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Core Scientific, Inc./tx — Director's Dealing 2024
Mar 19, 2024
30992_dirs_2024-03-18_c75df04a-984b-42e2-bf62-85a0d64db0aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Core Scientific, Inc./tx (CORZ)
CIK: 0001839341
Period of Report: 2024-03-15
Reporting Person: Rozov Yadin (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-15 | Common Stock | P | 80000 | $3.0746 | Acquired | 80000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-15 | Tranche 2 Warrants | $0.01 | P | 90000 | Acquired | 2029-01-23 | Common Stock (90000) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $2.99 to $3.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.
F2: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments.
F3: The price reported is a weighted average price. These Tranche 2 Warrants were purchased in multiple transactions at prices ranging from $1.97 to $2.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Tranche 2 Warrants purchased at each separate price within such range.