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CORNERSTONE TOTAL RETURN FUND INC Director's Dealing 2016

Nov 2, 2016

32068_dirs_2016-11-02_00d3fd16-88d6-4b37-aa5e-150a8cac4df5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNERSTONE TOTAL RETURN FUND INC (CRF)
CIK: 0000033934
Period of Report: 2016-10-31

Reporting Person: BRADSHAW RALPH W (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-31 Common Stock X 46 $13.69 Acquired 48 Direct
2016-10-31 Common Stock X 1024 $13.69 Acquired 7020 Indirect

Footnotes

F1: Non-transferable rights were issued to stockholders of record as of September 23, 2016 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Each right entitled its holder to purchase one share of common stock, which purchase is reflected in this filing.

F2: The total shares in Item 5 includes 1,278 shares acquired through the Issuer's dividend reinvestment plan.