AI assistant
CorMedix Inc. — Director's Dealing 2010
Apr 1, 2010
32333_dirs_2010-04-01_cabd122e-6d7e-442e-a3b5-398f7f2e6016.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CorMedix Inc. (CRMD)
CIK: 0001410098
Period of Report: 2010-03-30
Reporting Person: LENZ BRIAN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-30 | Common Stock, $0.001 par value per share | P | 2000 | — | Acquired | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-30 | Stock option (right to buy) | $3.1250 | A | 326492 | Acquired | 2020-03-30 | Common Stock, $0.001 par value per share (326492) | Direct |
| 2010-03-30 | Warrants issued as a part of Units | $3.4375 | P | 1000 | Acquired | 2015-03-24 | Common Stock, $0.001 par value per share (1000) | Direct |
Footnotes
F1: These securities were issued as a part of 1,000 Units purchased by Mr. Lenz directly from the underwriters in the Company's initial public offering, which closed on
March 30, 2010. The Units were purchased at $6.50 per Unit, the initial public offering price. Each Unit consists of two shares of common stock and a warrant to
purchase one share of common stock.
F2: These options vest as follows: 1/3 on March 30, 2011; an additional 1/3 on March 30, 2012; and the remaining 1/3 on March 30, 2013.
F3: These warrants will become exercisable upon the earlier to occur of the expiration of the underwriters' over allotment option with respect to the Company's initial
public offering, or the exercise in full of such over allotment option.