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CoreCivic, Inc. — Director's Dealing 2018
Dec 3, 2018
31570_dirs_2018-12-03_857e968d-c04c-4993-8b83-4b91c2457bd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CoreCivic, Inc. (CXW)
CIK: 0001070985
Period of Report: 2018-11-29
Reporting Person: GARFINKLE DAVID (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-29 | Common Stock | M | 5010 | $9.13 | Acquired | 105082 | Direct |
| 2018-11-29 | Common Stock | S | 5010 | $21.6968 | Disposed | 100072 | Direct |
| 2018-12-03 | Common Stock | M | 19385 | $17.57 | Acquired | 119457 | Direct |
| 2018-12-03 | Common Stock | F | 17040 | $21.95 | Disposed | 102417 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-29 | Employee Stock Option (Right to Buy) | $9.13 | M | 5010 | Disposed | 2019-02-18 | Common Stock (5010) | Direct |
| 2018-12-03 | Employee Stock Option (Right to Buy) | $17.57 | M | 19385 | Disposed | 2020-02-18 | Common Stock (19385) | Direct |
Footnotes
F1: As adjusted to reflect an increase in the number of shares underlying the option and a decrease in the per share exercise price of such option as a result of the special dividend paid to stockholders of record on April 19, 2013 in connection with the Issuer's REIT conversion.
F2: Represents shares forfeited to cover both the aggregate exercise price of the options being exercised and taxes arising from that exercise.
F3: Twenty-five (25%) of options granted became exercisable on each of the first, second, third and fourth anniversary of the option grant date. Date Exercisable reflects the first date 100% of each option grant was exercisable (i.e., the fourth anniversary of the option grant date).