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CorMedix Inc. — Director's Dealing 2012
Sep 24, 2012
32333_dirs_2012-09-24_9a2627ef-c81e-4b29-af08-4a1dad898595.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CorMedix Inc. (CRMD)
CIK: 0001410098
Period of Report: 2012-09-20
Reporting Person: Lefkowitz Steven W (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-20 | Senior Convertible Note (convertible into Common Stock) | $0.35 | P | 1 | Acquired | 2013-09-20 | Common Stock, $0.001 par value per share (100000) | Indirect |
| 2012-09-20 | Warrant (right to purchase Common Stock) | $0.40 | P | 1 | Acquired | 2017-09-20 | Common Stock, $0.001 par value per share (87500) | Indirect |
| 2012-09-20 | Senior Convertible Note (convertible into Common Stock) | $0.35 | P | 1 | Acquired | 2013-09-20 | Common Stock, $0.001 par value per share (42857) | Direct |
| 2012-09-20 | Warrant (right to purchase Common Stock) | $0.40 | P | 1 | Acquired | 2017-09-20 | Common Stock, $0.001 par value per share (37500) | Direct |
Footnotes
F1: On September 20, 2012, the reporting person acquired, indirectly through Wade Capital Corporation (an entity for which he has voting and investment control) in a private placement $35,000 of (i) 9% Senior Convertible Notes, convertible into shares of the Company's Common Stock, $0.001 par value per share, at a conversion price of $0.35 per share; and (ii) a five-year redeemable warrant to purchase common stock at an exercise price of $0.40 per share.
F2: On September 20, 2012, the reporting person acquired directly ) in a private placement $15,000 of (i) 9% Senior Convertible Notes, convertible into shares of the Company's Common Stock at a conversion price of $0.35 per share; and (ii) a five-year redeemable warrant to purchase common stock at an exercise price of $0.40 per share.