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Core Scientific, Inc./tx — Director's Dealing 2022
Jan 31, 2022
30992_dirs_2022-01-31_3b9b9c1b-93a1-43aa-805a-6b91fcdd8b81.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Core Scientific, Inc./tx (CORZ)
CIK: 0001839341
Period of Report: 2022-01-19
Reporting Person: Feinstein Darin (Director, Chief Vision Officer, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35991574 | Direct |
| Common Stock | 811918 | Indirect |
| Common Stock | 974301 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.02 | 2028-10-09 | Common Stock (1600153) | Direct | |
| Stock Option (right to buy) | $2.77 | 2031-01-02 | Common Stock (202979) | Direct | |
| Stock Option (right to buy) | $2.77 | 2031-01-02 | Common Stock (1014897) | Direct | |
| Stock Option (right to buy) | $10.15 | 2032-01-18 | Common Stock (8000764) | Direct |
Footnotes
F1: The shares are held by Red Moon 88, LLC, which the Reporting Person serves as its managing member.
F2: The shares are held by Texas Blockchain 888, LLC, which the Reporting Person serves as its managing member.
F3: Twenty-five percent (25%) of the shares subject to the option vested on October 3, 2019, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person's continued service through each such date.
F4: Immediately exercisable.
F5: Twenty-five percent (25%) of the shares subject to the option shall vest in equal annual installments commencing January 18, 2023, subject to Reporting Person's continued service through each such date.