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CoreCivic, Inc. — Director's Dealing 2017
Sep 19, 2017
31570_dirs_2017-09-19_679082a8-7408-46d9-80e1-2c4015fe8765.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CoreCivic, Inc. (CXW)
CIK: 0001070985
Period of Report: 2017-09-15
Reporting Person: GARFINKLE DAVID (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-15 | Common Stock | M | 6008 | $22.72 | Acquired | 90114 | Direct |
| 2017-09-15 | Common Stock | M | 3992 | $9.13 | Acquired | 94106 | Direct |
| 2017-09-15 | Common Stock | S | 10000 | $25.9047 | Disposed | 84106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-15 | Employee Stock Option (Right to Buy) | $22.72 | S | 6008 | Disposed | 2018-02-20 | Common Stock (6008) | Direct |
| 2017-09-15 | Employee Stock Option (Right to Buy) | $9.13 | S | 3992 | Disposed | 2019-02-18 | Common Stock (3992) | Direct |
Footnotes
F1: As adjusted to reflect an increase in the number of shares underlying the option and a decrease in the per share exercise price of such option as a result of the special dividend paid in connection with our REIT conversion to stockholders of record on April 19, 2013.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.90 to $25.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3: Twenty-five percent (25%) of options granted became exercisable on each of the first, second, third and fourth anniversary of the option grant date. Date Exercisable reflects the first date 100% of each option grant was exercisable (i.e., the fourth anniversary of the option grant date).