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CORNERSTONE TOTAL RETURN FUND INC Director's Dealing 2017

Sep 5, 2017

32068_dirs_2017-09-05_03581413-d00f-47a6-9e6e-26e17cfd4443.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNERSTONE TOTAL RETURN FUND INC (CRF)
CIK: 0000033934
Period of Report: 2017-08-31

Reporting Person: BRADSHAW RALPH W (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-31 Common Stock X 519 $13.41 Acquired 575 Direct
2017-08-31 Common Stock X 1000 $13.41 Acquired 9375 Indirect

Footnotes

F1: Non-transferable rights were issued to stockholders of record as of July 17, 2017 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2: The total shares in Item 5 includes 1,262 shares acquired through the Issuer's dividend reinvestment plan.