Corebridge Financial, Inc. — Director's Dealing 2024

Jun 11, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ClearBridge MLP & Midstream Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2024-06-09

Reporting Person: Corebridge Financial, Inc. (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
3.46% Senior Secured Notes Series I due June 11, 2025		Indirect
3.56% Senior Secured Notes Series J due June 11, 2027		Indirect
3.76% Senior Secured Notes Series K due June 11, 2030		Indirect
Series J Mandatory Redeemable Preferred Stock	44	Indirect
Series K Mandatory Redeemable Preferred Stock	82	Indirect

Footnotes

F1: As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries.

F2: American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.

F3: AGLIC directly holds $1,492,293.86 principal amount of the reported securities.

F4: AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.

F5: AGLIC and USL directly hold 1 share and 29 shares of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 14 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein.

F6: AGLIC directly holds 56 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 26 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein.