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CorMedix Inc. — Director's Dealing 2014
Jan 14, 2014
32333_dirs_2014-01-14_61a7fe10-4514-430f-ad4b-3c329b892c9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CorMedix Inc. (CRMD)
CIK: 0001410098
Period of Report: 2014-01-10
Reporting Person: Pfaffle Antony (Director, Interim Chief Medical Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-10 | Stock Option (right to buy) | $2.02 | A | 100000 | Acquired | 2024-01-09 | Common Stock, $0.001 par value per share (100000) | Direct |
| 2014-01-10 | Stock Option (right to buy) | $2.02 | A | 30000 | Acquired | 2024-01-09 | Common Stock, $0.001 par value per share (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 16725 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.9 | 2023-03-22 | Common Stock, $0.001 par value per share (210000) | 210000 | Direct |
| Stock Option (right to buy) | $0.68 | 2022-12-05 | Common Stock, $0.001 par value per share (250000) | 250000 | Direct |
| Stock Option (right to buy) | $0.29 | 2022-01-06 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Stock Option (right to buy) | $2.1 | 2021-01-14 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Stock Option (right to buy) | $3.125 | 2020-03-30 | Common Stock, $0.001 par value per share (20000) | 20000 | Direct |
Footnotes
F1: The options vested 100% on January 10, 2014.
F2: The options vest in full on the first anniversary of the date of grant.
F3: These options vest based on performance milestones running through December 31, 2014.
F4: These options vest as follows: (a) fifty percent (50%) on the date of issuance of the CE Mark certification, which occurred on July 5, 2013, and (b) fifty percent (50%) on December 31, 2013.
F5: These options vested on January 14, 2012.
F6: These options vest as follows: 1/3 on March 30, 2010, an additional 1/3 on March 30, 2011, and the remaining 1/3 on March 30, 2012.