M. Libenson | Mgmt | For | Withhold | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 1.3 | Elect John W. Meisenbach | Mgmt | For | Withhold | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 1.4 | Elect Charles T. Munger | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/30/2014 | 5 | Repeal of Classified Board | Mgmt | Abstain | For | Against |
| CST Brands Inc | CST | 12646R105 | 6/4/2014 | 1 | Elect Roger G. Burton | Mgmt | For | For | For |
| CST Brands Inc | CST | 12646R105 | 6/4/2014 | 2 | Elect Stephen A. Smith | Mgmt | For | For | For |
| CST Brands Inc | CST | 12646R105 | 6/4/2014 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| CST Brands Inc | CST | 12646R105 | 6/4/2014 | 4 | Amendment to the 2013 Omnibus Stock and Incentive Plan | Mgmt | For | For | For |
| CST Brands Inc | CST | 12646R105 | 6/4/2014 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CST Brands Inc | CST | 12646R105 | 6/4/2014 | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 1 | Elect Donna M. Alvarado | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 2 | Elect John B. Breaux | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 3 | Elect Pamela L. Carter | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 4 | Elect Steven T. Halverson | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 5 | Elect Edward J. Kelly, III | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 6 | Elect Gilbert H. Lamphere | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 7 | Elect John D. McPherson | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 8 | Elect Timothy T. O'Toole | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 9 | Elect David M. Ratcliffe | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 10 | Elect Donald J. Shepard | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 11 | Elect Michael J. Ward | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 13 | Elect J. Steven Whisler | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CSX Corporation | CSX | 126408103 | 5/7/2014 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 3 | Elect David W. Dorman | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 4 | Elect Anne M. Finucane | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 5 | Elect Larry J. Merlo | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 6 | Elect Jean-Pierre Millon | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 7 | Elect Richard J. Swift | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 8 | Elect William C. Weldon | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 9 | Elect Tony L. White | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| CVS Caremark Corporation | CVS | 126650100 | 5/8/2014 | 1 | Elect C. David Brown II | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 1 | Elect Donald R. Horton | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 2 | Elect Barbara K. Allen | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 3 | Elect Bradley S. Anderson | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 4 | Elect Michael R. Buchanan | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 5 | Elect Michael W. Hewatt | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 6 | Elect Donald J. Tomnitz | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| D.R. Horton, Inc. | DHI | 23331A109 | 1/23/2014 | 8 | Ratification of Auditor | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 1 | Elect Samuel R. Allen | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 2 | Elect Crandall C. Bowles | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 3 | Elect Vance D. Coffman | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 5 | Elect Dipak C. Jain | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 6 | Elect Clayton M. Jones | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 7 | Elect Joachim Milberg | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 8 | Elect Richard B. Myers | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 9 | Elect Gregory R. Page | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 10 | Elect Thomas H. Patrick | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 11 | Elect Sherry M. Smith | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Deere & Company | DE | 244199105 | 2/26/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.1 | Elect Thomas L. Bennett | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.2 | Elect Joseph W. Chow | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.3 | Elect Patrick P. Coyne | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.4 | Elect John A. Fry | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.5 | Elect Anthony D. Knerr | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.6 | Elect Lucinda S. Landreth | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.7 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.8 | Elect Thomas K. Whitford | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.9 | Elect Janet L. Yeomans | Mgmt | For | For 97% Withhold 3% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 8/21/2013 | 1.10 | Elect J. Richard Zecher | Mgmt | For | For 97% Withhold 3% | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.2 | Elect John E. Bethancourt | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.3 | Elect Robert H. Henry | Mgmt | For | Withhold | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.4 | Elect John A. Hill | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.7 | Elect J. Larry Nichols | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.8 | Elect Duane C. Radtke | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 1.10 | Elect John Richels | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 4 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHldr | Against | Against | For |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Devon Energy Corporation | DVN | 25179M103 | 6/4/2014 | 6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | ShrHldr | Against | Against | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 1 | Elect Neil R. Austrian | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 3 | Elect Abelardo E. Bru | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 4 | Elect David B. Dillon | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 6 | Elect Dixon R. Doll | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 7 | Elect Charles R. Lee | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 8 | Elect Peter A. Lund | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 9 | Elect Nancy S. Newcomb | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 10 | Elect Lorrie M. Norrington | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 12 | Elect Michael D. White | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For |
| DIRECTV | DTV | 25490A309 | 4/29/2014 | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 1 | Elect Susan E. Arnold | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 2 | Elect John S. Chen | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 3 | Elect Jack Dorsey | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 4 | Elect Robert A. Iger | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 5 | Elect Fred H. Langhammer | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 6 | Elect Aylwin B. Lewis | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 7 | Elect Monica C. Lozano | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 8 | Elect Robert W. Matschullat | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 9 | Elect Sheryl Sandberg | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 10 | Elect Orin C. Smith | Mgmt | For | Against | Against |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 13 | Right to Call a Special Meeting | Mgmt | For | For | For |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against |
| Walt Disney Co. | DIS | 254687106 | 3/18/2014 | 15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 1 | Elect Arnold A. Allemang | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 2 | Elect Ajay S. Banga | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 3 | Elect Jacqueline K. Barton | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 4 | Elect James A. Bell | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 5 | Elect Jeff M. Fettig | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 6 | Elect Andrew N. Liveris | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 7 | Elect Paul Polman | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 8 | Elect Dennis H. Reilley | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 9 | Elect James M. Ringler | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 10 | Elect Ruth G. Shaw | Mgmt | For | Against | Against |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 13 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Dow Chemical Company | DOW | 260543103 | 5/15/2014 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Eaton Vance Senior Income Trust | EOI | 278274105 | 7/19/2013 | 1.1 | Elect Helen Frame Peters | Mgmt | For | For 91% Withhold 9% | For |
| Eaton Vance Senior Income Trust | EOI | 278274105 | 7/19/2013 | 1.2 | Elect Lynn A. Stout | Mgmt | For | For 91% Withhold 9% | For |
| Eaton Vance Senior Income Trust | EOI | 278274105 | 7/19/2013 | 1.3 | Elect Ralph F. Verni | Mgmt | For | For 91% Withhold 9% | For |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 1.1 | Elect Fred D. Anderson | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 1.2 | Elect Edward W. Barnholt | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 1.3 | Elect Scott D. Cook | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 1.4 | Elect John J. Donahoe | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 3 | Amendment to 2008 Equity Incentive Plan | Mgmt | For | Against | Against |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| EBay Inc. | EBAY | 278642103 | 5/13/2014 | 6 | Shareholder Proposal Regarding PayPal Spin-Off | ShrHldr | Against | Abstain | Against |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 2 | Elect Barbara J. Beck | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 3 | Elect Leslie S. Biller | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 4 | Elect Carl M. Casale | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 5 | Elect Stephen I. Chazen | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 6 | Elect Jerry A. Grundhofer | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 7 | Elect Arthur J. Higgins | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 8 | Elect Joel W. Johnson | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 9 | Elect Michael Larson | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 10 | Elect Jerry W. Levin | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 11 | Elect Robert L. Lumpkins | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 12 | Elect Victoria J. Reich | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 13 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 14 | Elect John J. Zillmer | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 16 | Reapproval of the Management Performance Incentive Plan | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Ecolab Inc. | ECL | 278865100 | 5/8/2014 | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 1 | Elect Michael W. Brown | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 2 | Elect Randolph L. Cowen | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 3 | Elect Gail Deegan | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 4 | Elect James S. DiStasio | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 5 | Elect John R. Egan | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 6 | Elect William D. Green | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 7 | Elect Edmund F. Kelly | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 8 | Elect Jami Miscik | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 9 | Elect Paul Sagan | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 10 | Elect David N. Strohm | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 11 | Elect Joseph M. Tucci | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| EMC Corporation | EMC | 268648102 | 4/30/2014 | 15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 1 | Elect Janet F. Clark | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 2 | Elect Charles R. Crisp | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 3 | Elect James C. Day | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 4 | Elect Mark G. Papa | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 5 | Elect H. Leighton Steward | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 6 | Elect Donald F. Textor | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 7 | Elect William R. Thomas | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 8 | Elect Frank G. Wisner | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 9 | Ratification of Auditor | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For |
| EOG Resources, Inc. | EOG | 26875P101 | 5/1/2014 | 12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHldr | Against | Against | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 1 | Elect Anthony K. Anderson | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 2 | Elect Ann C. Berzin | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 3 | Elect John A. Canning Jr. | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 4 | Elect Christopher M. Crane | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 5 | Elect Yves C. de Balmann | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 7 | Elect Nelson A. Diaz | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 8 | Elect Sue Ling Gin | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 9 | Elect Paul L. Joskow | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 10 | Elect Robert J. Lawless | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 11 | Elect Richard W. Mies | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 12 | Elect William C. Richardson | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 13 | Elect John W. Rogers, Jr. | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 14 | Elect Mayo A. Shattuck III | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 15 | Elect Stephen D. Steinour | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 18 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For |
| Exelon Corporation | EXC | 30161N101 | 5/6/2014 | 19 | Shareholder Proposal Regarding Pay Ratio | ShrHldr | Against | Against | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 1 | Elect Gary G. Benanav | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 2 | Election of Directors | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 3 | Elect William J. DeLaney | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 6 | Elect Frank Mergenthaler | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 8 | Elect John O. Parker, Jr. | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 9 | Elect George Paz | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 10 | Elect William L. Roper | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 11 | Elect Seymour Sternberg | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Express Scripts Holding Company | ESRX | 30219G108 | 5/7/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.12 | Elect William C. Weldon | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 5 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | For | Against |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.1 | Elect Michael J. Boskin | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.3 | Elect Ursula M. Burns | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.5 | Elect Jay S. Fishman | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.8 | Elect William W. George | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For |
| Exxon Mobil Corporation | XOM | 30231G102 | 5/28/2014 | 1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.4 | Elect Donald E. Graham | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.5 | Elect Reed Hastings | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 3 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 5 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 6 | Shareholder Proposal Regarding Report on Childhood Obesity Risks | ShrHldr | Against | Against | For |
| Facebook Inc. | FB | 30303M102 | 5/22/2014 | 7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For |
| Federated Enhanced Treasury Income Fund | FTT | 314162108 | 9/13/2013 | 1.1 | Elect Thomas M. O'Neill | Mgmt | For | For 78% Withhold 22% | For |
| Federated Enhanced Treasury Income Fund | FTT | 314162108 | 9/13/2013 | 1.2 | Elect John S. Walsh | Mgmt | For | For 78% Withhold 22% | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 1 | Elect Nicholas K. Akins | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 2 | Elect B. Evan Bayh III | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 4 | Elect Emerson L. Brumback | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 5 | Elect James P. Hackett | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 6 | Elect Gary R. Heminger | Mgmt | For | Against | Against |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 7 | Elect Jewell D. Hoover | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 8 | Elect Kevin T. Kabat | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 9 | Elect Mitchel D. Livingston | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 10 | Elect Michael B. McCallister | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 11 | Elect Hendrick G. Meijer | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 12 | Elect Marsha C. Williams | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 14 | 2014 Incentive Compensation Plan | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Fifth Third Bancorp | FITB | 316773100 | 4/15/2014 | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| First Trust Mortgage Income Fund | FMY | 33734E103 | 4/23/2014 | 1.1 | Elect Robert F. Keith | Mgmt | For | For 99% Withhold 1% | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.1 | Elect Paul T. Addison | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.3 | Elect Michael J. Anderson | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.4 | Elect William T. Cottle | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.5 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.6 | Elect Julia L. Johnson | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.7 | Elect Ted J. Kleisner | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.8 | Elect Donald T. Misheff | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.9 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.10 | Elect Christopher D. Pappas | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.11 | Elect Catherine A. Rein | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.12 | Elect Luis A. Reyes | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.13 | Elect George M. Smart | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 4 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 5 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 6 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For |
| Firstenergy Corp. | FE | 337932107 | 5/20/2014 | 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 1 | Elect Stephen G. Butler | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 2 | Elect Kimberly A. Casiano | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 3 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 4 | Elect Edsel B. Ford II | Mgmt | For | Against | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 5 | Elect William C. Ford, Jr. | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 6 | Elect Richard A. Gephardt | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 7 | Elect James P. Hackett | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 8 | Elect James H. Hance, Jr. | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 9 | Elect William W. Helman IV | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 10 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Against | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 11 | Elect John C. Lechleiter | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 12 | Elect Ellen R. Marram | Mgmt | For | Against | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 13 | Elect Alan Mulally | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 14 | Elect Homer A. Neal | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 15 | Elect Gerald L. Shaheen | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 16 | Elect John L. Thornton | Mgmt | For | Against | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 17 | Ratification of Auditor | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 19 | 2014 Stock Plan for Non-Employee Directors | Mgmt | For | For | For |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against |
| Ford Motor Company | FDMTP | 345370860 | 5/8/2014 | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.4 | Elect Robert A. Day | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.5 | Elect James C. Flores | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.6 | Elect Gerald J. Ford | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.10 | Elect Charles C. Krulak | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.11 | Elect Bobby Lee Lackey | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.12 | Elect Jon C. Madonna | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.13 | Elect Dustan E. McCoy | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.14 | Elect James R. Moffett | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 1.16 | Elect Frances Fragos Townsend | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 4 | Annual Incentive Plan | Mgmt | For | For | For |
| Freeport-McMoran Copper & Gold Inc. | FCXPRA | 35671D857 | 6/17/2014 | 5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 1 | Elect Domenico De Sole | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 2 | Elect Robert J. Fisher | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 3 | Elect William S. Fisher | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 4 | Elect Isabella D. Goren | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 5 | Elect Bob L. Martin | Mgmt | For | Against | Against |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 6 | Elect Jorge P. Montoya | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 7 | Elect Glenn K. Murphy | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 9 | Elect Katherine Tsang | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 10 | Elect Padmasree Warrior | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Gap Inc. | GPS | 364760108 | 5/20/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.1 | Elect Rodney B. Berens | Mgmt | For | For 96.5% Withhold 3.5% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.2 | Elect Lewis B. Cullman | Mgmt | For | For 96.5% Withhold 3.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.3 | Elect Spencer Davidson | Mgmt | For | For 96.5% Withhold 3.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.4 | Elect Gerald M. Edelman | Mgmt | For | For 96.5% Withhold 3.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.5 | Elect John D. Gordan, III | Mgmt | For | For 96.5% Withhold 3.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.6 | Elect Betsy F. Gotbaum | Mgmt | For | For 96.5% Withhold 3.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.7 | Elect Sidney R. Knafel | Mgmt | For | For 96.5% Withhold 3.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.8 | Elect Daniel M. Neidich | Mgmt | For | For 96.5% Withhold 3.5% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 1.9 | Elect Jeffrey W. Priest | Mgmt | For | For 96.5% Withhold 3.5% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/16/2014 | 2 | Ratification of Auditor | Mgmt | For | For 96% Against 3.5% Abstain 0.5% | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 1 | Elect Mary T. Barra | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 3 | Elect James S. Crown | Mgmt | For | Against | Against |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 4 | Elect William P. Fricks | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 5 | Elect Paul G. Kaminski | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 6 | Elect John M. Keane | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 7 | Elect Lester L. Lyles | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 8 | Elect James N. Mattis | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 9 | Elect Phebe N. Novakovic | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 10 | Elect William A. Osborn | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 11 | Elect Laura J Schumacher | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 12 | Elect Sir Robert Walmsley | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| General Dynamics Corporation | GD | 369550108 | 5/7/2014 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 2 | Elect John J. Brennan | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 3 | Elect James I. Cash, Jr. | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 4 | Elect Francisco D'Souza | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 6 | Elect Ann M. Fudge | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 7 | Elect Susan Hockfield | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 9 | Elect Andrea Jung | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 10 | Elect Robert W. Lane | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 12 | Elect James J. Mulva | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 13 | Elect James E. Rohr | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 14 | Elect Mary L. Schapiro | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 15 | Elect Robert J. Swieringa | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 16 | Elect James S. Tisch | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 17 | Elect Douglas A. Warner III | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 19 | Ratification of Auditor | Mgmt | For | For | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 21 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 22 | Shareholder Proposal Regarding Double Board Nominees | ShrHldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 23 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| General Electric Company | GE | 369604103 | 4/23/2014 | 24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | ShrHldr | Against | Against | For |
| General Electric Company | GE | 369604103 | 4/23/2014 | 25 | Shareholder Proposal Regarding Sale of Company | ShrHldr | Against | Against | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 2 | Elect R. Kerry Clark | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 3 | Elect Paul Danos | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 4 | Elect William T. Esrey | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 5 | Elect Raymond V. Gilmartin | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 6 | Elect Judith Richards Hope | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 7 | Elect Heidi G. Miller | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 9 | Elect Steve Odland | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 10 | Elect Kendall J. Powell | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 11 | Elect Michael D. Rose | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 12 | Elect Robert L. Ryan | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 13 | Elect Dorothy A. Terrell | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| General Mills, Inc. | GIS | 370334104 | 9/24/2013 | 16 | Shareholder Proposal Regarding Post-Consumer Product Packaging | ShrHldr | Against | Against | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 2 | Elect M. Michele Burns | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 3 | Elect Gary D. Cohn | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 4 | Elect Claes Dahlbäck | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 5 | Elect William W. George | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 6 | Elect James A. Johnson | Mgmt | For | Against | Against |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 9 | Elect Peter Oppenheimer | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 10 | Elect James J. Schiro | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 11 | Elect Debora L. Spar | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 12 | Elect Mark E. Tucker | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 13 | Elect David A. Viniar | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Goldman Sachs Group Inc. | GS | 38141G104 | 5/16/2014 | 16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.2 | Elect Sergey Brin | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.5 | Elect Diane B. Greene | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.7 | Elect Ann Mather | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.8 | Elect Paul S. Otellini | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.9 | Elect K. Ram Shriram | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHldr | Against | Against | For |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Google Inc. | GOOG | 38259P508 | 5/14/2014 | 1.1 | Elect Larry Page | Mgmt | For | For | For |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GEQ | 40167M106 | 4/3/2014 | 1 | Amendment of Agreement and Declaration of Trust Regarding Board Size | Mgmt | For | For 95% Against 2% Abstain 3% | For |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GEQ | 40167M106 | 4/3/2014 | 2 | Elect Randall C. Barnes | Mgmt | For | For 96.5% Against 2% Abstain 1.5% | For |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GEQ | 40167M106 | 4/3/2014 | 3 | Elect Donald C. Cacciapaglia | Mgmt | For | For 96.5% Against 2% Abstain 1.5% | For |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GEQ | 40167M106 | 4/3/2014 | 4 | Elect Donald A. Chubb Jr. | Mgmt | For | For 96.5% Against 2% Abstain 1.5% | For |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GEQ | 40167M106 | 4/3/2014 | 5 | Elect Jerry B. Farley | Mgmt | For | For 96% Against 2.5% Abstain 1.5% | For |
| Guggenheim Equal Weight Enhanced Equity Income Fund | GEQ | 40167M106 | 4/3/2014 | 6 | Elect Maynard F. Oliverius | Mgmt | For | For 96% Against 2.5% Abstain 1.5% | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 1 | Elect Robert B. Allardice III | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 2 | Elect Trevor Fetter | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 3 | Elect Liam E. McGee | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 4 | Elect Kathryn A. Mikells | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 5 | Elect Michael G. Morris | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 6 | Elect Thomas A. Renyi | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 7 | Elect Julie G. Richardson | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 9 | Elect Charles B. Strauss | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 10 | Elect H. Patrick Swygert | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 13 | 2014 Incentive Stock Plan | Mgmt | For | For | For |
| Hartford Financial Services Group, Inc. | HIG | 416515104 | 5/21/2014 | 14 | Executive Bonus Program | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 1 | Elect Marc L. Andreessen | Mgmt | For | Against | Against |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 2 | Elect Shumeet Banerji | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 3 | Elect Robert R. Bennett | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 4 | Elect Rajiv L. Gupta | Mgmt | For | Against | Against |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 5 | Elect Raymond J. Lane | Mgmt | For | Against | Against |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 6 | Elect Ann M. Livermore | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 7 | Elect Raymond E. Ozzie | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 8 | Elect Gary M Reiner | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 9 | Elect Patricia F. Russo | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 10 | Elect James A. Skinner | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 11 | Elect Margaret C. Whitman | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 12 | Elect Ralph V. Whitworth | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Hewlett-Packard Company | HPQ | 428236103 | 3/19/2014 | 15 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 1 | Elect F. Duane Ackerman | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 2 | Elect Francis S. Blake | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 3 | Elect Ari Bousbib | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 5 | Elect J. Frank Brown | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 6 | Elect Albert P. Carey | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 7 | Elect Armando M. Codina | Mgmt | For | Against | Against |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 8 | Elect Helena B. Foulkes | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 9 | Elect Wayne M. Hewett | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 10 | Elect Karen Katen | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 11 | Elect Mark Vadon | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
| Home Depot, Inc. | HD | 437076102 | 5/22/2014 | 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 1 | Elect Gordon M. Bethune | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 2 | Elect Kevin Burke | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 4 | Elect David M. Cote | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 5 | Elect D. Scott Davis | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 6 | Elect Linnet F. Deily | Mgmt | For | Against | Against |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 7 | Elect Judd Gregg | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 8 | Elect Clive Hollick | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 9 | Elect Grace D. Lieblein | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 10 | Elect George Paz | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 11 | Elect Bradley T. Sheares | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 12 | Elect Robin L. Washington | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For |
| Honeywell International Inc. | HON | 438516106 | 4/28/2014 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| The India Fund, Inc. | IFN | 454089103 | 2/3/2014 | 1 | Elimination of Fundamental Policy Governing Semi-Annual Repurchase Offers | Mgmt | For | For 80% Against 18.5% Abstain 1.5% | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 1 | Elect Charlene Barshefsky | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 2 | Elect Andy D. Bryant | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 3 | Elect Susan L. Decker | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 4 | Elect John J. Donahoe | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 5 | Elect Reed E. Hundt | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 6 | Elect Brian M. Krzanich | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 7 | Elect James D. Plummer | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 8 | Elect David S. Pottruck | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 9 | Elect Frank D. Yeary | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 10 | Elect David B. Yoffie | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Intel Corporation | INTC | 458140100 | 5/22/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 1 | Elect Alain J. P. Belda | Mgmt | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 2 | Elect William R. Brody | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 4 | Elect Michael L. Eskew | Mgmt | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 5 | Elect David N. Farr | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 6 | Elect Shirley A. Jackson | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 7 | Elect Andrew N. Liveris | Mgmt | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 9 | Elect James W. Owens | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 10 | Elect Virginia M. Rometty | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 11 | Elect Joan E. Spero | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 12 | Elect Sidney Taurel | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 13 | Elect Lorenzo H. Zambrano Treviño | Mgmt | For | Against | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 16 | Re-approve Performance Goals of the Company's Long-Term Incentive Awards | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 17 | 2014 Employees Stock Purchase Plan | Mgmt | For | For | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| International Business Machines Corporation | IBM | 459200101 | 4/29/2014 | 20 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 1 | Elect David J. Bronczek | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 2 | Elect Ahmet C. Dördüncü | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 3 | Elect John V. Faraci | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 4 | Elect Ilene S. Gordon | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 5 | Elect Jay L. Johnson | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 6 | Elect Stacey J. Mobley | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 7 | Elect Joan E. Spero | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 8 | Elect John L. Townsend, III | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 9 | Elect John F. Turner | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 10 | Elect William G. Walter | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 11 | Elect J. Steven Whisler | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| International Paper Company | IP | 460146103 | 5/12/2014 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Invesco | VLT | 46132L107 | 8/2/2013 | 1 | Elect R. Craig Kennedy | Mgmt | For | For 98% Against 1% Abstain 1% | For |
| Invesco | VLT | 46132L107 | 8/2/2013 | 2 | Elect Colin D. Meadows | Mgmt | For | For 98% Against 1% Abstain 1% | For |
| Invesco | VLT | 46132L107 | 8/2/2013 | 3 | Elect Hugo F. Sonnenschein | Mgmt | For | For 98% Against 1% Abstain 1% | For |
| Invesco Mun Income Opportunities Trust II | IIM | 46132P108 | 8/8/2013 | 1.1 | Elect Albert R. Dowden | Mgmt | For | For 95% Withhold 5% | For |
| Invesco Mun Income Opportunities Trust II | IIM | 46132P108 | 8/8/2013 | 1.2 | Elect Hugo F. Sonnenschein | Mgmt | For | For 95% Withhold 5% | For |
| Invesco Mun Income Opportunities Trust II | IIM | 46132P108 | 8/8/2013 | 1.3 | Elect Raymond Stickel, Jr. | Mgmt | For | For 95% Withhold 5% | For |
| John Hancock Premium Dividend Fund | PDT | 41013T105 | 2/18/2014 | 1.1 | Elect James R. Boyle | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Premium Dividend Fund | PDT | 41013T105 | 2/18/2014 | 1.2 | Elect William H. Cunningham | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Premium Dividend Fund | PDT | 41013T105 | 2/18/2014 | 1.3 | Elect Grace K. Fey | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Premium Dividend Fund | PDT | 41013T105 | 2/18/2014 | 1.4 | Elect Hassell H. McClellan | Mgmt | For | For 97% Withhold 3% | For |
| John Hancock Premium Dividend Fund | PDT | 41013T105 | 2/18/2014 | 1.5 | Elect Gregory A. Russo | Mgmt | For | For 97% Withhold 3% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 1 | Elect Mary Sue Coleman | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 2 | Elect James G. Cullen | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 3 | Elect Ian E.L. Davis | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 4 | Elect Alex Gorsky | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 5 | Elect Susan L. Lindquist | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 6 | Elect Mark B. McClellan | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 8 | Elect Leo F. Mullin | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 9 | Elect William D. Perez | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 10 | Elect Charles Prince | Mgmt | For | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 11 | Elect A. Eugene Washington | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 12 | Elect Ronald A. Williams | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/29/2014 | 1.1 | Elect Natalie A. Black | Mgmt | For | Withhold | Against |
| Johnson Controls, Inc. | JCI | 478366107 | 1/29/2014 | 1.2 | Elect Raymond L. Conner | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/29/2014 | 1.3 | Elect William H. Lacy | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/29/2014 | 1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/29/2014 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Johnson Controls, Inc. | JCI | 478366107 | 1/29/2014 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 1 | Elect Linda B. Bammann | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 2 | Elect James A. Bell | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 3 | Elect Crandall C. Bowles | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 4 | Elect Stephen B. Burke | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 5 | Elect James S. Crown | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 6 | Elect James Dimon | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 9 | Elect Michael A. Neal | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 10 | Elect Lee R. Raymond | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 11 | Elect William C. Weldon | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/20/2014 | 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 1.1 | Elect John Bryant | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 1.2 | Elect Stephanie A. Burns | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 1.3 | Elect June Montgomery Tabron | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 3 | Repeal of Classified Board | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 5 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For |
| Kellogg Company | K | 487836108 | 4/25/2014 | 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 7 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 9 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 10 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 11 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 12 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 1 | Elect L. Kevin Cox | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 2 | Elect Myra M. Hart | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 3 | Elect Peter B. Henry | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 4 | Elect Terry J. Lundgren | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kraft Foods Group Inc. | KRFT | 50076Q106 | 5/6/2014 | 6 | Ratification of Auditor | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 1 | Elect Reuben V. Anderson | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 2 | Elect Robert D. Beyer | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 3 | Elect David B. Dillon | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 4 | Elect Susan J. Kropf | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 5 | Elect David B. Lewis | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 6 | Elect W. Rodney McMullen | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 7 | Elect Jorge P. Montoya | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 8 | Elect Clyde R. Moore | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 9 | Elect Susan M. Phillips | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 10 | Elect Steven R. Rogel | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 11 | Elect James A. Runde | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 12 | Elect Ronald L. Sargent | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 13 | Elect Bobby S. Shackouls | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 14 | 2014 Long-Term Incentive and Cash Bonus Plan | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For |
| Kroger Co. | KR | 501044101 | 6/26/2014 | 18 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For |
| Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | 1 | Elect Michael L. Eskew | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | 2 | Elect Karen N. Horn | Mgmt | For | Against | Against |
| Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | 3 | Elect William Kaelin | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | 4 | Elect John C. Lechleiter | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | 5 | Elect Marschall S. Runge | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | 6 | Ratification of Auditor | Mgmt | For | For | For |
| Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 1 | Elect Daniel F. Akerson | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 2 | Elect Nolan D. Archibald | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 3 | Elect Rosalind G. Brewer | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 4 | Elect David B. Burritt | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 5 | Elect James O. Ellis, Jr. | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 6 | Elect Thomas J. Falk | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 8 | Elect Gwendolyn S. King | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 9 | Elect James M. Loy | Mgmt | For | Against | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 10 | Elect Douglas H. McCorkindale | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 11 | Elect Joseph W. Ralston | Mgmt | For | Against | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 12 | Elect Anne L. Stevens | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 15 | Amendment to the 2011 Incentive Performance Award Plan | Mgmt | For | For | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/24/2014 | 18 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHldr | Against | Against | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 1 | Elect Lawrence S. Bacow | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 2 | Elect Ann E. Berman | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 3 | Elect Joseph L. Bower | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 4 | Elect Charles M. Diker | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 5 | Elect Jacob A. Frenkel | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 6 | Elect Paul J. Fribourg | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 7 | Elect Walter L. Harris | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 8 | Elect Philip A. Laskawy | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 9 | Elect Ken Miller | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 10 | Elect Andrew H. Tisch | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 11 | Elect James S. Tisch | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 12 | Elect Jonathan M. Tisch | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 13 | Elect Anthony Welters | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Loews Corporation | L | 540424108 | 5/13/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 2 | Elect Deirdre P. Connelly | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 3 | Elect Meyer Feldberg | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 4 | Elect Sara L. Levinson | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 5 | Elect Terry J. Lundgren | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 6 | Elect Joseph Neubauer | Mgmt | For | Against | Against |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 7 | Elect Joyce M. Roché | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 8 | Elect Paul C. Varga | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 9 | Elect Craig E. Weatherup | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 10 | Elect Marna C. Whittington | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Macy's Inc. | M | 55616P104 | 5/16/2014 | 13 | Amendment to the Omnibus Incentive Compensation Plan | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 1 | Elect Melvin D. Booth | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 2 | Elect David R. Carlucci | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 3 | Elect J. Martin Carroll | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 4 | Elect Diane H. Gulyas | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 5 | Elect Nancy S. Lurker | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 6 | Elect JoAnn A. Reed | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 7 | Elect Mark C. Trudeau | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 8 | Elect Kneeland C. Youngblood | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 9 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 12 | Authority to Repurchase Shares | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 13 | Issuance of Treasury Shares | Mgmt | For | For | For |
| Mallinckrodt PLC | MNK | G5785G107 | 3/20/2014 | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 1 | Elect Gregory H. Boyce | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 2 | Elect Pierre R. Brondeau | Mgmt | For | Against | Against |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 3 | Elect Linda Z. Cook | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 4 | Elect Chadwick C. Deaton | Mgmt | For | Against | Against |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 5 | Elect Shirley A. Jackson | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 6 | Elect Philip Lader | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 7 | Elect Michael E.J. Phelps | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 8 | Elect Dennis H. Reilley | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 9 | Elect Lee M. Tillman | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 12 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Marathon Oil Corporation | MRO | 565849106 | 4/30/2014 | 13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 1 | Elect Óscar Fanjul Martín | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 2 | Elect Daniel S. Glaser | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 3 | Elect H. Edward Hanway | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 4 | Elect Ian Lang | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 5 | Elect Elaine La Roche | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 6 | Elect Steven A. Mills | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 7 | Elect Bruce P. Nolop | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 8 | Elect Marc D. Oken | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 9 | Elect Morton O. Schapiro | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 10 | Elect Adele S. Simmons | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 11 | Elect Lloyd M. Yates | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 12 | Elect R. David Yost | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/15/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 1 | Elect Susan E. Arnold | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 2 | Elect Richard H. Lenny | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 3 | Elect Walter E. Massey | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 4 | Elect Cary D. McMillan | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 5 | Elect Sheila A. Penrose | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 6 | Elect John W. Rogers, Jr. | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 7 | Elect Roger W. Stone | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 8 | Elect Miles D. White | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| McDonald's Corporation | MCD | 580135101 | 5/22/2014 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 1 | Elect Andy D. Bryant | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 2 | Elect Wayne A. Budd | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 3 | Elect John H. Hammergren | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 4 | Elect Alton F. Irby III | Mgmt | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 5 | Elect M. Christine Jacobs | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 6 | Elect Marie L. Knowles | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 7 | Elect David M. Lawrence | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 8 | Elect Edward A. Mueller | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 9 | Elect Jane E. Shaw | Mgmt | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 12 | 2013 Stock Plan | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 14 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | For | Against |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 17 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For |
| Mckesson Corporation | MCK | 58155Q103 | 7/31/2013 | 18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 1 | Elect Leslie A. Brun | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 2 | Elect Thomas R. Cech | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 3 | Elect Kenneth C. Frazier | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 4 | Elect Thomas H. Glocer | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 8 | Elect Carlos E. Represas | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 9 | Elect Patricia F. Russo | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 10 | Elect Craig B. Thompson | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 11 | Elect Wendell P. Weeks | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 12 | Elect Peter C. Wendell | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 1 | Elect Cheryl W. Grisé | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 3 | Elect R. Glenn Hubbard | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 4 | Elect Steven A. Kandarian | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 5 | Elect John M. Keane | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 6 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 7 | Elect William E. Kennard | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 8 | Elect James M. Kilts | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 9 | Elect Catherine R. Kinney | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 10 | Elect Denise M. Morrison | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 12 | Elect Lulu C. Wang | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 15 | 2015 Stock and Incentive Compensation Plan | Mgmt | For | For | For |
| MetLife, Inc. | MET | 59156R108 | 4/22/2014 | 16 | Non-Management Director Stock Compensation Plan | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 1 | Elect Steven A. Ballmer | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 2 | Elect Dina Dublon | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 3 | Elect William H. Gates III | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 4 | Elect Maria Klawe | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 5 | Elect Stephen J. Luczo | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 6 | Elect David F. Marquardt | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 7 | Elect Charles H. Noski | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 8 | Elect Helmut G. W. Panke | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 9 | Elect John W. Thompson | Mgmt | For | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Microsoft Corporation | MSFT | 594918104 | 11/19/2013 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 9 | Elect Patrick T. Siewert | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 10 | Elect Ruth J. Simmons | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 11 | Elect Ratan N. Tata | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 12 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHldr | Against | Against | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 3 | Elect Lois D. Juliber | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 4 | Elect Mark D. Ketchum | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 6 | Elect Nelson Peltz | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 7 | Elect Fredric G. Reynolds | Mgmt | For | For | For |
| Mondelez International Inc. | MDLZ | 50075N104 | 5/21/2014 | 8 | Elect Irene B. Rosenfeld | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 1 | Elect Erskine B. Bowles | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 2 | Elect Howard J. Davies | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 3 | Elect Thomas H. Glocer | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 4 | Elect James P. Gorman | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 5 | Elect Robert H. Herz | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 6 | Elect C. Robert Kidder | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 7 | Elect Klaus Kleinfield | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 9 | Elect Hutham S. Olayan | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 10 | Elect James W. Owens | Mgmt | For | Against | Against |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 11 | Elect O. Griffith Sexton | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 13 | Elect Masaaki Tanaka | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 15 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Morgan Stanley | MPQ | 617446448 | 5/13/2014 | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 8/22/2013 | 1.1 | Elect Jack L. Rivkin | Mgmt | For | For 97.5% Withhold 2.5% | Against |
| Neuberger Berman Real Estate Securities Income Fund Inc | NRO | 64190A103 | 8/22/2013 | 1.2 | Elect Tom D. Seip | Mgmt | For | For 97.5% Withhold 2.5% | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 1 | Elect Bruce R. Brook | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 2 | Elect J. Kofi Bucknor | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 3 | Elect Vincent A. Calarco | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 4 | Elect Joseph A. Carrabba | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 5 | Elect Noreen Doyle | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 6 | Elect Gary J. Goldberg | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 7 | Elect Veronica M. Hagen | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 8 | Elect Jane Nelson | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 9 | Elect Donald C. Roth | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Newmont Mining Corporation | NEM | 651639106 | 4/23/2014 | 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For |
| Nike Inc. | NKE | 654106103 | 9/19/2013 | 1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/19/2013 | 1.2 | Elect John C. Lechleiter | Mgmt | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/19/2013 | 1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/19/2013 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/19/2013 | 3 | Ratification of Auditor | Mgmt | For | For | For |
| Nike Inc. | NKE | 654106103 | 9/19/2013 | 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 2 | Elect Erskine B. Bowles | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 3 | Elect Robert A. Bradway | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 4 | Elect Wesley G. Bush | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 5 | Elect Daniel A. Carp | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 6 | Elect Karen N. Horn | Mgmt | For | Against | Against |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 7 | Elect Steven F. Leer | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 8 | Elect Michael D. Lockhart | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 9 | Elect Amy E. Miles | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 10 | Elect Charles W. Moorman, IV | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 11 | Elect Martin H. Nesbitt | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 12 | Elect James A Squires | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 13 | Elect John R. Thompson | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/8/2014 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 1 | Elect Wesley G. Bush | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 2 | Elect Victor H. Fazio | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 3 | Elect Donald E. Felsinger | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 4 | Elect Bruce S. Gordon | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 5 | Elect William H. Hernandez | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 7 | Elect Karl J. Krapek | Mgmt | For | Against | Against |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 8 | Elect Richard B. Myers | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 9 | Elect Gary Roughead | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 11 | Elect Kevin W. Sharer | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/21/2014 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Nuveen Dividend Advantage Municipal Fund | NXZ | 67070F100 | 8/7/2013 | 1.1 | Elect Judith M. Stockdale | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Dividend Advantage Municipal Fund | NXZ | 67070F100 | 8/7/2013 | 1.2 | Elect Carole E. Stone | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Dividend Advantage Municipal Fund | NXZ | 67070F100 | 8/7/2013 | 1.3 | Elect Virginia L. Stringer | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Quality Preferred Income Fund | JPS | 67072C105 | 4/11/2014 | 1.1 | Elect William Adams, IV | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Quality Preferred Income Fund | JPS | 67072C105 | 4/11/2014 | 1.2 | Elect David J. Kundert | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Quality Preferred Income Fund | JPS | 67072C105 | 4/11/2014 | 1.3 | Elect John K. Nelson | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Quality Preferred Income Fund | JPS | 67072C105 | 4/11/2014 | 1.4 | Elect Terence J. Toth | Mgmt | For | For 97% Withhold 3% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 4/11/2014 | 1.1 | Elect William Adams, IV | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 4/11/2014 | 1.2 | Elect David J. Kundert | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 4/11/2014 | 1.3 | Elect John K. Nelson | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Quality Preferred Income Fund 3 | JHP | 67072W101 | 4/11/2014 | 1.4 | Elect Terence J. Toth | Mgmt | For | For 96% Withhold 4% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | NBD | 67074Q102 | 8/7/2013 | 1.1 | Elect William C. Hunter | Mgmt | For | For 98.5% Withhold 1.5% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | NBD | 67074Q102 | 8/7/2013 | 1.2 | Elect Judith M. Stockdale | Mgmt | For | For 98.5% Withhold 1.5% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | NBD | 67074Q102 | 8/7/2013 | 1.3 | Elect Carole E. Stone | Mgmt | For | For 98.5% Withhold 1.5% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | NBD | 67074Q102 | 8/7/2013 | 1.4 | Elect Virginia L. Stringer | Mgmt | For | For 98.5% Withhold 1.5% | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 1 | Elect Spencer Abraham | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 2 | Elect Howard I. Atkins | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 3 | Elect Eugene L. Batchelder | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 4 | Elect Stephen I. Chazen | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 5 | Elect Edward P. Djerejian | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 6 | Elect John E. Feick | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 7 | Elect Margaret M. Foran | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 9 | Elect William R. Klesse | Mgmt | For | Against | Against |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 10 | Elect Avedick B. Poladian | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 11 | Elect Elisse B. Walter | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 14 | Amend Certificate to Permit Action by Written Consent | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 15 | Amend Bylaws to Separate Chairman and CEO Roles | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | ShrHldr | Against | Against | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 19 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For |
| Occidental Petroleum Corporation | OXY | 674599105 | 5/2/2014 | 20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | ShrHldr | Against | Against | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 1 | Elect John D. Wren | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 2 | Elect Bruce Crawford | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 3 | Elect Alan R. Batkin | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 4 | Elect Mary C. Choksi | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 5 | Elect Robert C. Clark | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 6 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 7 | Elect Errol M. Cook | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 8 | Elect Susan S. Denison | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 9 | Elect Michael A. Henning | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 10 | Elect John R. Murphy | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 11 | Elect John R. Purcell | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 12 | Elect Linda Johnson Rice | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 13 | Elect Gary L. Roubos | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Omnicom Group Inc. | OMC | 681919106 | 5/20/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.2 | Elect Raymond Bingham | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.3 | Elect Michael J. Boskin | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.4 | Elect Safra A. Catz | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.10 | Elect Mark V. Hurd | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 5 | Shareholder Proposal Regarding Human Rights Committee | ShrHldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 7 | Shareholder Proposal Regarding Counting Abstentions | ShrHldr | Against | Against | For |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | For | Against |
| Oracle Corporation | ORCL | 68389X105 | 10/31/2013 | 9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 1 | Elect Shona L. Brown | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 2 | Elect George W. Buckley | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 3 | Elect Ian M. Cook | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 4 | Elect Dina Dublon | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 5 | Elect Rona A. Fairhead | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 6 | Elect Ray L. Hunt | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 7 | Elect Alberto Ibargüen | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 8 | Elect Indra K. Nooyi | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 10 | Elect James J. Schiro | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 11 | Elect Lloyd G. Trotter | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 12 | Elect Daniel Vasella | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 13 | Elect Alberto Weisser | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHldr | Against | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/7/2014 | 18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.1 | Elect Enrique R. Arzac | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.2 | Elect Phyllis O. Bonanno | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.3 | Elect Kenneth J. Dale | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.4 | Elect Frederic A. Escherich | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.5 | Elect Roger W. Gale | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.6 | Elect Kathleen T. McGahran | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.7 | Elect Craig R. Smith | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 1.8 | Elect Mark E. Stoeckle | Mgmt | For | For 94.5% Withhold 5.5% | For |
| Petroleum & Resources Corporation | PEO | 716549100 | 4/10/2014 | 2 | Ratification of Auditor | Mgmt | For | For 98% Against 1% Abstain 1% | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 2 | Elect W. Don Cornwell | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 3 | Elect Frances D. Fergusson | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 4 | Elect Helen H. Hobbs | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 5 | Elect Constance J. Horner | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 6 | Elect James M. Kilts | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 7 | Elect George A. Lorch | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 8 | Elect Shantanu Narayen | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 9 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 10 | Elect Ian C. Read | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 11 | Elect Stephen W. Sanger | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 12 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 15 | 2014 Stock Plan | Mgmt | For | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 16 | Shareholder Proposal Regarding Approval of Political Contributions | ShrHldr | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/24/2014 | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 5 | Elect Sergio Marchionne | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 6 | Elect Kalpana Morparia | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 7 | Elect Lucio A. Noto | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 8 | Elect Robert B. Polet | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 9 | Elect Carlos Slim Helú | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 10 | Elect Stephen M. Wolf | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 14 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 1 | Elect Harold Brown | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 2 | Elect Andre Calantzopoulos | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 3 | Elect Louis C. Camilleri | Mgmt | For | For | For |
| Philip Morris International Inc. | PM | 718172109 | 5/7/2014 | 4 | Elect Jennifer Li | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/7/2014 | 1 | Elect William R. Loomis, Jr. | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/7/2014 | 2 | Elect Glenn F. Tilton | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/7/2014 | 3 | Elect Marna C. Whittington | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/7/2014 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| Phillips 66 | PSX | 718546104 | 5/7/2014 | 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Phillips 66 | PSX | 718546104 | 5/7/2014 | 6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 1 | Elect Richard O. Berndt | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 2 | Elect Charles E. Bunch | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 3 | Elect Paul W. Chellgren | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 4 | Elect William S. Demchak | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 5 | Elect Andrew T. Feldstein | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 6 | Elect Kay Coles James | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 7 | Elect Richard B. Kelson | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 8 | Elect Anthony A. Massaro | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 9 | Elect Jane G. Pepper | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 10 | Elect Donald J. Shepard | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 11 | Elect Lorene K. Steffes | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 12 | Elect Dennis F. Strigl | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 13 | Elect Thomas J. Usher | Mgmt | For | Against | Against |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 14 | Elect George H. Walls, Jr. | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 15 | Elect Helge H. Wehmeier | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| PNC Financial Services Group Inc. | PNC | 693475105 | 4/22/2014 | 18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHldr | Against | Against | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/17/2014 | 1.1 | Elect Stephen F. Angel | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/17/2014 | 1.2 | Elect Hugh Grant | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/17/2014 | 1.3 | Elect Michele J. Hooper | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/17/2014 | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/17/2014 | 3 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/17/2014 | 4 | Ratification of Auditor | Mgmt | For | For | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/17/2014 | 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 1 | Elect Frederick M. Bernthal | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 2 | Elect John W. Conway | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 3 | Elect Philip G. Cox | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 4 | Elect Steven G. Elliott | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 5 | Elect Louise K. Goeser | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 6 | Elect Stuart E. Graham | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 7 | Elect Stuart Heydt | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 8 | Elect Raja Rajamannar | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 9 | Elect Craig A. Rogerson | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 10 | Elect William H. Spence | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 11 | Elect Natica von Althann | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 12 | Elect Keith H. Williamson | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against |
| PPL Corporation | PPL | 69351T106 | 5/21/2014 | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 1 | Elect Stephen F. Angel | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 3 | Elect Nance K. Dicciani | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 4 | Elect Edward G. Galante | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 5 | Elect Claire W. Gargalli | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 6 | Elect Ira D. Hall | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 7 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 8 | Elect Larry D. McVay | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 9 | Elect Denise L. Ramos | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 10 | Elect Wayne T. Smith | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 11 | Elect Robert L. Wood | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 13 | Amendment and Restatement of the 2009 Long Term Incentive Plan | Mgmt | For | For | For |
| Praxair, Inc. | PX | 74005P104 | 4/22/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 1.1 | Elect Mark Donegan | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 1.4 | Elect Rick Schmidt | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 1.5 | Elect Richard L. Wambold | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 2 | Ratification of Auditor | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For |
| Precision Castparts Corp. | PCP | 740189105 | 8/13/2013 | 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 1 | Elect Mark S. Bartlett | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 2 | Elect Edward C. Bernard | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 3 | Elect Mary K. Bush | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 5 | Elect Freeman A. Hrabowski, III | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 6 | Elect James A.C. Kennedy | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 7 | Elect Robert F. MacLellan | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 8 | Elect Brian C. Rogers | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 9 | Elect Olympia J. Snowe | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 10 | Elect Alfred Sommer | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 11 | Elect Dwight S. Taylor | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 12 | Elect Anne Marie Whittemore | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 4/24/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 2 | Elect Gordon M. Bethune | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 3 | Elect Gilbert F. Casellas | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 4 | Elect James G. Cullen | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 5 | Elect Mark B. Grier | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 6 | Elect Constance J. Horner | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 7 | Elect Martina Hund-Mejean | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 8 | Elect Karl J. Krapek | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 9 | Elect Christine A. Poon | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 10 | Elect Douglas A. Scovanner | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 11 | Elect John R. Strangfeld | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 12 | Elect James A. Unruh | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Prudential Financial, Inc. | PRU | 744320102 | 5/13/2014 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 1 | Elect Albert R. Gamper, Jr. | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 2 | Elect William V. Hickey | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 3 | Elect Ralph Izzo | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 4 | Elect Shirley A. Jackson | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 5 | Elect David Lilley | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 6 | Elect Thomas A. Renyi | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 7 | Elect Hak Cheol Shin | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 8 | Elect Richard J. Swift | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 9 | Elect Susan Tomasky | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 10 | Elect Alfred W. Zollar | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 12 | Elimination of Supermajority Requirements for Business Combinations | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 13 | Elimination of Supermajority Requirements for Director Removal | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 14 | Elimination of Supermajority Requirements for Bylaw Amendments | Mgmt | For | For | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/15/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 2/27/2014 | 1 | Approval of New Management Contract for Fund | Mgmt | For | For 89% Against 7% Abstain 4% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 1 | Fix the Number of Trustees at 14 | Mgmt | For | For 91.5% Against 5.5% Abstain 3% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.1 | Elect Liaquat Ahamed | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.2 | Elect Ravi Akhoury | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.3 | Elect Barbara M. Baumann | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.4 | Elect Jameson A. Baxter | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.5 | Elect Charles B. Curtis | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.6 | Elect Robert J. Darretta | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.7 | Elect Katinka Domotorffy | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.8 | Elect John A. Hill | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.9 | Elect Paul L. Joskow | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.10 | Elect Kenneth R. Leibler | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.11 | Elect Robert E. Patterson | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.12 | Elect George Putnam, III | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.13 | Elect Robert L. Reynolds | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 2.14 | Elect W. Thomas Stephens | Mgmt | For | For 92.5% Withhold 7.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 3 | Conversion of Fund to Open-End Investment Company | Mgmt | Against | For 20% Against 76.5% Abstain 3.5% | For |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 4 | Amendment to Quorum Requirement | Mgmt | For | For 76.5% Against 19% Abstain 4.5% | Against |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 5 | Bundled Amendments to Declaration of Trust | Mgmt | For | For 80.5% Against 15% Abstain 4.5% | Against |
| Putnam High Income Securities Fund | PCF | 746779107 | 4/25/2014 | 6 | Eliminate Certain Mandatory Shareholder Votes | Mgmt | For | For 70% Against 26% Abstain 4% | Against |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 1 | Elect Barbara T. Alexander | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 2 | Elect Donald G. Cruickshank | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 3 | Elect Raymond V. Dittamore | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 4 | Elect Susan Hockfield | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 5 | Elect Thomas W. Horton | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 6 | Elect Paul E. Jacobs | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 7 | Elect Sherry Lansing | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 8 | Elect Steven M. Mollenkopf | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 9 | Elect Duane A. Nelles | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 11 | Elect Francisco Ros | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 12 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 13 | Elect Brent Scowcroft | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 14 | Elect Marc I. Stern | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | 3/4/2014 | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 1 | Elect James E. Cartwright | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 2 | Elect Vernon E. Clark | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 3 | Elect Stephen J. Hadley | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 4 | Elect Thomas A. Kennedy | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 5 | Elect George R. Oliver | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 6 | Elect Michael C. Ruettgers | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 7 | Elect Ronald L. Skates | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 8 | Elect William R. Spivey | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 9 | Elect Linda G. Stuntz | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 10 | Elect William H. Swanson | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 13 | Shareholder Ability to Act by Written Consent | Mgmt | For | For | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For |
| Raytheon Company | RTN | 755111507 | 5/29/2014 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Reaves Utility Income Fund | UTG | 756158101 | 5/2/2014 | 1.1 | Elect Mary K. Anstine | Mgmt | For | For 98% Withhold 2% | Against |
| Reaves Utility Income Fund | UTG | 756158101 | 5/2/2014 | 1.2 | Elect Michael F. Holland | Mgmt | For | For 98% Withhold 2% | Against |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 1 | Elect James W. Crownover | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 2 | Elect Tomago Collins | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 3 | Elect Ann E. Dunwoody | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 4 | Elect William J. Flynn | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 5 | Elect Michael Larson | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 6 | Elect W. Lee Nutter | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 7 | Elect Ramon A. Rodriguez | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 8 | Elect Donald W. Slager | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 9 | Elect Allan C. Sorensen | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 10 | Elect John M. Trani | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 13 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against |
| Republic Services, Inc. | RSG | 760759100 | 5/8/2014 | 15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | For | Against |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 5 | Elect Paal Kibsgaard | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 7 | Elect Michael E. Marks | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 8 | Elect Lubna Olayan | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 9 | Elect Leo Rafael Reif | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 10 | Elect Tore I. Sandvold | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 11 | Elect Henri Seydoux | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 14 | Appointment of Auditor | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 1 | Elect Peter L.S. Currie | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 2 | Elect Tony Isaac | Mgmt | For | For | For |
| Schlumberger N.V. (Schlumberger Limited) | SLB | 806857108 | 4/9/2014 | 3 | Elect K.V. Kamath | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 1 | Elect Juanita Powell Baranco | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 2 | Elect Jon A. Boscia | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 3 | Elect Henry A. Clark III | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 4 | Elect Thomas A. Fanning | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 5 | Elect David J. Grain | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 6 | Elect Veronica M. Hagen | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 7 | Elect Warren A. Hood, Jr. | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 8 | Elect Linda P. Hudson | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 9 | Elect Donald M. James | Mgmt | For | Against | Against |
| Southern Company | SO | 842587107 | 5/28/2014 | 10 | Elect Dale E. Klein | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 11 | Elect William G. Smith, Jr. | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 12 | Elect Steven R. Specker | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 13 | Elect E. Jenner Wood III | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Southern Company | SO | 842587107 | 5/28/2014 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 1 | Elect John D. Gass | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 2 | Elect Catherine A. Kehr | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 3 | Elect Greg D. Kerley | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 4 | Elect Vello A. Kuuskraa | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 5 | Elect Kenneth R. Mourton | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 6 | Elect Steven L. Mueller | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 7 | Elect Elliott Pew | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 8 | Elect Alan H. Stevens | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 9 | Ratification of Auditor | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For |
| Southwestern Energy Company | SWN | 845467109 | 5/20/2014 | 12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/1/2014 | 1 | Elect Richard R. Devenuti | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/1/2014 | 2 | Elect Stefan K. Widensohler | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/1/2014 | 3 | Elect Wendy L. Yarno | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/1/2014 | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/1/2014 | 5 | Management Incentive Compensation Plan | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/1/2014 | 6 | Repeal of Classified Board | Mgmt | For | For | For |
| St. Jude Medical, Inc. | STJ | 790849103 | 5/1/2014 | 7 | Ratification of Auditor | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 1 | Elect Howard Schultz | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 2 | Elect William W. Bradley | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 3 | Elect Robert M. Gates | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 4 | Elect Mellody Hobson | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 5 | Elect Kevin R. Johnson | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 6 | Elect Olden Lee | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 7 | Elect Joshua C. Ramo | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 9 | Elect Clara Shih | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 10 | Elect Javier G. Teruel | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 11 | Elect Myron E. Ullman III | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 12 | Elect Craig E. Weatherup | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 15 | Shareholder Proposal Regarding Prohibition of Political Spending | ShrHldr | Against | Against | For |
| Starbucks Corporation | SBUX | 855244109 | 3/19/2014 | 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Stone Harbor Emerging Markets Income Fund | EDF | 86164T107 | 3/6/2014 | 1.1 | Elect Patrick Sheehan | Mgmt | For | For 90% Withhold 10% | Against |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 2 | Elect Srikant Datar | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 3 | Elect Roch Doliveux | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 4 | Elect Louis L. Francesconi | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 5 | Elect Allan C. Golston | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 6 | Elect Kevin A. Lobo | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 7 | Elect William U. Parfet | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 8 | Elect Andrew K Silvernail | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 9 | Elect Ronda E. Stryker | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 10 | Ratification of Auditor | Mgmt | For | For | For |
| Stryker Corporation | SYK | 863667101 | 4/22/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 1 | Elect Robert M. Beall II | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 2 | Elect David H. Hughes | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 3 | Elect M. Douglas Ivester | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 4 | Elect Kyle P. Legg | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 5 | Elect William A. Linnenbringer | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 6 | Elect Donna S. Morea | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 7 | Elect David M. Ratcliffe | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 8 | Elect William H. Rogers, Jr. | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 9 | Elect Frank W. Scruggs | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 10 | Elect Thomas R. Watjen | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 11 | Elect Phail Wynn, Jr. | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 13 | Approval of Amendment to the SunTrust Banks, Inc. 2009 Stock Plan | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 14 | Approval of the Material Terms of the SunTrust Banks Inc. 2009 Stock Plan | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 15 | Approval of Material Terms of the SunTrust Banks, Inc. Annual Incentive Plan | Mgmt | For | For | For |
| Suntrust Banks, Inc. | STI | 867914103 | 4/22/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 1 | Elect Roxanne S. Austin | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 3 | Elect Calvin Darden | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 4 | Elect Henrique de Castro | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 5 | Elect James A. Johnson | Mgmt | For | Against | Against |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 6 | Elect Mary E. Minnick | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 7 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 8 | Elect Derica W. Rice | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 9 | Elect Kenneth L. Salazar | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 10 | Elect John G. Stumpf | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 13 | Shareholder Proposal Regarding Elimination of Perquisites | ShrHldr | Against | Against | For |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Target Corporation | TGT | 87612E106 | 6/11/2014 | 15 | Shareholder Proposal Regarding Prohibiting Discrimination | ShrHldr | Against | Against | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 1 | Elect Marc N. Casper | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 2 | Elect Nelson J. Chai | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 3 | Elect C. Martin Harris | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 4 | Elect Tyler Jacks | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 5 | Elect Judy C. Lewent | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 6 | Elect Thomas J. Lynch | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 7 | Elect Jim P. Manzi | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 8 | Elect William G. Parrett | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 9 | Elect Lars R. Sorenson | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 10 | Elect Scott M. Sperling | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 11 | Elect Elaine S. Ullian | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 1 | Elect Carole Black | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 2 | Elect Glenn A. Britt | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 3 | Elect Thomas H. Castro | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 4 | Elect David C. Chang | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 6 | Elect Peter R. Haje | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 7 | Elect Donna A. James | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 8 | Elect Don Logan | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 9 | Elect Robert D. Marcus | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 10 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 11 | Elect Wayne H. Pace | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 12 | Elect Edward D. Shirley | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 13 | Elect John E. Sununu | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 14 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Time Warner Cable, Inc. | TWC | 88732J207 | 6/5/2014 | 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 1 | Elect James L. Barksdale | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 2 | Elect William P. Barr | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 5 | Elect Robert C. Clark | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 6 | Elect Mathias Döpfner | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 7 | Elect Jessica P. Einhorn | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 9 | Elect Fred Hassan | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 10 | Elect Kenneth J. Novack | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 11 | Elect Paul D. Wachter | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 12 | Elect Deborah C. Wright | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Time Warner Inc. | TWX | 887317303 | 6/13/2014 | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 1 | Elect Zein Abdalla | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 2 | Elect José B. Alvarez | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 3 | Elect Alan M. Bennett | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 4 | Elect Bernard Cammarata | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 5 | Elect David T. Ching | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 6 | Elect Michael F. Hines | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 7 | Elect Amy B. Lane | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 8 | Elect Carol Meyrowitz | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 9 | Elect John F. O'Brien | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 10 | Elect Willow B. Shire | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 11 | Ratification of Auditor | Mgmt | For | For | For |
| TJX Companies, Inc. | TJX | 872540109 | 6/10/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 1 | Elect K. Rupert Murdoch | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 2 | Elect Delphine Arnault | Mgmt | For | Against | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 3 | Elect James W. Breyer | Mgmt | For | Against | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 4 | Elect Chase Carey | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 5 | Elect David F. DeVoe | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 6 | Elect Viet D. Dinh | Mgmt | For | Against | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 7 | Elect Roderick I. Eddington | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 8 | Elect James Murdoch | Mgmt | For | Against | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 9 | Elect Lachlan K. Murdoch | Mgmt | For | Against | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 10 | Elect Jacques Nasser | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 11 | Elect Robert S. Silberman | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 12 | Elect Alvaro Uribe | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 15 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 16 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 17 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 10/18/2013 | 18 | Declaration of Domicile | Mgmt | For | NA | |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 3/21/2014 | 1 | Delisting from the Australian Securities Exchange | Mgmt | For | Against | Against |
| Twenty-First Century Fox Inc. | FOXA | 90130A200 | 3/21/2014 | 2 | Citizenship Status--Vote in the Affirmative if Stock Is Beneficially Owned by a U.S. Stockholder | Mgmt | For | NA | |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 3 | Elect David B. Dillon | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 4 | Elect Judith Richards Hope | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 5 | Elect John J. Koraleski | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 6 | Elect Charles C. Krulak | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 7 | Elect Michael R. McCarthy | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 8 | Elect Michael W. McConnell | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 10 | Elect Steven R. Rogel | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 11 | Elect Jose H. Villarreal | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 14 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| Union Pacific Corporation | UNP | 907818108 | 5/15/2014 | 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 1 | Elect F. Duane Ackerman | Mgmt | For | Against | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 2 | Elect Rodney C. Adkins | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 3 | Elect Michael J. Burns | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 4 | Elect D. Scott Davis | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 5 | Elect Stuart E. Eizenstat | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 6 | Elect Michael L. Eskew | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 7 | Elect William R. Johnson | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 8 | Elect Candace Kendle | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 9 | Elect Ann M. Livermore | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 10 | Elect Rudy H.P. Markham | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 12 | Elect Carol B. Tomé | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 13 | Elect Kevin M. Warsh | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/8/2014 | 17 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | For | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 1 | Elect William C. Ballard, Jr. | Mgmt | For | Against | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 2 | Elect Edson Bueno | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 3 | Elect Richard T. Burke | Mgmt | For | Against | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 4 | Elect Robert J. Darretta | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 5 | Elect Stephen J. Hemsley | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 6 | Elect Michele J. Hooper | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 7 | Elect Rodger A. Lawson | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 8 | Elect Douglas W. Leatherdale | Mgmt | For | Against | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 9 | Elect Glenn M. Renwick | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 10 | Elect Kenneth I. Shine | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 11 | Elect Gail R. Wilensky | Mgmt | For | Against | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 1 | Elect Jerry D. Choate | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 2 | Elect Joseph W Gorder | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 3 | Elect William R. Klesse | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 4 | Elect Deborah P. Majoras | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 5 | Elect Donald L. Nickles | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 6 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 7 | Elect Robert A. Profusek | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 8 | Elect Susan K. Purcell | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 9 | Elect Stephen M. Waters | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 10 | Elect Randall J. Weisenburger | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 11 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | For | Against |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | ShrHldr | Against | Against | For |
| Valero Energy Corporation | VLO | 91913Y100 | 5/1/2014 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 1/28/2014 | 1 | Acquisition | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 1/28/2014 | 2 | Increase of Authorized Common Stock | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 1/28/2014 | 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 2 | Elect Richard L. Carrión | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 3 | Elect Melanie L. Healey | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 4 | Elect M. Frances Keeth | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 5 | Elect Robert W. Lane | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 6 | Elect Lowell C. McAdam | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 7 | Elect Donald T. Nicolaisen | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 9 | Elect Rodney E. Slater | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 10 | Elect Kathryn A. Tesija | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 11 | Elect Gregory D. Wasson | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 14 | Adoption of Proxy Access | Mgmt | For | For | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 15 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 17 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against |
| Verizon Communications Inc. | VZ | 92343V104 | 5/1/2014 | 20 | Shareholder Proposal Regarding Counting Shareholder Votes | ShrHldr | Against | Against | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 1 | Elect Mary B. Cranston | Mgmt | For | Against | Against |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 2 | Elect Francisco Javier Fernández Carbajal | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 4 | Elect Robert W. Matschullat | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 5 | Elect Cathy E. Minehan | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 7 | Elect David J. PANG | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 8 | Elect Charles W. Scharf | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 9 | Elect William S. Shanahan | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 10 | Elect John A.C. Swainson | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Visa Inc. | V | 92826C839 | 1/29/2014 | 13 | Ratification of Auditor | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 1 | Elect Janice M. Babiak | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 2 | Elect David J. Brailer | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 3 | Elect Steven A. Davis | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 4 | Elect William C. Foote | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 5 | Elect Mark P. Frissora | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 6 | Elect Ginger L. Graham | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 7 | Elect Alan G. McNally | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 8 | Elect Dominic P. Murphy | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 9 | Elect Stefano Pessina | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 10 | Elect Nancy M. Schlichting | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 11 | Elect Alejandro Silva | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 12 | Elect James A. Skinner | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 13 | Elect Gregory D. Wasson | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For |
| Walgreen Co. | WAG | 931422109 | 1/8/2014 | 17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 1 | Elect Aida M. Alvarez | Mgmt | For | Against | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 2 | Elect James I. Cash, Jr. | Mgmt | For | Against | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 3 | Elect Roger C. Corbett | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 4 | Elect Pamela J. Craig | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 5 | Elect Douglas N. Daft | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 6 | Elect Michael T. Duke | Mgmt | For | Against | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 7 | Elect Timothy P. Flynn | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 8 | Elect Marissa A. Mayer | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 9 | Elect C. Douglas McMillon | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 10 | Elect Gregory B. Penner | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 11 | Elect Steven S. Reinemund | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 12 | Elect Jim C. Walton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 13 | Elect S. Robson Walton | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 14 | Elect Linda S. Wolf | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 18 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | For | Against |
| Wal-Mart Stores Inc. | WMT | 931142103 | 6/6/2014 | 19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 1 | Elect Bradbury H. Anderson | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 3 | Elect Patrick W. Gross | Mgmt | For | Against | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 4 | Elect Victoria M. Holt | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 5 | Elect John C. Pope | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 6 | Elect W. Robert Reum | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 7 | Elect David P. Steiner | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 9 | Ratification of Auditor | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 11 | 2014 Stock Incentive Plan | Mgmt | For | For | For |
| Waste Management, Inc. | WM | 94106L109 | 5/13/2014 | 12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | For | Against |
| Wellpoint Inc. | WLP | 94973V107 | 5/14/2014 | 1 | Elect R. Kerry Clark | Mgmt | For | For | For |
| Wellpoint Inc. | WLP | 94973V107 | 5/14/2014 | 2 | Elect Robert L. Dixon, Jr. | Mgmt | For | For | For |
| Wellpoint Inc. | WLP | 94973V107 | 5/14/2014 | 3 | Elect Lewis Hay, III | Mgmt | For | For | For |
| Wellpoint Inc. | WLP | 94973V107 | 5/14/2014 | 4 | Elect William J. Ryan | Mgmt | For | For | For |
| Wellpoint Inc. | WLP | 94973V107 | 5/14/2014 | 5 | Ratification of Auditor | Mgmt | For | For | For |
| Wellpoint Inc. | WLP | 94973V107 | 5/14/2014 | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Wellpoint Inc. | WLP | 94973V107 | 5/14/2014 | 7 | Shareholder Proposal Regarding Prohibiting Political Spending | ShrHldr | Against | Against | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 1 | Elect John D. Baker II | Mgmt | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 2 | Elect Elaine L. Chao | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 3 | Elect John S. Chen | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 4 | Elect Lloyd H. Dean | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 5 | Elect Susan E. Engel | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 7 | Elect Donald M. James | Mgmt | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 8 | Elect Cynthia H. Milligan | Mgmt | For | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 9 | Elect Federico F. Peña | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 10 | Elect James H. Quigley | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 11 | Elect Judith M. Runstad | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 12 | Elect Stephen W. Sanger | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 13 | Elect John G. Stumpf | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 14 | Elect Susan G. Swenson | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 16 | Ratification of Auditor | Mgmt | For | For | For |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Wells Fargo & Company | WFC | 949746101 | 4/29/2014 | 18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 1 | Elect Debra A. Cafaro | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 2 | Elect Mark A. Emmert | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 3 | Elect John I. Kieckhefer | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 4 | Elect Wayne Murdy | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 5 | Elect Nicole W. Piasecki | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 6 | Elect Doyle R. Simons | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 7 | Elect Richard H. Sinkfield | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 8 | Elect D. Michael Steuert | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 9 | Elect Kim Williams | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 10 | Elect Charles R. Williamson | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Weyerhaeuser Company | WY | 962166104 | 4/10/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 1 | Elect Alan S. Armstrong | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 2 | Elect Joseph R. Cleveland | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 3 | Elect Kathleen B. Cooper | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 4 | Elect John A. Hagg | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 5 | Elect Juanita H. Hinshaw | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 6 | Elect Ralph Izzo | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 7 | Elect Frank T. MacInnis | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 8 | Elect Eric W. Mandelblatt | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 9 | Elect Steven Nance | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 10 | Elect Murray D. Smith | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 11 | Elect Janice D. Stoney | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 12 | Elect Laura A. Sugg | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 13 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 15 | Ratification of Auditor | Mgmt | For | For | For |
| Williams Companies, Inc. | WMB | 969457100 | 5/22/2014 | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 1 | Elect Gail K. Boudreaux | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 2 | Elect Richard K. Davis | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 4 | Elect Albert F. Moreno | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 5 | Elect Richard T. O'Brien | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 6 | Elect Christopher J. Policinski | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 7 | Elect A. Patricia Sampson | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 8 | Elect James J. Sheppard | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 9 | Elect David A. Westerlund | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 10 | Elect Kim Williams | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 11 | Elect Timothy V. Wolf | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Xcel Energy Inc. | XEL | 98389B100 | 5/21/2014 | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 1 | Elect David Filo | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 2 | Elect Susan M. James | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 3 | Elect Max R. Levchin | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 4 | Elect Marissa A. Mayer | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 5 | Elect Thomas J. McInerney | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 6 | Elect Charles R. Schwab | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 8 | Elect Jane E. Shaw | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 11 | Amendment to the Stock Plan | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 12 | Ratification of Auditor | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 13 | Right to Call a Special Meeting | Mgmt | For | For | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For |
| Yahoo! Inc. | YHOO | 984332106 | 6/25/2014 | 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cornerstone Total Return Fund, Inc.
| By (Signature and Title) | |
|---|---|
| Ralph W. Bradshaw, President and Chairman (Principal Executive Officer) | |
| Date | August 11, 2014 |
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